Posts tagged with: "financial+services"
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1 Feb 2024, 11:47 am
On 1 February 2024, a statutory instrument (SI) – the Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) Regulations 2024 –was published, along with an explanatory memorandum. [read post]
1 Jan 2010, 8:19 pm
They've got their work cut out for them, as this profile of the House Financial Services Committee suggests: [The House Financial Services Committee] is known as a "money committee" because joining it makes fundraising, especially from donors with financial interests litigated [sic] by the panel, significantly easier. [read post]
13 Mar 2009, 5:24 am
From Eric Dash, a DealBook colleague: John Chrin, the co-head of JPMorgan Chase's financial institutions group, is stepping down after more than two decades of advising Wall Street and Main Street banks on mergers and acquisitions. [read post]
10 Mar 2023, 3:01 am
On 9 March 2023, the House of Commons’ Treasury Sub-Committee on Financial Services Regulations published a letter addressed to the FCA, following the FCA’s consultation on Sustainability Disclosure Requirements and investment labels. [read post]
18 Aug 2016, 2:54 pm
Just this month, UBS Financial Services, Inc. submitted a Letter of Acceptance, Waiver and Consent No. 2013038351701 (AWC) that detailed a $250,000 fine for failures in supervision regarding sales of mutual fund shares to investors. [read post]
9 Nov 2009, 12:47 am
On October 27, 2009, the House Financial Services Committee and the Treasury Department released draft legislation, titled the Financial Stability Improvement Act of 2009 (the “Bill”), to address systemic risk issues, particularly in connection with financial institutions that are considered “too big to fail. [read post]
28 Jul 2023, 8:01 am
Then there is paying the bills […] The post 6 Important Steps to Protect Yourself Financially While Divorcing appeared first on Seattle Divorce Services. [read post]
8 Feb 2023, 5:28 am
Cut expenses: Look for ways to trim your budget by cutting unnecessary expenses or negotiating lower prices for goods and services. [read post]
4 Apr 2019, 10:00 am
In this week’s podcast, a member of Ballard Spahr’s federal lobbying and government relations team discusses what’s in the Consumers First Act (H.R. 1500, intended to undo former CFPB Acting Director Mick Mulvaney’s actions), the impact of current House dynamics on the bill’s or specific provisions’ prospects for passage, the topics of other financial services bills likely to have bipartisan support, and how CFPB Director Kraninger’s… [read post]
30 Nov 2015, 6:58 am
” The forum will also include a panel on “Financial Inclusion: Financial Services Industry Perspectives” that will feature four industry representatives, and a panel on “Market Solutions to Expand Access to Safe and Affordable Products and Services. [read post]
6 Dec 2018, 8:46 am
On 5 December 2018, there was published on legislation.gov.uk The Financial Services (Banking Reform) Act 2013 (Commencement No. 12) Order 2018. [read post]
22 Sep 2007, 9:46 pm
Adding to mounting efforts to decrease the financial burden on young attorneys working in public service jobs New York City Corporation Counsel Michael A. [read post]
2 Nov 2009, 11:23 am
Last week, the House of Representatives Financial Services Committee voted 39-29 for the creation of a federal agency that would provide consumer protection. [read post]
20 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed the increasing regulatory focus by financial regulators on artificial intelligence (AI). [read post]
20 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed the increasing regulatory focus by financial regulators on artificial intelligence (AI). [read post]
22 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed financial regulators’ increasing focus on artificial intelligence (AI). [read post]
22 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed financial regulators’ increasing focus on artificial intelligence (AI). [read post]
22 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed financial regulators’ increasing focus on artificial intelligence (AI). [read post]
20 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed the increasing regulatory focus by financial regulators on artificial intelligence (AI). [read post]
22 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed financial regulators’ increasing focus on artificial intelligence (AI). [read post]
