Posts tagged with: "financial+services"
Results 2961 - 2980
of 76,785
Sorted by Relevance
|
Sort by Date
6 Dec 2021, 8:25 am
For example, recently, representatives from the Office of the Comptroller of the Currency and the New York State Department of Financial Services discussed the need for developing additional AI guidance. [read post]
29 Apr 2015, 4:07 pm
Darin Gibson, president of the Burnham Gibson Financial Group in Irvine, California, was admonished for discrepancies between the services agreed to in a client agreement and those provided. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
11 Apr 2011, 11:37 am
FINRA announced that it fined UBS Financial Services, Inc., $2.5 million, and required UBS to pay $8.25 million in restitution for omissions and statements made that effectively misled investors regarding the "principal protection" feature of 100% Principal-Protection Notes (PPNs) Lehman... [read post]
12 Oct 2012, 3:05 pm
The Farm Services Agency - as the name suggests - is an agency that provides services to farms. [read post]
27 Oct 2023, 4:45 am
As the FCARs are listed in Schedule 1 of the Financial Services and Markets Act 2023, they will be revoked in due course as part of the government’s post-Brexit programme of repealing and replacing retained EU law. [read post]
29 Apr 2021, 7:19 am
Tony Kaye, a partner in Ballard Spahr’s Consumer Financial Services Group, hosts the conversation, joined by Dan McKenna, Practice Group Leader of the firm’s Consumer Financial Services Litigation Group. [read post]
26 Jan 2012, 6:46 am
During the past three months at least three arbitration panels have ordered financial services firms to pay millions of dollars to financial advisers formerly employed by the firms. [read post]
2 Mar 2020, 11:52 am
Definition and Classification of Personal Financial Information “Personal financial information” is defined as information collected, processed, and stored by Financial Industry Entities from various sources, including through the provision of financial products or services. [read post]
16 May 2024, 9:22 am
On 16 May 2024, the Financial Conduct Authority (FCA) published six ‘Dear CEO’ letters, setting out information to support firms in their final preparations for implementing the Consumer Duty for closed products and services. [read post]
7 Oct 2009, 2:50 pm
Morbach previously worked as Vice President-Investments at UBS Financial Services Inc. [read post]
19 Feb 2009, 8:24 pm
Today I am at the University of Memphis Symposium on Financial Services Reform. [read post]
15 Jul 2013, 4:23 pm
The U.S. federal agency that regulates consumer protection with regard to financial products and services is hiring an Associate Ombudsman. [read post]
26 Jun 2023, 6:00 am
Funeral and Burial Expenses The cost of funeral arrangements, burial, cremation, or memorial services can place an additional burden on grieving families. [read post]
14 Apr 2020, 7:03 am
” In a release expanding on the definition of “Essential Businesses” for the purposes of Executive Order 202.6, such essential financial institutions include “services related to financial markets. [read post]
