Posts tagged with: "financial+services"
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26 May 2016, 8:09 am
When: 9-10 June 2016 Where: OPEN, 20 Bank Plain, Norwich With the promotion of competition being an increasingly key element of financial services regulation, this two day... [read post]
31 Dec 2013, 2:20 am
The Consumer Financial Protection Bureau (CFPB) has issued preliminary results on its evaluation of "pre-dispute arbitration provisions," used in many contracts for consumer financial service products, such as credit cards, checking accounts or pay-day loans. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
17 Sep 2021, 8:27 am
Pennsylvania Financial Advisor is Accused of Making Unsuitable Recommendations Austin Richard Dutton, Jr., an American Trust Investment Services stockbroker, is currently the subject of a Financial Industry Regulatory Authority (FINRA) arbitration case. [read post]
28 Feb 2017, 10:36 am
View European Commission assessment of EU equivalence decisions in financial services policy, 27 February 2017 [read post]
28 Jan 2019, 4:30 am
On 25 January 2019, the House of Commons’ Treasury Committee opened an inquiry which will examine what the UK Government’s financial services priorities should be when it negotiates the UK’s future trading relationship with the EU and third countries. [read post]
9 Dec 2009, 7:08 am
These non-monetary awards are the final component of the Federal Deposit Insurance Corporation's 75th anniversary observance and meant to demonstrate the Corporation's ongoing commitment to financial education and helping consumers use financial services effectively. [read post]
13 Feb 2019, 3:22 am
On 12 February 2019, HM Treasury published an updated draft of The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019. [read post]
1 Feb 2019, 4:46 am
On 31 January 2019, there was published on legislation.gov.uk a draft of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019. [read post]
25 Sep 2023, 7:45 am
Trust and transparency are the cornerstones upon which clients rely in the financial services industry. [read post]
24 Oct 2023, 2:02 am
An update on the reforms to UK financial services regulation, including the implementation of the Smarter Regulatory Framework under the Financial Services and Markets Act 2023, and the Edinburgh and Mansion House reforms. [read post]
29 Nov 2018, 8:28 am
On 28 November 2018, HM Treasury published a policy note on The Financial Services (Implementation of Legislation) Bill (the Bill). [read post]
27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
29 Nov 2011, 8:32 am
It is great to see the proliferation of financial services technology in Atlanta and Georgia. [read post]
25 Apr 2014, 11:47 am
Justin AngeloEarlier this week, Benjamin Lawsky, the Superintendent of the New York Department of Financial Services (DFS), became the first state regulator to use his authority under Dodd-Frank Section 1042 to bring a civil action for a violation of the Dodd-Frank prohibition of unfair, deceptive or abusive acts or practices (UDAAP). [read post]
15 Jun 2009, 2:51 pm
Silverton Financial Services, Inc., formerly known as The Bankers Bank, filed a Chapter 7 petition in the Northern District of Georgia on June 5, 2009. [read post]
21 Mar 2012, 3:20 pm
The Hartford Financial Services Group The stated objective of this move was to address the companies lagging stock price, which has been trading at 50% of book value, and is down 15% over the last year. [read post]
4 Oct 2011, 7:00 am
What are financial services firms doing now to manage risk more effectively? [read post]
