Posts tagged with: "financial+services"
Results 1601 - 1620
of 83,535
Sorted by Relevance
|
Sort by Date
11 Nov 2021, 8:23 am
In the latest demonstration that there’s a “new CFPB” as well as other new regulatory sheriffs in town, the CFPB, the federal banking agencies (OCC, FDIC, Federal Reserve Board, and NCUA), and state financial regulators issued a joint statement yesterday to announce that they will no longer provide “supervisory and enforcement flexibility” to mortgage servicers in meeting compliance requirements. [read post]
30 Nov 2022, 9:30 pm
Ultimately, this article argues, financialization was not the product of a radical break or crisis in the 1970s, but was a continuous process in the post-World War II era, one initially pursued by state and local government officials in service of welfare liberalism. [read post]
22 Feb 2019, 6:55 am
The following financial services briefing on April 3, 2019 will revert back to the usual seminar format but will be longer than 40 minutes and again focus on Brexit. [read post]
4 Oct 2011, 7:00 am
What are financial services firms doing now to manage risk more effectively? [read post]
13 Dec 2018, 12:04 pm
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. [read post]
16 Mar 2009, 11:48 am
However, financial services fraud seems to be the prosecution du jour. [read post]
9 Sep 2018, 7:15 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Daniel Flores (Flores), formerly associated with Woodbury Financial Services, Inc. [read post]
13 Feb 2014, 6:33 am
Higher capital contributes positively to financial stability. [read post]
30 Jan 2017, 4:22 am
This Way to Financial Services ReformBy Jay B. [read post]
11 Aug 2024, 4:40 am
The incident caused widespread service outages, impacting major financial entities like Arvest Bank, Bank of America, and Santander. [read post]
26 Apr 2017, 12:26 am
” Does the statute require that the claim include the financial product or service use? [read post]
10 Nov 2022, 12:58 pm
FINRA recently released Regulatory Notice 22-23 providing guidance on what firms should consider when constructing succession plans for Financial Advisors (“FAs”) who will no longer service their customers do to expected or unexpected life events. [read post]
28 Jan 2020, 7:28 am
Mr Glen begins the letter by reiterating that the financial services provisions in the revised Political Declaration remain unaltered and that the UK’s ambition for a future relationship with the EU is one that respects the autonomy of both parties, while providing confidence and protecting financial stability. [read post]
29 Jul 2009, 12:13 pm
House Financial Services Committee announced yesterday that it has approved legislation dealing with say-on-pay and compensation committee independence. [read post]
22 Mar 2022, 9:01 am
While comprehensive data on the market shares of FinTechs, BigTechs and incumbent financial institutions in retail digital financial services are scarce, proxies suggest that BigTechs and larger FinTechs have further expanded their footprint in financial services. [read post]
1 Mar 2012, 8:34 am
From the Congressional Research Service, the Financial Performance of Major Companies 2007-2011 is available. [read post]
13 Feb 2017, 6:15 am
The House Financial Services Committee under the leadership of its Chair Jeb Hensarling (R-TX) has an early start with the Financial CHOICE Act, which the Committee reported out in September 2016 and is actively revising for consideration in the new session. [read post]
5 May 2011, 12:10 pm
In a letter to the Financial Stability Oversight Council, House Financial Services Oversight Chairman Randy Neugebauer (R-TX) and Ranking Member Michael Capuano (D-MA) requested that the Council resubmit for comment a proposed regulation on designating hedge funds and other systemically important non-bank financial institutions for heightened supervision. [read post]
24 Jul 2017, 10:07 am
Pennsylvania’s Attorney General, Josh Shapiro, announced last Friday that his office is creating a Consumer Financial Protection Unit “to better protect Pennsylvania consumers from financial scams. [read post]
12 Sep 2012, 9:52 am
Peter Cummings, former head of corporate lending at HBOS, was barred from working in Britain's financial services sector and fined $805,000 for aggressive lending practices that eventually led to major losses at the British bank. [read post]
