Posts tagged with: "financial+services"
Results 1221 - 1240
of 75,952
Sorted by Relevance
|
Sort by Date
31 Jan 2022, 8:26 am
The Report, which details how effectively CFPB-regulated entities demonstrate their commitment to D&I, is based on the CFPB’s FY2020 study analyzing publicly available D&I information from the websites and annual reports of 270 financial services entities. [read post]
23 Dec 2019, 7:51 am
On 20 December 2019, the FCA published a press release providing an update on its Financial Services Regulatory Partners Phoenixing Group. [read post]
25 Sep 2019, 6:30 am
The Committee on Financial Services will hold a hearing entitled, “Examining Legislation to Protect Consumers and Small Business Owners from Abusive Debt Collection Practices,” on Thursday, September 26, 2019, at 10:00 a.m. in room 2128 of the Rayburn House Office Building. [read post]
19 Dec 2018, 4:04 am
On 18 December 2018, the FCA published a webpage concerning the draft Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019. [read post]
5 Jan 2022, 7:22 am
Some banking entities provide other services to their customers, such as financial planning and notary services. [read post]
26 Nov 2018, 4:01 am
The ordinance’s preamble identified specific characteristics of alternative financial services businesses, including: the high fees associated with using alternative financial services; permissive regulations enabling such establishments to charge high interest rates; and the proliferation of alternative financial services businesses. [read post]
7 Feb 2008, 12:52 pm
This is a joint publication by HM Treasury, the Financial Services Authority and the Bank of England. [read post]
9 Aug 2012, 7:52 am
Earlier this year, the Consumer Financial Protection Bureau (“CFPB”) published a Bulletin signaling its intent to regulate and exercise enforcement authority over service providers to financial institutions. [read post]
20 Mar 2020, 8:28 am
On March 19th, the New York Department of Financial Services (“DFS”) issued Circular Letter No. 7 (2020) (the “Letter”) urging all regulated entities to do their part to alleviate the adverse impact caused by COVID-19 on consumers and small businesses. [read post]
27 Sep 2019, 2:59 pm
Every year, the Hawaii State Bar Association's Real Property and Financial Services Sections asks my partner Greg Kugle and me to present a Litigation Update for its members. [read post]
30 Nov 2017, 1:34 pm
What will the Financial services Executives Accountability Regime (FEAR) look like? [read post]
30 Apr 2018, 2:44 pm
The second presentation of the 23rd Annual Consumer Financial Services Institute, sponsored by the Practising Law Institute, will take place in Chicago on May 7-8, 2018. [read post]
10 Feb 2021, 7:31 am
Continue Reading › The post Woodbury Financial Services Broker Robert Ginsberg Accused of Unsuitable Investment Recommendations appeared first on Investor Lawyers Blog. [read post]
3 Sep 2019, 1:17 pm
All businesses must be financially stable to survive. [read post]
14 Nov 2023, 1:21 pm
Earlier this month, the New York Department of Financial Services (“NYDFS”) announced that it had finalized the Second Amendment to its “first-in-the-nation” cybersecurity regulation, 23 NYCRR Part 500. [read post]
10 Nov 2023, 2:00 am
No. 969-A, which requires the Department of Small Business Services to provide information on local community development financial institutions on the city’s one-stop shop business services portal. [read post]
28 Sep 2009, 6:40 am
The bill, being put together in the House Financial Services Committee, would create a new federal agency with a director appointed by the president and confirmed by the senate, who's mission would be to stand up for the consumers with respect to financial markets regulation. [read post]
31 Jan 2024, 8:14 am
That commencement date will be the day on which the revocation of the DRSRs 2017 comes into force under section 1(1) of, and Schedule 1 to, the Financial Services and Markets Act 2023. [read post]
23 Jan 2007, 7:34 am
The findings are based on interviews with 50 chief executive officers and business leaders and a survey of 305 other executives in the financial-services industry.The recommendations are the latest volley from business groups and politicians seeking to ease the U.S. regulatory framework on concern it's eroding the country's competitive advantage.U.S. may lose financial lead [read post]
16 Feb 2016, 12:06 pm
On February 4, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel (the “Panel”) awarded Herbert M. [read post]
