Posts tagged with: "financial+services"
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17 Feb 2017, 7:19 am
View PSR receives first application under section 57 of Financial Services (Banking Reform) Act 2013, 16 February 2017 [read post]
19 Feb 2019, 3:05 pm
CSBS’s efforts to collaborate with the industry and embrace technological innovation will help the organization, and its members, respond to the rapidly-changing financial services landscape and the entry of non-traditional business models into the space. [read post]
2 Jun 2022, 8:49 am
It also means that advisors should be charging clients fair rates for their services. [read post]
9 Dec 2009, 11:38 am
It can include all sorts of schemes to sell something to an elder or failing to provide agreed services such as caregiving, home repair, or financial services. [read post]
28 Nov 2018, 8:42 am
On 27 November 2018, there was published on legislation.gov.uk a correction slip to the Financial Services (Banking Reform) Act 2013. [read post]
4 Aug 2019, 10:59 pm
As part of their general conduct obligations, all financial services licensees and credit licensees in Australia were required to obtain AFCA membership from 1 November 2018. [read post]
26 Jun 2022, 5:13 am
The Advisory observes that financial institutions may be required under state law to report suspected EFE to law enforcement and/or Adult Protective Services. [read post]
2 May 2008, 10:56 am
The FSA's financial crime and intelligence sector has carried out a review of data security systems and controls in place in 39 UK companies operating across all of the different financial services sectors. [read post]
7 Jul 2023, 1:28 pm
Army financial counselor Caz L. [read post]
13 Aug 2024, 10:00 pm
The use of AI in financial services is quickly evolving. [read post]
10 Sep 2019, 8:00 am
Regardless of the selections, Countrywide will provide some of the best member services in the financial wellness industry. [read post]
9 Feb 2021, 11:10 am
The California Department of Financial Protection and Innovation (DFPI) announced last week that it has launched an investigation into whether student-loan debt-relief companies operating in California are engaging in illegal conduct under the California Consumer Financial Protection Law (CCFPL) and Student Loan Servicing Act (SLSA). [read post]
7 Aug 2014, 10:55 am
The UK financial services regulator, the Financial Conduct Authority (FCA), has launched a guidance consultation in order to clarify and confirm its approach to the supervision of financial promotions in social media, including the use of character-limited forms (Examples of character-limited formats are Twitter (which limits tweets to 120 characters) and Vine (which limits videos to six-second loops). [read post]
14 Jun 2018, 8:00 am
Countrywide Pre-Paid Legal Services helps employees plan for the financial wellness of family members with a simple will plan option. [read post]
14 Jun 2018, 8:00 am
Countrywide Pre-Paid Legal Services helps employees plan for the financial wellness of family members with a simple will plan option. [read post]
3 Aug 2023, 10:39 am
Last year, Kentucky enacted the Student Education Loan Servicing, Licensing, and Protection Act of 2022 (the “Act”), which requires student loan services to be licensed in Kentucky. [read post]
29 Jun 2018, 7:26 am
Financial Industry Regulatory Authority (FINRA) CRD records show that Oklahoma-based Wells Fargo Clearing Services broker/adviser David Ridenour has received resolved or pending customer disputes. [read post]
5 Oct 2009, 6:59 am
Tomayo Financial Services, based in Chicago Illinois was sued by the Equal Employment Opportunity Commission ("EEOC") for sexual harassment and retaliation. [read post]
24 Jul 2009, 11:16 am
It also would address another gap by giving the CFPA authority to examine non-bank financial service providers that are not currently examined by the federal banking agencies. [read post]
22 Nov 2011, 1:28 pm
As much as lawyers fret about the rules of professional conduct as they relate to social media, those limitations don’t hold a candle to the strictures financial services marketers have to navigate. [read post]
