Posts tagged with: "financial+services"
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26 Sep 2024, 1:57 pm
We tailor our services to the individual needs of clients, with a focus on exceptional legal counsel and positive customer service. [read post]
26 Sep 2024, 1:57 pm
We tailor our services to the individual needs of clients, with a focus on exceptional legal counsel and positive customer service. [read post]
15 Dec 2011, 6:14 am
Wingfield, and Virginia Bell Flynn, Troutman Sanders, Richmond The Bureau of Consumer Financial Protection (CFPB) has been given a broad and vaguely-defined power to prohibit and punish “unfair, deceptive, and abusive financial practices. [read post]
15 Jun 2009, 6:55 am
The SEC recently charged Alabama broker-dealer Aura Financial Services, Inc., and six registered representatives with churning of customer accounts, supervisory failures, and other securities violations that resulted in significant harm to clients and substantial profit to the firm. [read post]
21 May 2013, 9:33 am
Please join us for a complimentary webinar entitled Protecting Confidential Information and Client Relationships in the Financial Services Industry on May 23rd at 12:00 p.m. [read post]
15 Mar 2013, 5:46 pm
Section 509 defines a financial institution to mean any institution the business of which is engaging in financial activities as described in Section 4(k) of the Bank Holding Company Act, which includes, in addition to banks, securities underwriting, dealing and market making, as well as providing financial, investment or economic advisory services and advising an investment company. [read post]
1 Dec 2009, 6:55 pm
It does not matter if the Servicemember turned the vehicle in to BMW FINANCIAL SERVICES NA, LLC or some other manufacturer's leasing subsidiary/financier. [read post]
15 Feb 2014, 8:14 am
[JURIST] The Financial Crimes Enforcement Network (FinCEN) [official website] issued guidelines [text, PDF] on Friday for banks to provide services to legal marijuana-related businesses. [read post]
20 Jan 2017, 9:44 am
[JURIST] The Consumer Financial Protection Bureau [official website] is suing Navient [corporate website], the largest servicer of US student loans. [read post]
30 Mar 2008, 5:20 am
Via a tip from our vigilant friend Moe Levine, see in the Financial Times Alan Mitchell's review of the book The Best Service Is No Service, subtitled "How to liberate your customers from customer service, keep them happy, and control costs", by Bill Price and David Jaffe. [read post]
18 Nov 2008, 6:30 pm
The recommended approach is also fully consistent with the establishment of the Federal Reserve Board as the agency responsible for ensuring market stability across the financial services industry. [read post]
19 Oct 2017, 1:45 pm
The CFPB has released a set of “Consumer Protection Principles” for participants “in the developing market for services based on the consumer-authorized use of financial data. [read post]
21 Sep 2017, 1:00 pm
Our latest installment is with Gardner Jones, Vice President with ABD Insurance and Financial Services. [read post]
21 Sep 2017, 1:00 pm
Our latest installment is with Gardner Jones, Vice President with ABD Insurance and Financial Services. [read post]
18 Mar 2010, 6:00 am
Participants will have the opportunity to hear how financial institutions and other agencies are responding to this issue and how services are being coordinated in Colorado. [read post]
20 Nov 2008, 12:21 pm
On Tuesday, November 18, 2008, the House Committee on Financial Services held a hearing regarding oversight of the Economic Stabilization Act of 2008 (the “Act”), government lending and insurance facilities, and their impact on the current economy and credit availability. [read post]
25 Apr 2023, 8:13 am
The renewed RTGS is intended to deliver a more resilient, flexible and innovative sterling settlement system to support monetary and financial stability. [read post]
10 Feb 2012, 4:56 am
Spencer Bachus (R-Ala.), Chair of the House Financial Services committee - the one that oversees the SEC - is being investigated for insider trading by the Office of Congressional Ethics? [read post]
5 Feb 2019, 11:53 am
He represents for-profit and nonprofit entities and individuals in financial transactions, business mergers, sales and asset acquisitions, real estate acquisitions and simple and complex development projects. [read post]
18 May 2012, 4:54 am
It is a downside to the requirements but the upside is that it should make the financial industry sector safe. [read post]
