Posts tagged with: "financial+services"
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29 Dec 2023, 12:11 pm
Report abuse: Notify local law enforcement, adult protective services agencies, and any relevant financial institutions of the suspected financial abuse. 2. [read post]
26 Sep 2013, 12:52 pm
A Financial Accounting Standards Board (FASB) update will soon require nonprofits that receive management and other services without charge from affiliated organizations to recognize the value of the activities. [read post]
24 Jan 2020, 9:58 am
On December 18, 2019, the New York Department of Financial Services (DFS) issued its Final Regulations detailing the business conduct rules for mortgage loan servicers. [read post]
8 May 2022, 12:15 pm
Notably, the Skilling decision withdrew from the reach of Section 1346 a significant category of cases that had been prosecuted as honest services fraud up to that point: cases involving more general financial self-dealing or conflicts of interest, where no bribes or kickbacks are given. [read post]
8 Jul 2015, 7:50 am
But we uphold convictions for structuring financial transactions not dependent on the honest-services convictions. [read post]
12 Jul 2023, 1:33 am
The draft SI is part of HM Treasury’s programme to deliver a Smarter Regulatory Framework for financial services, tailored to the UK. [read post]
8 Feb 2023, 5:57 pm
Department of the Treasury today released a report, The Financial Sector’s Adoption of Cloud Services, on the potential benefits and challenges associated with the increasing trend of financial sector firms adopting cloud services technology. [read post]
29 Jun 2010, 6:45 pm
Assistant Treasurer, Senator Nick Sherry, has released a consultation paper on reforms to the goods and services tax (GST) financial supply provisions. [read post]
10 Apr 2025, 6:15 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kristopher Kessler (Kessler), currently associated with American Trust Investment Services, Inc., has at least one disclosable event. [read post]
15 May 2025, 6:22 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gareth Caluducan (Caluducan), currently associated with W & s Brokerage Services, INC., has at least one disclosable event. [read post]
17 May 2025, 6:22 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffery Steely (Steely), currently associated with Packerland Brokerage Services, INC., has at least one disclosable event. [read post]
19 Mar 2025, 11:34 am
A service agreement specifies the terms of a business relationship, prevents disputes, protects financial interests, and keeps operations running smoothly. [read post]
14 Feb 2024, 8:07 am
The FCA notes that this is underpinned by the Consumer Duty, which entered into force in July 2023 and requires firms to demonstrate that consumers are receiving information that helps them make effective and informed decisions about financial products and services. [read post]
24 Apr 2023, 12:07 pm
Government agencies: Report the abuse to your local Adult Protective Services (APS) agency or the relevant government body responsible for investigating elder abuse and financial exploitation. [read post]
29 May 2012, 7:40 am
David Johnson and Joe Regan are sharing their knowledge and experience in the Financial Appellate Voice, a new blog focusing on litigation involving the financial services industry in Texas. [read post]
12 May 2008, 1:10 pm
The Association of American Law Schools Section on Financial Institutions and Consumer Financial Services Program for the 2009 Annual Meeting (January in San Diego) has announced its topic: Does Modern Financial Institution Regulation Work? [read post]
4 Mar 2009, 10:27 am
When they were put to a test, corporate governance routines did not serve their purpose to safeguard against excessive risk taking in a number of financial services companies. [read post]
2 May 2023, 9:26 am
Conversely, the FCA notes that a significant proportion of full permission consumer credit firms primarily undertake financial services activity, presenting a higher risk to its objectives. [read post]
9 Jun 2018, 7:21 am
[May 24], the President signed the Economic Growth, Regulatory Relief, and Consumer Protection Act, the first major financial services legislation since Dodd-Frank. [read post]
9 Sep 2015, 10:18 am
The purpose of the information letter (IL) is to inform Community Living Assistance and Support Services (CLASS) Direct Services Agencies (DSAs), CLASS Case Management Agencies (CMAs), Deaf Blind with Multiple Disabilities (DBMD) program providers, and Financial Management Services Agencies (FMSAs) about changes related to providing transportation to an individual in the CLASS or DBMD Program. [read post]
