Posts tagged with: "financial+services"
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17 Oct 2011, 11:19 am
“Bill’s addition to our growing team will add further depth and increase our abilities to service our global financial services clients across the rapidly changing regulatory landscape,” Doug Landy, head of the firm's U.S. financial services regulatory practice, said in a press release. [read post]
7 Sep 2022, 9:01 am
On 7 September 2022, the House of Commons’ Treasury Committee published the responses it received from the Treasury, PRA and FCA to its report on the Future of Financial Services Regulation. [read post]
17 Dec 2013, 8:18 am
With my colleagues Peter Stein and Dean Singewald II, I recently coauthored an advisory for employers in the financial services industry: Dodd-Frank Standards Proposed for Assessing Diversity Policies and Practices of Covered Entities in the Financial Services Industry. [read post]
17 Dec 2013, 8:18 am
With my colleagues Peter Stein and Dean Singewald II, I recently coauthored an advisory for employers in the financial services industry: Dodd-Frank Standards Proposed for Assessing Diversity Policies and Practices of Covered Entities in the Financial Services Industry. [read post]
24 Nov 2023, 2:33 am
On 23 November 2023, UK Finance published a report on the impact of artificial intelligence (AI) in financial services, including opportunities, risks and policy considerations. [read post]
16 Sep 2013, 4:00 am
MishkinAlthough the House Financial Service Committee’s hearing last Thursday was entitled “The Semi-Annual Report of the Consumer Financial Protection Bureau,” the contents of the report received little mention from committee members. [read post]
30 Mar 2009, 1:16 pm
FBL Financial Services, Inc., No. 08-441, a case regarding the burden of proof in “mixed motive” cases under the Age Discrimination in Employment Act (ADEA). [read post]
29 Nov 2022, 10:30 pm
(Viceroy Research Partnership LLC and Others against Financial Sector Conduct Authority Financial Services Tribunal, case numbers A45/A46/A47/A48/2021: Decision 15 November 2022). [read post]
6 Sep 2019, 10:03 am
The Committee on Financial Services will hold a hearing entitled “A $1.5 Trillion Crisis: Protecting Student Borrowers and Holding Student Loan Servicers Accountable. [read post]
15 Nov 2021, 5:00 am
While automotive topped the list, financial services was ranked third, up from fifth place last year. [read post]
18 Oct 2022, 8:59 am
On 17 October 2022, HM Treasury published a draft of the Financial Services (Miscellaneous Amendments) Regulations 2022. [read post]
16 Jun 2011, 10:15 am
The House Appropriations Committee FY 2012 financial services bill includes $1.2 billion for the SEC, which is equal to last year’s level and $222 million below the President’s request. [read post]
27 Feb 2024, 9:16 am
On 20 February 2024, the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024 (the Order) was published, along with an explanatory memorandum. [read post]
26 Apr 2011, 3:09 am
British Bankers’ Association v Financial Services Authority and another [2011] EWHC 999 (Admin); [2011] WLR (D) 144 “The Financial Services Authority was not contrained by the existence of statutory powers in section 404 of the Financial Services and Markets Act 2000 from using other powers to deal with what it perceived as the widespread mis-selling of payment protection insurance (PPI) policies by banks. [read post]
19 Jul 2012, 11:45 am
Covino worked at Prospera Financial Services prior to his suspension, and had previously worked at LPL Financial and VSR Financial Services. [read post]
18 Jan 2023, 2:02 pm
The New York Department of Financial Services (DFS) recently issued proposed guidance (Guidance) related to climate change that applies to New York State-regulated banking organizations, New York State-licensed branches and agencies of foreign banking organizations, and New York State-regulated mortgage ... [read post]
21 Apr 2014, 5:55 am
Tina ShinAs we previously reported, the House of Representatives Financial Services Committee held a hearing on the effects of regulatory “red tape. [read post]
28 May 2010, 6:09 am
The New UK "Financial Services Act 2010" Makes Significant Reforms On the heels of the passing of "The Financial Services Act 2010," the United Kingdom's new coalition government announced that it will not disband the Financial Services Authority - sparing the country's financial regulator from abolishment. [read post]
7 Jun 2015, 1:17 pm
Here are my top six reasons why a career as a financial planner is an ideal match for many women: [read post]
28 May 2013, 6:21 am
Since the New York State Department of Financial Services ("DFS") began operations in late 2011, the agency appears to have lived up to its billing as an activist regulator of insurers and financial institutions. [read post]
