Posts tagged with: "financial+services"
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10 May 2021, 5:10 pm
Continue reading The post SEC Awards $22 Million to Two Whistleblowers Whose Information Resulted in Successful SEC Enforcement Actions Against A Financial Services Firm appeared first on Securities Arbitration Lawyer Blog. [read post]
Northstar Financial Services (Bermuda)—If You Have Losses, Why Silver Law Group Should Represent You
11 Jan 2022, 9:24 am
If you are among the investors who lost money due to the Northstar Financial Services (Bermuda) Ltd., Omnia Ltd., or the Puerto Rico-based PB Life and Annuity Co. [read post]
27 Jul 2021, 7:17 am
Continue Reading › The post South American Retirees File $5M Northstar Financial Services (Bermuda) Investor Claim Against Raymond James & Associates appeared first on Investor Lawyers Blog. [read post]
25 May 2011, 2:43 am
Despite the identity of the involved marks, the Board reversed a Section 2(d) refusal to register the mark HOMER for financial engineering software and services for institutions, accredited investors, governments, hedge funds, and bankers, finding it not likely to cause confusion with the same mark registered for "savings and loan financial services. [read post]
18 Oct 2013, 7:05 am
[C]ontrary to Patent Owner’s view . . . the legislative history indicates that the phrase 'financial product or service' is not limited to the products or services of the 'financial services industry' and is to be interpreted broadly. . . . [read post]
3 Jan 2011, 4:33 am
Given the increased scrutiny placed on the financial services sector lately, employers in this space cannot afford to ignore the risk of employment practices litigation. [read post]
4 Sep 2019, 11:02 am
Gunter brings nearly 10 years of financial services knowledge and experience to the firm. [read post]
17 Nov 2023, 8:12 am
How such cost disclosures are being used by market participants, such as wealth managers, fund-of-funds managers and discretionary fund managers, and independent financial advisers, and any support services they use, such as software providers. [read post]
11 Aug 2008, 6:12 am
The new guide explains to foreign financial services providers Australia's financial services regime under the Corporations Act by: Setting out the statutory regime and describing ASIC's regulation of the financial services industry. [read post]
13 May 2011, 7:06 am
It's called "Behaviorally Informed Financial Services Regulation. [read post]
29 Feb 2012, 7:00 am
My financial credentials allow me to provide financial analysis services as part of the mediation process. [read post]
31 Mar 2020, 8:56 pm
The information covered includes: news, corporate, academic, public/private, scholarly and government sites and services respective to four sections - Corporate Conference Calls Resources, Financial Sources, Financial Sources Search Engines, and Selected Venture Capital Sources. [read post]
14 Sep 2023, 9:26 am
The speech focuses on international collaboration and the modernisation of financial services regulation in the UK. [read post]
8 May 2012, 8:57 am
Daniel Sokol Competition and Financial Services, a free Symposium. [read post]
31 Jan 2007, 4:48 am
The Practicing Law Institute is sponsoring the 12th Annual Consumer Financial Services Litigation Institute in New York City, Chicago and San Francisco in 2007. [read post]
8 May 2012, 8:57 am
Daniel Sokol Competition and Financial Services, a free Symposium. [read post]
13 Jun 2008, 3:19 pm
SNSFE securities attorneys are continuing their investigation of Harbor Financial Services and its registered representative, James Kleinkopf of Mobile, Alabama for excessive trading and unsuitable investments in the account of at least one elderly person. [read post]
18 Dec 2011, 12:22 pm
The latest Financial Ombudsman Service Circular announces that from 1 January 2012, FOS will assume jurisdiction for disputes relating to Traditional Trustee Company Services. [read post]
3 May 2018, 1:39 pm
We are pleased to announce that Ballard Spahr’s Consumer Financial Services Group has once again been ranked in the highest tier nationally in the category of Financial Services Regulation: Consumer Finance (Compliance and Litigation) by Chambers USA: America’s Leading Lawyers for Business. [read post]
11 Jan 2022, 7:43 am
The post Northstar Financial Services (Bermuda)—Who Is Liable And Why Your Broker May Be Responsible For Your Northstar Losses appeared first on Securities Arbitration Lawyers Blog. [read post]
