Posts tagged with: "financial+services"
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5 Aug 2024, 10:00 pm
The UK Financial Conduct Authority (FCA) recently adopted a new anti-greenwashing rule, alongside supplemental guidance, requiring that financial service businesses regulated by the FCA ensure that any sustainability claims about their products or services are fair, clear, and not misleading. [read post]
5 Aug 2024, 10:00 pm
The UK Financial Conduct Authority (FCA) recently adopted a new anti-greenwashing rule, alongside supplemental guidance, requiring that financial service businesses regulated by the FCA ensure that any sustainability claims about their products or services are fair, clear, and not misleading. [read post]
5 Aug 2024, 10:00 pm
The UK Financial Conduct Authority (FCA) recently adopted a new anti-greenwashing rule, alongside supplemental guidance, requiring that financial service businesses regulated by the FCA ensure that any sustainability claims about their products or services are fair, clear, and not misleading. [read post]
13 Aug 2008, 8:19 am
“Delays, rudeness and poor claims handling are grounds for ordering financial services firms to compensate customers, the Financial Ombudsman Service (FOS) has said. [read post]
18 Nov 2024, 9:05 pm
REP 797 discusses current and emerging AFS licensing issues including: Regulation of digital (crypto) assets; Transitional arrangements for Buy Now Pay Later services; Reforms to payments systems; Modification of the reportable situations regime; Extension of the Financial Accountability Regime to the insurance and superannuation industries; Launch of the new Professional Registers Search; Licensing obligations of carbon market participants; New requirements… [read post]
10 Jul 2017, 2:33 am
The speech is entitled Why free trade and open markets in financial services matter. [read post]
22 Oct 2014, 7:53 am
The CFPB has highlighted the benefits the new rule offers both to the financial services industry as well as to consumers. [read post]
23 Aug 2016, 1:53 pm
Berk will teach a seminar regarding financial exploitation claims under Arizona’s adult protective service act. [read post]
23 Aug 2016, 1:53 pm
Berk will teach a seminar regarding financial exploitation claims under Arizona’s adult protective service act. [read post]
23 Aug 2016, 1:53 pm
Berk will teach a seminar regarding financial exploitation claims under Arizona’s adult protective service act. [read post]
5 Nov 2018, 4:07 am
To help our financial services clients navigate the legal and regulatory implications of Brexit, we have launched a new Brexit Pathfinder hub. [read post]
22 Jul 2009, 7:24 am
“Chairman Barney Frank (D-MA) of the House Financial Services Committee has announced that committee consideration of the Obama financial reform plan’s centerpiece Consumer Financial Protection Agency will be delayed from next week until September. [read post]
14 Apr 2015, 9:17 pm
Larisa Gutowski has become a client relationship coordinator with Hunt Valley-based Summit Financial, a privately owned financial services firm that serves individuals and business owners. [read post]
30 Sep 2021, 10:05 am
Continue Reading › The post Mexico Investors File $500K Northstar Financial Services (Bermuda) Claim Against Wells Fargo Clearing Services appeared first on Investor Lawyers Blog. [read post]
10 Nov 2014, 7:56 am
Such efforts, moreover, may very well spread beyond the financial sector, since the threat of cyber attacks originating from third-party service providers is not limited to financial institutions. [read post]
18 May 2021, 8:58 am
Continue Reading › The post Ex-Customer Of Unionbanc Investment Services Broker Asako Thompson Files $500K Northstar Financial Services (Bermuda) Fraud Claim appeared first on Investor Lawyers Blog. [read post]
10 Sep 2024, 5:56 am
’ Previous financial services related ESG notes and podcasts can be found on our Financial Services Regulatory Developments in ESG hub. [read post]
20 Dec 2023, 9:28 pm
Oregon Financial Advisor Fraud Attorneys Firm Fighting For Investors Throughout The State From Our Portland, OR Securities Law Office If you are an Oregon investor who has suffered portfolio losses due to the wrongful or negligent actions of a stockbroker or investment adviser, it is important that you retain the services of a seasoned financial advisor law firm to protect your legal rights and fight for the damages you are owed. [read post]
28 Jul 2017, 1:56 pm
The Consumer Financial Protection Bureau (“CFPB”) released a final rule that prohibits certain financial service companies from blocking class action lawsuits with pre-dispute arbitration clauses and class action waiver clauses in consumer financial services contracts. [read post]
28 Nov 2012, 11:02 am
Torian is a partner in the Financial Services Regulatory Group, resident in the Philadelphia office. [read post]
