Posts tagged with: "financial+services"
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14 Feb 2023, 11:09 pm
On 4 May 2022, the Financial Services Tribunal (Tribunal) dismissed an application for condonation in an application that was filed a year and a day later than the determination, which was the subject of the reconsideration. [read post]
7 May 2019, 7:20 am
On 3 May 2019, the FCA announced that it had launched the Financial Services Regulatory Partners Phoenixing Group, in a bid to tackle the ongoing issue of phoenixing in financial services. [read post]
7 Jan 2008, 12:25 pm
The University of Connecticut School of Law is hosting a Junior Scholar Workshop on Banking and Cosnumer Financial Services Law on May 28-29th. [read post]
5 Apr 2014, 6:10 pm
The CFP Act establishes the Bureau of Consumer Financial Protection (CFPB or Bureau) within the Federal Reserve System (FRS) with rulemaking, enforcement, and supervisory powers over many consumer financial products and services, as well as the entities that sell them. [read post]
27 Nov 2023, 7:59 am
On 27 November 2023, HM Treasury (HMT) published a joint statement on the UK-Japan Financial Dialogue and Financial Regulatory Forum, which took place in Tokyo between Japan (the Ministry of Finance and the Financial Services Agency) and the UK (HMT, the Bank of England and the Financial Conduct Authority). [read post]
19 Apr 2016, 4:02 pm
MyMoney.gov has a wide range of financial education resources: information covering key financial principles, money quizzes, interactive tools, and more. [read post]
23 Sep 2016, 8:54 am
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
29 May 2024, 12:14 pm
While the Dodd-Frank Act (“Dodd-Frank”) provided the CFPB with rulemaking and enforcement authority over the major consumer financial services laws and regulations, the FTC retained authority to enforce TILA and Regulation Z, CLA and Regulation M, EFTA and Regulation E, and CFPB rules applicable to entities within the FTC’s jurisdiction.... [read post]
13 Dec 2011, 11:57 am
The Financial Ombudsman Service Annual Review 2010-2011 highlights the areas it has received complaints about and systemic issues it has identified. [read post]
7 Nov 2018, 3:01 pm
At its ndElevate partner and customer conference taking place this week in Park City, Utah, NetDocuments today announced that it has acquired Closing Room, a deal-management application developed by the Am Law 200 financial services law firm Chapman and Cutler. [read post]
30 Oct 2023, 9:58 am
On 30 October 2023, the FCA published Feedback Statement FS23/7: Long-term asset funds (LTAFs) – Financial services compensation scheme (FSCS) coverage feedback statement. [read post]
17 May 2021, 11:34 am
On May 19, 2021, the House Financial Services Committee will hold a hearing, “Oversight of Prudential Regulators: Ensuring the Safety, Soundness, Diversity, and Accountability of Depository Institutions. [read post]
10 May 2024, 3:42 am
Correspondence between the Treasury Sub-Committee on Financial Services Regulations and the FCA On 1 May 2024, the Treasury Sub-Committee on Financial Services Regulations wrote to Nikhil Rathi, the Chief Executive of the FCA, asking a number of questions in connection with CP24/2. [read post]
26 Nov 2021, 8:40 pm
On 25 November 2021, the European Commission published a proposal for the Regulation establishing a European single access point (ESAP) providing centralised access to publicly available information of relevance to financial services, capital markets and sustainability. [read post]
20 Feb 2018, 2:34 am
The Association for Financial Markets in Europe has published FAQs on how wholesale financial services contracts might be impacted by Brexit. [read post]
19 Jun 2014, 9:31 am
Earlier this week, Director Cordray announced that the CFPB was partnering with Rhode Island’s Office of Library and Information Services to make the state’s libraries into neighborhood centers of financial education. [read post]
13 Dec 2010, 5:05 pm
In support of its technologically neutral approach to financial services disclosure ASIC has published Regulatory Guide 221 Facilitating online financial services disclosures (RG 221) setting out: its interpretation of the online disclosure provisions under the Corporations Act; and the relief ASIC has given in Class Order 10/1219 to enable providers to deliver: 1. [read post]
14 Nov 2015, 7:51 pm
“In GAO’s opinion, the Internal Revenue Service’s (IRS) fiscal years 2015 and 2014 financial statements are fairly presented in all material respects. [read post]
12 Nov 2018, 4:16 am
do vulnerable consumers pay more for financial services products? [read post]
6 May 2019, 7:50 am
This past Wednesday the House Committee on Financial Services’ Subcommittee on Oversight and Investigations held a hearing titled “Examining Discrimination in the Automobile Loan and Insurance Industries. [read post]
