Posts tagged with: "financial+services"
Results 1041 - 1060
of 76,621
Sorted by Relevance
|
Sort by Date
10 Mar 2021, 8:30 am
La reclamante sostiene que su corredora le recomendó inadecuadamente invertir dicha cantidad de dinero en Northstar Financial Services (Bermuda) Ltd. [read post]
29 Apr 2024, 5:50 am
On 22 April 2024, the House of Lords Financial Services Regulation Committee published a letter to Nikhil Rathi, Chief Executive of the Financial Conduct Authority (FCA), regarding the FCA’s Consultation Paper CP24/2 on its approach to publicising enforcement decisions. [read post]
23 Apr 2024, 5:55 am
In case you as an FSP missed it, FSCA Communication 13 of 2024 (FAIS) updates FSPs on the manner and process for future submissions of annual financial statements and other statutory returns required under section 19 of the FAIS Act and other applicable subordinate legislation. [read post]
15 Apr 2024, 2:44 am
In case you as an FSP missed it, FSCA Communication 13 of 2024 (FAIS) updates FSPs on the manner and process for future submissions of annual financial statements and other statutory returns required under section 19 of the FAIS Act and other applicable subordinate legislation. [read post]
23 Apr 2024, 5:55 am
In case you as an FSP missed it, FSCA Communication 13 of 2024 (FAIS) updates FSPs on the manner and process for future submissions of annual financial statements and other statutory returns required under section 19 of the FAIS Act and other applicable subordinate legislation. [read post]
4 Jun 2019, 8:44 am
The shortlist nominees were drawn from a list of about 30 firms ranked by Chambers USA in the area of Financial Services Regulation this year. [read post]
6 Jan 2020, 9:57 am
The House Financial Services Committee has announced that it will hold the following hearings this month: On January 14, the Subcommittee on Consumer Protection and Financial Institutions will hold a hearing entitled, “The Community Reinvestment Act: Reviewing Who Wins and Who Loses with Comptroller Otting’s Proposal. [read post]
27 Jul 2009, 7:34 pm
The Financial Ombudsman Service did not uphold the dispute [read post]
26 Apr 2011, 1:49 pm
The Government has released a discussion paper reviewing the need for, benefits and costs of a statutory compensation scheme for investors who lose their money through the misconduct of a financial service provider who does not have professional indemnity insurance or the financial capacity to pay compensation. [read post]
3 Jul 2012, 6:00 am
A bill introduced in Congress that would provide for the OCC to charter and regulate “Federal Financial Services and Credit Companies” (FFSCCs) was recently called a “get out of regulation free card” in a blog post by Ed Mierzwinski, U.S. [read post]
31 Oct 2024, 10:09 am
On 31 October 2024, the House of Lords Financial Services Regulation Committee (the Committee) published a letter dated 2 October 2024 from Baroness Altmann regarding listed investment companies and cost disclosure. [read post]
17 Mar 2016, 4:00 am
Mishkin Director Cordray was the sole witness at the hearing held yesterday by the House Financial Services Committee, which was entitled “The Semi-Annual Report of the Bureau of Consumer Financial Protection. [read post]
13 Feb 2025, 3:18 am
This experience laid the foundation for her transition to Canon Financial Services. [read post]
2 Nov 2023, 9:22 am
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have recently published consultation papers setting out proposals to promote diversity and inclusion (D&I) in the financial services sector. [read post]
2 Nov 2023, 9:36 am
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have recently published consultation papers setting out proposals to promote diversity and inclusion (D&I) in the financial services sector. [read post]
7 Oct 2020, 6:02 pm
Today, the Consumer Financial Protection Bureau (CFPB) announced it has rescinded the highly controversial Compliance Bulletin 2015-05, “RESPA Compliance And Marketing Services Agreements” and issued new the Real Estate Settlement Procedures Act (RESPA) guidance on Section 8 on the topics of “Gifts and Promotional Activities” and “Marketing Services Agreements“. [read post]
31 Aug 2014, 4:00 am
The American Institute of Certified Public Accountants (AICPA) has published the latest version of their Statement on Standards in Personal Financial Planning Services. [read post]
28 Jul 2022, 3:07 am
On 27 July 2022, the Financial Ombudsman service (FOS) announced that it has published two new webpages on the subject of complaints that involve gambling-related harm. [read post]
12 Mar 2018, 8:06 am
To register and view a complete description of PLI’s 23rd Annual Consumer Financial Services Institute, click here. [read post]
18 Jan 2018, 12:47 pm
Lena Nebel, CFP, MSFS has joined the advisory team of financial services firm Brotman Financial Group Inc. [read post]
