Posts tagged with: "financial+services"
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13 Sep 2011, 2:52 pm
But there are still crucial differences between the political economy of environmental law and the political economy of financial institution regulation: First, the negative externalities in financial institutions are more closely coupled with the very services that the public demands. [read post]
28 Jan 2011, 3:55 pm
However, it advocates a fundamentally new self-regulatory regime in the financial sector, which would focus explicitly on the issue of systemic risk prevention and impose responsibility to protect the broader public from financial crises directly on the financial services industry. [read post]
20 Feb 2022, 6:32 pm
Meanwhile, ASIC has released statistics and analysis of financial reporting season. [read post]
26 Oct 2009, 5:38 am
On Sunday, Capmark Financial Group Inc. [read post]
29 Jan 2015, 7:08 am
" The Money Suite Company v. 21st Century Insurance and Financial Services Inc., et al, 1-13-cv-00984 (DED January 27, 2015, Order) (Sleet, J.) 33% Success Rate for §101 Motions to DismissPrior to 2010, §101 invalidity defenses were not asserted at the pleading stage via a Rule 12(b)(6) motion. [read post]
21 Dec 2018, 4:22 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
17 Sep 2007, 11:51 pm
Legacy Financial Services Inc., an independent broker-dealer, has closed shop. [read post]
4 Aug 2009, 2:13 am
On 27 July 2009, the Financial Services Authority (the FSA) issued PS09/14: "The approved persons regime - significant influence function review" (the Policy Statement) confirming that it will extend the approved persons regime for those that perform a 'significant influence' function at firms. [read post]
8 Jul 2015, 9:46 am
” The GAO concludes that “[a]bsent a change in financial incentives, potentially inappropriate spending on drugs may continue. [read post]
3 Sep 2024, 3:00 am
Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations. [read post]
19 Apr 2018, 2:22 am
A limited number of BTS will be relevant to financial services firms or activities that are the responsibility of more than one UK regulator. [read post]
24 Aug 2015, 9:49 am
The Consumer Financial Protection Bureau (CFBP) recently took action against a payment processing company, Paymap Inc. [read post]
28 May 2009, 6:07 am
The European Commission has adopted a Communication on Financial Supervision in Europe aimed at driving European recovery in the financial sector (the Communication).The Communication, amongst other things, proposes reforms to the current financial services committees with the creation of a European Systemic Risk Council (ESRC), a European System of Financial Supervisors (ESFS), and European Supervisory Authorities (ESA). [read post]
9 Oct 2010, 3:00 am
Those expenses would include the following: Rent or Mortgage Gas and Electric Water and Sewage Basic Telephone (excluding long distance) Trash Collection Other (which may include internet services, cable, or cell phone, etc.) [read post]
8 Sep 2023, 5:30 am
NEW YORK STATE DEPARTMENT OF CIVIL SERVICE ANNOUNCES ONLINE CIVIL SERVICE EXAMINATION NOW AVAILABLE TO PURSUE PUBLIC SERVICE CAREERS AS ATTORNEYS The New York State Department of Civil Service (DCS) has announced that individuals interested in a career as an attorney in New York State public service can now apply and complete the Legal Specialties exam online. [read post]
8 Sep 2023, 5:30 am
NEW YORK STATE DEPARTMENT OF CIVIL SERVICE ANNOUNCES ONLINE CIVIL SERVICE EXAMINATION NOW AVAILABLE TO PURSUE PUBLIC SERVICE CAREERS AS ATTORNEYS The New York State Department of Civil Service (DCS) has announced that individuals interested in a career as an attorney in New York State public service can now apply and complete the Legal Specialties exam online. [read post]
3 Dec 2008, 3:40 pm
Letter from Chrysler Chairman Bob Nardelli to House Services Chairman Barney Frank and Ranking Member Spencer Bachus GENERAL MOTORS: General Motors Corporation Business Plan as Submitted to the House Financial Services Committee on December 2, 2008 [read post]
28 Oct 2009, 11:25 pm
The four investment firms, Citigroup, AK Capital, National Financial Services, and Tradestation, agreed to the censures and fines but did not admit to or deny wrongdoing. [read post]
23 Mar 2011, 6:00 am
The agency’s stated mission is “to make markets for consumer financial products and services work for Americans” by ensuring that the price and risks associated with these products and services are “clear” and “visible. [read post]
17 May 2023, 11:30 am
Mass. securities regulators reportedly barred him from working as a financial advisor in Massachusetts. [read post]
