Posts tagged with: "financial+services"
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5 Jul 2017, 7:13 am
Civil litigation — Claim-splitting doctrine — Breach of contract Michelle Williams, appellant, appeals the dismissal of a complaint filed in the Circuit Court for Baltimore City against Lendmark Financial Services, LLC, (“Lendmark”), appellee, alleging that Lendmark violated Maryland’s Closed End Credit Grantor Provisions (“CLEC”), Maryland Code (1975, 2013 Repl. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
15 May 2025, 8:01 am
Today’s podcast show is a repurposed webinar that we produced on April 22nd, titled “Navigating State AG Investigations: A Playbook For Financial Services Companies. [read post]
30 Apr 2009, 1:04 pm
The House Financial Services Committee will continue marking up the Act today. [read post]
4 Apr 2019, 10:43 am
On April 2, 2019, the FDIC issued Financial Institution Letter FIL-19-2019 (the “Letter”) to remind financial institutions about certain contractual provisions and other requirements pertaining to technology service provider contracts. [read post]
11 Oct 2007, 12:34 am
ASIC and Standards Australia have launched a new handbook, Reference Checking in the Financial Services Industry (pdf), which provides employers with a reference-checking framework that can be applied to financial advisers. [read post]
30 Apr 2012, 10:11 am
.), is a partner in King & Spalding's government advocacy and public policy practice, focusing on the financial services industry. [read post]
9 Nov 2023, 9:51 am
The SI relates to the introduction of a new special resolution regime for CCPs under Schedule 11 of the Financial Services and Markets Act 2023. [read post]
12 Jul 2023, 9:13 am
Some noted that Big Tech firms’ incentives for entering or expanding in financial services may vary, depending on their ecosystem of core products and services. [read post]
13 Feb 2014, 7:35 am
Many financial institutions outsource these functions, and such services would likely subject large financial institutions to similar CFPB scrutiny. [read post]
8 May 2018, 4:14 pm
On April 27, 2018, various financial regulators in China promulgated new measures further opening up the financial services industry to foreign investment, regulating non-financial entities investing in financial institutions and tightening up control over the conduct of asset management business by financial institutions. [read post]
8 Jan 2020, 6:38 am
“There is great synergy between KDV and Rick’s practices in consumer financial services, professional liability and commercial litigation,” said Michael A. [read post]
3 Aug 2012, 5:00 am
Mercedes-Benz Financial Services USA LLC, ___ Cal.App.4th ___ (Jun. 29, 2012; pub. ord. [read post]
15 Aug 2013, 12:48 pm
At a hearing during the First Session of the 113thCongress held before the August recess examining Titles I and II of the Dodd-Frank Act and the attendant orderly liquidation authority for systemically important financial institutions, House Financial Services Committee Chair Jeb Hensarling (R-TX) said that there is a growing consensus that Dodd-Frank did not end too big to fail (TBTF) as applied to large, complex financial firms. [read post]
19 Sep 2017, 4:15 am
The post Trump nominates financial services inventor Margaret Weichert to serve as OMB’s deputy director of management appeared first on IPWatchdog.com | Patents & Patent Law. [read post]
17 Feb 2021, 9:22 am
The post VALIC Financial Advisors (aka AIG Retirement Services) Settles With FINRA Following Investigation Into Variable Annuity Practices appeared first on Securities Arbitration Lawyers Blog. [read post]
29 Mar 2011, 3:47 pm
Financial Ombudsman Service, Financial Services Authority and the Office of Fair Trading Consumer complaint (emerging risks and mass claims): Feedback... [read post]
11 Feb 2013, 11:18 am
Dukes,” was published in the January 2013 edition of Banking & Financial Services Policy Report. [read post]
26 Aug 2019, 1:15 pm
Financial services employers, though, like employers in other significantly public-facing industries, must address a broader array of concerns—ranging from threating behavior by clients, to domestic abuse spilling over into the workplace. [read post]
