Posts tagged with: "financial+services"
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9 May 2016, 10:30 am
The position reports to Cindy Foster, VP and Ombudsperson, and provides confidential, neutral, and informal dispute resolution services to FINRA constituents. [read post]
31 Jan 2017, 2:24 pm
In late December, New York State’s Department of Financial Services (“DFS”) released its revised proposed cybersecurity regulation (the “DFS Rule”). [read post]
8 Sep 2023, 9:44 am
To learn more about our services, please visit our website at whitesecuritieslaw.com. [read post]
7 Dec 2020, 8:43 am
If your stock broker or financial advisor put his financial interests ahead of yours, misled you about an investment, or recommended an unsuitable investment, you may have a claim to recover your losses through FINRA arbitration. [read post]
2 Mar 2012, 2:56 am
Lehman Brothers International (Europe) (in Administration) v CRC Credit Fund Ltd and Others (Financial Services Authority intervening): [2012] UKSC 6: [2012] WLR (D) 53 “The ‘client money pool’ to be distributed among former clients of Lehman Brothers’ London affiliate was not limited to money which had been placed in segregated client accounts, as required by the Financial Services Authority, but extended to… [read post]
15 Nov 2021, 6:17 am
Proportionality is key to assisting the tens of millions of vulnerable Afghans while still appropriately denying financial services to the Taliban. [read post]
22 Jan 2012, 1:31 pm
Treasury has released draft A New Tax System (Goods and Services Tax) Amendment Regulations 2012 implementing measures to amend the financial supply provisions of the GST law. [read post]
4 Jan 2017, 8:47 pm
Tiffany Quach As we previously reported, in December 2016 the New York Department of Financial Services (the “DFS”) announced that it was revising its proposed regulation that would require banks, insurance companies and other financial services institutions regulated by the DFS to adopt broad cybersecurity protections (the “Original Proposal”). [read post]
12 Feb 2019, 7:00 am
A major benefit of the service we provide is anxiety reduction. [read post]
17 Jul 2024, 7:46 am
Further information For further information on the new Labour Government’s plans for financial services, please see its Financing Growth paper, published in February 2024. [read post]
19 Jul 2023, 11:57 am
Hired services and living adjustments: Victims of truck accidents may need to hire certain services to care for them throughout the day and help them carry out their daily duties. [read post]
15 Oct 2008, 11:11 pm
Until recently, Silicon Valley had watched the financial meltdown as an observer, but last week the financial crisis reached Silicon Valley. [read post]
9 Dec 2016, 6:00 am
Nonetheless, if an issuer that receives federal financial assistance also provides third-party administrator services, the final rule would apply to those third-party administrator services. [read post]
31 May 2024, 12:51 pm
Additionally, Washington Small Business Development Centers (SBDCs) offer free or low-cost consulting services to help small businesses navigate financial challenges. [read post]
27 Jun 2019, 12:02 pm
Jeremy Marcus Source: Twitter Jeremy L Marcus Allegedly Was Ringleader for a Massive Debt Relief Service Scam Which Victimized Thousands of Elderly & Distressed Consumers Jeremy Lee Marcus, along with Craig Davis Smith and their businesses, including 321 Loans, Financial Freedom National, Institute for Financial Freedom, Instahelp America, Helping America Group, United Financial Support, Credit Specialists of America, American Advocacy Alliance… [read post]
20 Jan 2016, 7:48 am
Thomas of Villanova Catholic School, with 11, 13 and 8 years of service respectively. [read post]
21 Jan 2020, 7:54 am
Woodbury Financial Services Representative Accused Of GPB Private Placements Sales If you are an investor who was sold GPB Capital private placements by Woodbury Financial Services broker Daryl Serizawa, our broker fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
16 Jul 2024, 10:02 am
Have you adopted policies on the use of ICT services supporting critical or important functions provided by third-party service providers? [read post]
13 Feb 2012, 3:14 pm
According to a recent study, it appears that many financial professionals “tend to overstate their qualifications and services. [read post]
21 Feb 2009, 11:37 am
After the collapse of our financial markets, I find that the banking and financial services reasoning against increased regulation is lacking. [read post]
