Posts tagged with: "financial+services"
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29 Nov 2011, 8:32 am
It is great to see the proliferation of financial services technology in Atlanta and Georgia. [read post]
15 Jan 2021, 8:54 pm
On 13 January 2021, the Financial Markets Law Committee (FMLC) published a letter it had sent to HM Treasury concerning the Financial Services Bill (Bill). [read post]
16 Feb 2022, 3:00 am
Japanese Investor is Requesting Up to $500K in Damages Another investor in Japan has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Bankoh Investment Services over her Northstar Financial Services (Bermuda) losses. [read post]
9 Dec 2009, 7:08 am
These non-monetary awards are the final component of the Federal Deposit Insurance Corporation's 75th anniversary observance and meant to demonstrate the Corporation's ongoing commitment to financial education and helping consumers use financial services effectively. [read post]
24 Oct 2023, 2:02 am
An update on the reforms to UK financial services regulation, including the implementation of the Smarter Regulatory Framework under the Financial Services and Markets Act 2023, and the Edinburgh and Mansion House reforms. [read post]
8 Jan 2019, 9:28 am
We have previously issued blogs on the financial services contracts regime (FSCR): FCA webpage – the financial services contracts regime Draft Financial Service Contracts (Transitional and Saving Provision) (EU Exit) (No. 2) Regulations 2019 Update on Brexit statutory instruments The FSCR is available for firms with pre-existing contracts in the UK that would require a permission to service, which: do not submit a notification to… [read post]
25 Sep 2023, 7:45 am
Trust and transparency are the cornerstones upon which clients rely in the financial services industry. [read post]
28 Jan 2019, 4:30 am
On 25 January 2019, the House of Commons’ Treasury Committee opened an inquiry which will examine what the UK Government’s financial services priorities should be when it negotiates the UK’s future trading relationship with the EU and third countries. [read post]
28 Feb 2017, 10:36 am
View European Commission assessment of EU equivalence decisions in financial services policy, 27 February 2017 [read post]
15 Jun 2009, 2:51 pm
Silverton Financial Services, Inc., formerly known as The Bankers Bank, filed a Chapter 7 petition in the Northern District of Georgia on June 5, 2009. [read post]
25 Apr 2014, 11:47 am
Justin AngeloEarlier this week, Benjamin Lawsky, the Superintendent of the New York Department of Financial Services (DFS), became the first state regulator to use his authority under Dodd-Frank Section 1042 to bring a civil action for a violation of the Dodd-Frank prohibition of unfair, deceptive or abusive acts or practices (UDAAP). [read post]
1 Feb 2019, 4:46 am
On 31 January 2019, there was published on legislation.gov.uk a draft of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019. [read post]
13 Feb 2019, 3:22 am
On 12 February 2019, HM Treasury published an updated draft of The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019. [read post]
1 Apr 2009, 5:48 pm
H.R. 1728 will be "marked-up" in the House Financial Services Committee on Tuesday, March 31, 2009, beginning at 10:00 a.m. [read post]
27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
21 Mar 2012, 3:20 pm
The Hartford Financial Services Group The stated objective of this move was to address the companies lagging stock price, which has been trading at 50% of book value, and is down 15% over the last year. [read post]
29 Nov 2018, 8:28 am
On 28 November 2018, HM Treasury published a policy note on The Financial Services (Implementation of Legislation) Bill (the Bill). [read post]
10 Feb 2009, 7:17 am
Lloyd Blankfein, the chief executive of Goldman Sachs, offers his explanation of the things that went wrong in the financial services sector which resulted in contagion and the global financial crisis. [read post]
18 Oct 2017, 3:59 pm
CFPB Outlines Principles For Consumer-Authorized Financial Data Sharing and Aggregation – Bureau Seeks to Ensure a Workable Data Aggregation Market That Gives Consumers Protection and Value See also: “Consumer-authorized access and use of consumer financial account data may enable the development of innovative and improved financial products and services, increase competition in financial markets, and empower consumers to take greater control… [read post]
