Posts tagged with: "financial+services"
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6 Feb 2012, 7:10 am
According to a survey conducted by Cogent Research and sponsored by Fidelity Institutional Wealth Services (Fidelity), 76% of new independent financial advisers claim to be better off financially, and 64% of them were able to make that claim in the first six months of going independent. [read post]
11 Nov 2008, 3:35 pm
Ringler Radio host, Larry Cohen welcomes Ron McHugh, Senior Vice President & General Manager of Fixed Products for John Hancock Financial Services, Inc. and Betty Gregware, Sales Executive and Certified Structured Settlement Consultant with John Hancock Structured Settlements, to discuss the importance of financial strength of the insurance industry in these uncertain economic times. [read post]
12 Jul 2021, 7:52 am
Financial Services as a Test Case for Sector-Specific Norms One fruitful starting point for expert consultations is to focus on garnering agreement about acceptable cyber behavior affecting the financial sector. [read post]
9 Feb 2012, 6:47 pm
Today, Jon Walker tweeted that “No one man has done more to protect the power of the financial elites than President Obama. [read post]
1 Oct 2019, 6:53 am
As previously advertised, this month’s financial services breakfast briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
After the Dust Settles on Gross v. FBL Financial Services, When Does Burden Shift on Discrimination?
4 Aug 2009, 8:12 am
FBL Financial Services, that the burden of proof in age discrimination cases. [read post]
18 Jul 2014, 5:23 pm
These new deficiencies in Fiscal Service’s information systems controls, along with unresolved control deficiencies from prior audits, collectively represent a significant deficiency in Fiscal Service’s internal control over financial reporting. [read post]
19 Dec 2019, 2:51 pm
Cornide has reportedly been employed by UBS Financial Services since 2005, and works out of the firm’s Coral Gables, Florida office. [read post]
12 Dec 2020, 7:45 am
Magill was a dually registered and licensed financial advisor with Foreside Fund Services and as a Registered Investment Adviser with WBI Investments, Inc. out of Boca Raton, Florida. [read post]
14 Jan 2008, 12:44 am
Transaction Positions Deloitte FAS to Provide Complete Discovery Solution to its Clients NEW YORK, Jan. 14 /PRNewswire/ -- Deloitte Financial Advisory Services LLP (Deloitte FAS) announced today that it has acquired certain assets of Barrasso Consulting LLC (Barrasso), a firm specializing in planning and executing litigation discovery programs, to further enhance Deloitte FAS' existing national Forensic & Dispute Services practice. [read post]
20 Jun 2023, 1:59 am
On 19 June 2023, the Bank of England (the Bank), working closely with the payments industry, migrated CHAPS, the UK’s high-value payments system, to ISO 2022, the latest global financial messaging standard. [read post]
1 Oct 2014, 4:12 pm
The open-data play by the Centers for Medicare and Medicaid Services was mandated under provisions of the 2010 health care overhaul. [read post]
30 Oct 2012, 1:05 pm
This results in too few goods and services being produced (an investment and production crisis) and too little being purchased (a consumption crisis). [read post]
19 Mar 2007, 9:32 pm
Financial troubles, staff layoffs and potentially higher servicing costs on defaulting loans have led to concerns that servicing quality may decline. [read post]
31 Mar 2014, 3:20 am
The Board found the mark likely to cause confusion with the registered marks LION and LION CAPITAL for (in part) identical financial services. [read post]
1 Apr 2014, 2:19 pm
RRNs are also extensively used for identification in banking and online services, but such use has been under criticism after several massive security breaches of banks and online service providers. [read post]
24 Nov 2020, 12:02 pm
Department of Labor heard testimony from a representative of the American Institute of Certified Public Accountants (AICPA) Forensic and Litigation Services Fraud Task Force, who testified that “[i]t is estimated that 10% of elderly people in North America have already been victims of financial abuse with total reported yearly financial losses of over $2.9 billion. [read post]
1 Mar 2017, 2:38 am
With the entry into force of the European Markets in Financial Instruments Directive II (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR), the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) will assume new duties in relation to the authorisation and supervision of data reporting services providers from 3 January 2018. [read post]
4 Jun 2015, 7:56 pm
This puzzle is addressed in the framework of an emerging economy model in which households face shocks to trend growth rate, and a fraction of them are financially constrained, with no access to financial services. [read post]
13 Sep 2011, 2:52 pm
But there are still crucial differences between the political economy of environmental law and the political economy of financial institution regulation: First, the negative externalities in financial institutions are more closely coupled with the very services that the public demands. [read post]
