Posts tagged with: "financial+services"
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2 Mar 2023, 5:54 am
On 1 March 2023, HM Treasury published a draft statutory instrument: The Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances ) Order 2023. [read post]
14 Dec 2023, 1:08 pm
BFG Financial Advisors, a financial services firm in Timonium, has promoted Lena M. [read post]
1 Feb 2016, 8:05 am
Findings regarding “other financial service” complaints include the following: Since July 19, 2014, the CFPB has handled approximately 2,700 other financial service complaints, representing about 0.3 percent of total complaints. [read post]
31 Jan 2022, 5:12 pm
The New York Senate has confirmed Governor Hochul’s nomination of Adrienne Harris to serve as Superintendent of the state’s Department of Financial Services. [read post]
25 May 2021, 5:03 am
On May 27, 2021, the full House Financial Services Committee will hold a hearing “Megabanks Accountable: An Update on Banking Practices, Programs and Policies. [read post]
14 Jul 2023, 7:06 am
On 14 July 2023, the Bank of England (BoE) published its response to the Complaints Commissioner’s Annual Report 2022/23: Reviewing how the financial services regulators consider complaints. [read post]
22 Sep 2017, 7:44 am
The FCA has published Occasional Paper No. 31 on the ageing population and financial services. [read post]
9 Oct 2017, 11:32 am
Among the more than 20 bills that the House Financial Services Committee is scheduled to mark-up this Wednesday, October 11, is a bill to provide a “Madden fix” as well as several others relevant to consumer financial services providers. [read post]
2 Jun 2008, 6:00 pm
Senator the Hon Nick Sherry, Minister for Superannuation and Corporate Law, has released a Green Paper on Financial Services and Credit Reform. [read post]
29 Jan 2015, 6:00 am
Trust beneficiaries have brought suit against UBS Financial Services alleging that the company mismanaged trust funds, which was a breach of fiduciary duty. [read post]
18 Jun 2009, 7:16 am
FBL Financial Services today, reversing the decision of the lower courts. [read post]
28 May 2012, 2:23 pm
The incoming head of the UK Financial Conduct Authority said that the new regulatory regime replacing the Financial Services Authority will be forward-looking and actively seek out potential issues and deal with them, rather than letting them snowball and allowing problems to build up. [read post]
13 Mar 2019, 3:18 am
In addition, we are pleased to be joined by Dashiell Caldwell, Deputy Director of Financial Services at HM Treasury who will discuss the UK’s future economic partnership for financial services. [read post]
2 Apr 2019, 4:59 am
In addition, we are pleased to be joined by Dashiell Caldwell, Deputy Director of Financial Services at HM Treasury who will discuss the UK’s future economic partnership for financial services. [read post]
15 Nov 2006, 9:10 pm
The Parliamentary Secretary to the Treasurer has released the Corporate and Financial Services Regulation Review Proposals Paper. [read post]
16 Apr 2013, 4:00 pm
Last year, 60% of registered investment advisors and financial planners surveyed saw an increase in demand for trustee services. [read post]
11 Jan 2019, 6:51 am
Korsch was registered with the following firms: Trustmont Financial Group, Inc. from March 2011 to March 2014, Capital Financial Services, Inc. from July 2010 to March 2011, Variable Investment Advisors, Inc. from April 2010 to July 2010 and Gradient Securities, LLC from July 2009 to April 2010. [read post]
9 Oct 2012, 12:14 pm
Daimler Financial Services, a German investor, embarked on arbitration proceedings against Argentina through the International Centre for Settlement of Investment Disputes (ICSID) recently. [read post]
27 Jul 2022, 12:48 pm
According to court documents, Haywood is a District of Columbia-based financial services professional who managed investments on behalf of his family and friends. [read post]
25 Apr 2011, 4:50 am
These include tangible costs such as financial expenses, loss of income, as well as other costs, such as emotional challenges and loss of opportunity identified by family members pressed into service to care for an elderly family member. [read post]