Posts tagged with: "financial+services"
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22 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed financial regulators’ increasing focus on artificial intelligence (AI). [read post]
20 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed the increasing regulatory focus by financial regulators on artificial intelligence (AI). [read post]
20 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed the increasing regulatory focus by financial regulators on artificial intelligence (AI). [read post]
20 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed the increasing regulatory focus by financial regulators on artificial intelligence (AI). [read post]
22 May 2024, 10:00 pm
As part of our Technology Marathon webinar series, partners Kristin Lee, Mike Pierides, and Steven Stone recently discussed financial regulators’ increasing focus on artificial intelligence (AI). [read post]
21 Aug 2013, 4:11 pm
The deadline for submission is Sept. 3 AALS Joint Program of the Financial Institutions & Consumer Financial Services Section and the European Law Section Taking Stock of Post-Crisis Reforms: Local, Global, and Comparative Perspectives on Financial Sector Regulation AALS Annual Meeting, January 3, 2014 The AALS Section on Financial Institutions & Consumer Financial Services and Section on European Law… [read post]
3 May 2010, 1:37 pm
What is important is not the result of this particular case—we as blog authors do not talk about our specific cases anyway—but the financial services industry’s attempt to shift the common and statutory law by contract.The shift is designed by the over thirty financial services companies that are signatories to the “Protocol for Broker Recruiting”. [read post]
26 Aug 2011, 2:19 pm
Today the United States Postal Service has been making more headlines for its financial issues as the nation's second-largest civilian employer faces insolvency. [read post]
17 May 2018, 12:19 pm
In addition to the CFPB’s Spring 2018 rulemaking agenda that we have already blogged about, the Spring 2018 rulemaking agendas of several other federal agencies contain some items of interest to consumer financial services providers. [read post]
3 May 2024, 2:03 am
On 1 May 2024, the House of Lords’ Financial Services Committee (Committee) published a letter (dated 30 April 2024) that it had sent to Nikhil Rathi (Chief Executive, FCA). [read post]
21 Feb 2012, 4:40 am
House Financial Services Committee Passes Four Bills Last Thursday, as noted in this Bloomberg article and this Reuters article, the House Financial Services Committee passed four bills that are either Dodd-Frank related or would impact the capital markets, including (the Committee's site has all four bills posted): 1. [read post]
13 Jun 2019, 8:00 am
You may have some questions regarding all our services. [read post]
5 May 2010, 7:02 am
We reported recently on the passing of the Financial Services Act 2010 (you can see our post by clicking here) which granted the Financial Services Authority (FSA) new powers in a number of areas including reporting and control of short selling. [read post]
5 May 2010, 7:02 am
We reported recently on the passing of the Financial Services Act 2010 (you can see our post by clicking here) which granted the Financial Services Authority (FSA) new powers in a number of areas including reporting and control of short selling. [read post]
17 Feb 2022, 9:49 am
Gemini released a statement clarifying they were not breached, though IRA Financial Trust’s accounts are serviced via the Gemini platform. [read post]
5 Mar 2021, 11:37 am
Reed was a financial advisor with Packerland Brokerage Services, Inc. [read post]
9 Nov 2012, 7:31 am
Thanks to all who attended my November 9 presentation in New York onĀ Ethics and Consumer Financial Services Law. [read post]
9 Nov 2012, 7:31 am
Thanks to all who attended my November 9 presentation in New York on Ethics and Consumer Financial Services Law. [read post]
NJ Woman Sues Arrow Financial Services for Threatening to Take her Furniture, Car, House & Paycheck.
30 Aug 2009, 10:15 pm
In addition, the consumer alleged that Arrow Financial Services, L.L.C. or its agents called her employer and neighbors and unlawfully disclosed to them that an alleged debt was owed. [read post]
15 Jul 2009, 4:37 am
Job openings in London's financial-services industry rose in June to the highest level this year, according to a survey by recruitment firm Morgan McKinley. [read post]