Posts tagged with: "financial+services"
Results 1081 - 1100
of 75,948
Sorted by Relevance
|
Sort by Date
13 Sep 2019, 6:52 am
Additionally, the Bureau alleges the defendants violated the Consumer Financial Protection Act by misrepresenting the expertise of those involved in preparing the materials, by taking advantage of consumers’ inability to understand the material risks, costs, and conditions of the services CFLA and Lehman were selling, and by providing financial services that were not in conformity with federal consumer financial law. [read post]
2 Apr 2019, 4:59 am
In addition, we are pleased to be joined by Dashiell Caldwell, Deputy Director of Financial Services at HM Treasury who will discuss the UK’s future economic partnership for financial services. [read post]
13 Mar 2019, 3:18 am
In addition, we are pleased to be joined by Dashiell Caldwell, Deputy Director of Financial Services at HM Treasury who will discuss the UK’s future economic partnership for financial services. [read post]
1 Mar 2017, 7:20 am
The Board denied institution of covered business method review of a patent directed to on-line or web-site registration, finding the patent was not directed to a financial product or service. [read post]
2 Jun 2008, 6:00 pm
Senator the Hon Nick Sherry, Minister for Superannuation and Corporate Law, has released a Green Paper on Financial Services and Credit Reform. [read post]
27 Jun 2012, 1:36 pm
The impact of a breakup of the euro, whether by a large or small Eurozone member, will have significant consequences for US-headquartered financial services providers. [read post]
29 Nov 2023, 7:35 am
Financial abuse can take any of the following forms: Taking money without permission Failing to repay money that is owed Misrepresenting how money will be used Overcharging for services Any of these behaviors is a sure sign of financial elder abuse and should be reported to authorities. [read post]
15 Nov 2006, 9:10 pm
The Parliamentary Secretary to the Treasurer has released the Corporate and Financial Services Regulation Review Proposals Paper. [read post]
3 Mar 2022, 4:35 am
On 23 February 2022, the Financial Services Tribunal (FST) reinforced that an employee who does not have a “complaint” as provided for, in section 30A of the Pension Funds Act,1956 (PFA) cannot have recourse under the PFA. [read post]
28 Apr 2021, 7:38 am
The senior investor suffered losses when he invested $1.25M in Northstar Financial Services (Bermuda) at the recommendation of Hancock Whitney Investment Services broker, Robin Platt. [read post]
5 Mar 2018, 1:35 pm
Silver Law Group is investigating claims against UBS Financial Services (“UBS”) New York-based stockbroker James Dillon (“Dillon”). [read post]
29 Oct 2020, 7:44 am
We are joined by special guest Isaac Boltansky, Director of Policy Research at Compass Point Research & Trading, for a discussion of the potential implications for the consumer financial services industry should Joe Biden win the Presidency and Democrats win control of the Senate while retaining control of the House. [read post]
18 Jun 2009, 7:03 am
The full report, which calls for numerous reforms, including the creation of a Financial Services Oversight Council and heightened supervision of large, interconnected financial firms is available here. [read post]
15 May 2024, 3:07 am
On 14 May 2024, the House of Lords Financial Services Regulation Committee (FSRC) published a letter it received from Nikhil Rathi, the Chief Executive of the Financial Conduct Authority (FCA), concerning reforms to the cost disclosure regime for investment trusts. [read post]
17 Aug 2017, 8:54 am
This is the danger and what is concerning in regard to what we are seeing with CPA and Financial Service firms. [read post]
12 Mar 2009, 8:31 am
On Tuesday of this week, Senators Chuck Schumer and Dick Durbin introduced Senate Bill 566, which would create a new government agency, the Financial Product Safety Commission, to help consumers obtain financial products and services without being subject to predatory or deceptive financial practices. [read post]
14 Oct 2014, 5:05 am
Most of these statutes, however, provide important exceptions for certain types of financial services industry employers, and / or recognize that financial services employers may have certain criminal background screening obligations imposed by federal law or FINRA The pace of monetary awards by SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower program has increased in 2014; the most recent of… [read post]
14 Oct 2014, 5:05 am
Most of these statutes, however, provide important exceptions for certain types of financial services industry employers, and / or recognize that financial services employers may have certain criminal background screening obligations imposed by federal law or FINRA The pace of monetary awards by SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower program has increased in 2014; the most recent of… [read post]
14 Feb 2007, 8:00 am
Nationwide Building Society, a U.K. financial services provider, has been fined $1.9 million after a laptop containing sensitive customer data was stolen from an employee. [read post]
3 Feb 2020, 9:33 am
On Wednesday, February 5, the House Financial Services Committee will hold the first part of a two-part hearing on “rent-a-bank” structures. [read post]
