Posts tagged with: "financial+services"
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29 Jun 2023, 11:32 am
The speech discusses the FCA’s growth and competitiveness objective under the new Financial Services and Markets (FSM) Act. [read post]
28 Sep 2014, 3:50 pm
Available at SSRN: http://ssrn.com/abstract=2500767 “London dominates the European financial services industry, being the centre-point for advanced financial services, skilled labour, and the complex array of services needed to invest beyond Europe’s borders. [read post]
3 Sep 2020, 4:30 pm
Michael Mahon was named chief financial officer of Penn-Mar Services, a provider of services for people with intellectual and developmental disabilities. [read post]
20 Jan 2020, 3:53 am
Our risk consulting team is pleased to sponsor the Financial Services Compliance & Risk Conference, a one-day industry-led conference taking place on March 4, 2020 in London. [read post]
27 Jul 2022, 5:57 pm
Merrill brings more than 30 years of experience working in the financial services industry. [read post]
2 May 2024, 7:45 am
On 25 April 2024, the Financial Conduct Authority (FCA) published a letter that it sent to the House of Lords Financial Services Regulation Committee (FSRC) regarding its proposed changes, set out in Consultation Paper CP24/2, to its approach to publicising enforcement investigations. [read post]
12 Apr 2018, 7:43 am
Yesterday, Mick Mulvaney made his first appearance as CFPB Acting Director before the House Financial Services Committee to present the Bureau’s Semi-Annual Report to Congress for the period beginning April 1, 2017, and ending September 30, 2017, a period of time when Richard Cordray was still the Director. [read post]
1 Oct 2015, 12:59 pm
Wolf On Wednesday, September 29, CFPB Director Richard Cordray appeared before the House Committee on Financial Services to answer questions regarding the Bureau’s activities since March. [read post]
1 Mar 2012, 6:45 am
Christopher Flowers tells the Super Return private equity conference that valuations for financial assets in the euro zone were currently the lowest he had seen in his entire career. [read post]
4 Oct 2019, 1:02 pm
Findings from a study conducted by Pew Research Center showed that combat veterans who served in the military after the September 11th terrorist attacks reported benefiting financially from their service more than those who served before 9/11. [read post]
13 Feb 2023, 4:10 pm
The New York Department of Financial Services (DFS) has issued final regulations implementing the state’s Commercial Finance Disclosure Law (CFDL) which requires consumer-like disclosures for “commercial financing” transactions of $2.5 million or less. [read post]
11 May 2023, 8:35 am
The consumer financial services industry has become the target of increasing regulatory scrutiny under antitrust laws as well as class action antitrust litigation that challenges industry practices on the grounds that they undermine competition. [read post]
20 Oct 2015, 3:59 pm
As reported by DeWayne Sheaffer, President of NEA’s National Council for Higher Education, this past summer the Consumer Financial Protection Bureau (CFPB) listened to the voices of more than 30,000 frustrated Americans, including thousands of NEA members, who were tired of receiving bad or unclear information from their student loan servicers. [read post]
14 Feb 2023, 11:09 pm
On 4 May 2022, the Financial Services Tribunal (Tribunal) dismissed an application for condonation in an application that was filed a year and a day later than the determination, which was the subject of the reconsideration. [read post]
7 May 2019, 7:20 am
On 3 May 2019, the FCA announced that it had launched the Financial Services Regulatory Partners Phoenixing Group, in a bid to tackle the ongoing issue of phoenixing in financial services. [read post]
7 Jan 2008, 12:25 pm
The University of Connecticut School of Law is hosting a Junior Scholar Workshop on Banking and Cosnumer Financial Services Law on May 28-29th. [read post]
5 Apr 2014, 6:10 pm
The CFP Act establishes the Bureau of Consumer Financial Protection (CFPB or Bureau) within the Federal Reserve System (FRS) with rulemaking, enforcement, and supervisory powers over many consumer financial products and services, as well as the entities that sell them. [read post]
27 Nov 2023, 7:59 am
On 27 November 2023, HM Treasury (HMT) published a joint statement on the UK-Japan Financial Dialogue and Financial Regulatory Forum, which took place in Tokyo between Japan (the Ministry of Finance and the Financial Services Agency) and the UK (HMT, the Bank of England and the Financial Conduct Authority). [read post]
19 Apr 2016, 4:02 pm
MyMoney.gov has a wide range of financial education resources: information covering key financial principles, money quizzes, interactive tools, and more. [read post]
23 Sep 2016, 8:54 am
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
