Posts tagged with: "financial+services"
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28 Nov 2009, 8:12 am
"Our goal is to work with advocates through statewide and local initiatives, to help survivors build financial skills which are critical during these financially turbulent times. [read post]
3 Sep 2014, 1:04 pm
Use of cloud-based services is increasing, including in the financial services industry. [read post]
7 Jul 2009, 2:30 am
The Financial Services Authority has published a consultation paper (CP09/18) in connection with the distribution of retail investments (including life products but excluding pure protection products: see below) - known as its retail distribution review (RDR). [read post]
6 Jul 2022, 9:07 am
Under the UK Bribery Act, a bribe paid or offered by a third party providing services for or behalf of a financial institution with the intention of benefiting the organisation may give rise to an offence (and equally secret commissions may provide grounds for transactions to be unwound). [read post]
22 May 2010, 3:55 pm
The Financial Industry Regulatory Authority says that Deutsche Bank Securities and National Financial Services LLC have consented to be fined $925,000 in total for supervisory violations, as well as Regulation SHO short sale restrictions violations. [read post]
22 Aug 2024, 2:14 pm
Tak's creation of the Trust by driving him to We the People and paying Yi for her services. [read post]
3 Mar 2020, 11:54 am
Consumer Financial Protection Act: The Consumer Financial Protection Act (“CFPA”), which may be enforced by the CFPB and state attorneys general, prohibits unfair, deceptive, or abusive acts or practices by those who offer financial products or services to consumers. [read post]
4 Dec 2008, 12:05 pm
Government financial accountabilitySource: Press release from the Office of the State ComptrollerThe Office of the State Comptroller regularly audits state agencies, public authorities and New York City agencies. [read post]
20 Sep 2016, 5:26 pm
On September 13, 2016, the New York Department of Financial Services introduced a new rule that would require banks, insurance companies and other financial institutions regulated by the Department to establish and maintain a cybersecurity program designed to protect consumers and ensure the safety of New York’s financial services industry. [read post]
23 Aug 2023, 8:16 am
We believe that Countrywide Pre-Paid Legal Services offers one of the best financial wellness plans in the industry. [read post]
22 Dec 2022, 5:26 pm
FBI Alert: “The FBI is warning the public that cyber criminals are using search engine advertisement services to impersonate brands and direct users to malicious sites that host ransomware and steal login credentials and other financial information. [read post]
28 Aug 2020, 8:11 am
The Director will provide leadership, direction, and manage the Tribal Family & Youth Services (TFYS) Department programs, activities, and functions including: department planning, development and implementation of culturally relevant services to our Tribal children, families, and Elders; strive for efficiencies and sustainability of programs; apply for, implement, and administer 15 to 20 grants to operate programs and services; responsible for the oversight and… [read post]
25 Jul 2022, 9:01 pm
Robust Remedies Restoring trust in our financial markets and institutions also requires the use of robust remedies. [read post]
11 Nov 2020, 7:24 am
He has been registered with Fortune Financial Services, Inc. since his termination from The O.N. [read post]
22 Feb 2023, 9:49 am
” Treasury acknowledged that cloud adoption is an “important component” of a financial institution’s overall technology and business strategy, but also warned the industry about the harm a technical breakdown or cyberattack could have on the public given financial institutions’ reliance on a few large cloud service providers. [read post]
22 Feb 2023, 9:12 am
” Treasury acknowledged that cloud adoption is an “important component” of a financial institution’s overall technology and business strategy, but also warned the industry about the harm a technical breakdown or cyberattack could have on the public given financial institutions’ reliance on a few large cloud service providers. [read post]
19 Sep 2023, 11:56 pm
A promissory note, often called an up-front forgivable loan, is commonly used as a recruiting tool by many of the major brokerage firms in the securities industry, including Morgan Stanley, Merrill Lynch, Wells Fargo, Ameriprise, and UBS Financial Services. [read post]
1 Mar 2012, 1:42 am
Our Global Financial Services Regulatory Group: As part of Reed Smith's Financial Industry Group's 200 lawyers, our Financial Services Regulatory Group (FSRG) offers sophisticated bank regulatory and retail finance compliance advice. [read post]
6 Jul 2018, 1:55 pm
The supervisory authorities recognise that a lack of operational resilience represents a threat to financial stability and describe it “as no less important than financial resilience. [read post]
16 Oct 2023, 7:16 am
Utilize Non-Profits: Many non-profit organizations provide financial counseling services at reduced rates or even for free. 7. [read post]
