Posts tagged with: "financial+services"
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13 Dec 2011, 11:57 am
The Financial Ombudsman Service Annual Review 2010-2011 highlights the areas it has received complaints about and systemic issues it has identified. [read post]
29 May 2024, 12:14 pm
While the Dodd-Frank Act (“Dodd-Frank”) provided the CFPB with rulemaking and enforcement authority over the major consumer financial services laws and regulations, the FTC retained authority to enforce TILA and Regulation Z, CLA and Regulation M, EFTA and Regulation E, and CFPB rules applicable to entities within the FTC’s jurisdiction.... [read post]
17 May 2021, 11:34 am
On May 19, 2021, the House Financial Services Committee will hold a hearing, “Oversight of Prudential Regulators: Ensuring the Safety, Soundness, Diversity, and Accountability of Depository Institutions. [read post]
7 Nov 2018, 3:01 pm
At its ndElevate partner and customer conference taking place this week in Park City, Utah, NetDocuments today announced that it has acquired Closing Room, a deal-management application developed by the Am Law 200 financial services law firm Chapman and Cutler. [read post]
30 Oct 2023, 9:58 am
On 30 October 2023, the FCA published Feedback Statement FS23/7: Long-term asset funds (LTAFs) – Financial services compensation scheme (FSCS) coverage feedback statement. [read post]
10 May 2024, 3:42 am
Correspondence between the Treasury Sub-Committee on Financial Services Regulations and the FCA On 1 May 2024, the Treasury Sub-Committee on Financial Services Regulations wrote to Nikhil Rathi, the Chief Executive of the FCA, asking a number of questions in connection with CP24/2. [read post]
26 Nov 2021, 8:40 pm
On 25 November 2021, the European Commission published a proposal for the Regulation establishing a European single access point (ESAP) providing centralised access to publicly available information of relevance to financial services, capital markets and sustainability. [read post]
20 Feb 2018, 2:34 am
The Association for Financial Markets in Europe has published FAQs on how wholesale financial services contracts might be impacted by Brexit. [read post]
14 Nov 2015, 7:51 pm
“In GAO’s opinion, the Internal Revenue Service’s (IRS) fiscal years 2015 and 2014 financial statements are fairly presented in all material respects. [read post]
19 Jun 2014, 9:31 am
Earlier this week, Director Cordray announced that the CFPB was partnering with Rhode Island’s Office of Library and Information Services to make the state’s libraries into neighborhood centers of financial education. [read post]
13 Dec 2010, 5:05 pm
In support of its technologically neutral approach to financial services disclosure ASIC has published Regulatory Guide 221 Facilitating online financial services disclosures (RG 221) setting out: its interpretation of the online disclosure provisions under the Corporations Act; and the relief ASIC has given in Class Order 10/1219 to enable providers to deliver: 1. [read post]
12 Nov 2018, 4:16 am
do vulnerable consumers pay more for financial services products? [read post]
27 Jun 2019, 5:14 am
On 26 June 2019, there was published on legislation.gov.uk, the Financial Services and Markets Act 20000 (Prospectus) Regulations 2019. [read post]
18 Jul 2019, 5:07 am
Three more bills dealing with credit reporting were passed on Tuesday by the House Financial Services Committee. [read post]
6 May 2019, 7:50 am
This past Wednesday the House Committee on Financial Services’ Subcommittee on Oversight and Investigations held a hearing titled “Examining Discrimination in the Automobile Loan and Insurance Industries. [read post]
14 Oct 2019, 9:51 am
The taskforce will examine the existing legal and regulatory environment facing consumers and financial services providers and make recommendations to the Bureau’s leadership for improving consumer financial laws and regulations. [read post]
9 Aug 2023, 9:28 am
This service help employees achieve financial goals, manage financial resources, and improve financial literacy. [read post]
8 Oct 2008, 4:10 pm
These things take time, but the drift in the direction of a new global financial services regulator is already perceptible. [read post]
2 Jul 2020, 8:46 am
On 1 July 2020, the Financial Services Consumer Panel (FSCP) issued a discussion paper on digital advertising in financial services. [read post]
23 Dec 2018, 3:11 pm
While connecting a loved one with support services is the priority when their memory is beginning to fade from age, formation or modification of financial and estate planning to meet their needs during their last years is often a key family decision. [read post]
