Posts tagged with: "financial+services"
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16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as well as… [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as well as… [read post]
10 Feb 2024, 9:47 am
The post Justin Russell, Esq, highlighted in Law360 Pulse “Kaufman Dolowich Adds Ex-Financial Services CLO In Fla. [read post]
18 Sep 2023, 12:22 pm
Senate Committee on Banking, Housing, and Urban Affairs is scheduled to hold a hearing on “Artificial Intelligence in Financial Services. [read post]
24 Feb 2023, 4:59 pm
Dougherty was previously employed by Wells Fargo Clearing Services LLC. [read post]
8 Mar 2024, 2:56 am
On 7 March 2024, the Financial Conduct Authority (FCA) published a statement regarding changes to the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (FPO). [read post]
26 Mar 2014, 6:00 am
There has been no shortage of press coverage about the lack of employment diversity in the financial services sector. [read post]
16 Sep 2011, 9:01 am
In addition to the Call for Papers, the section program at the Annual Meetings of the Association of American Law Schools features a talk by Federal Reserve Governor Sarah Bloom Raskin, and a scholarly panel on reviving financial institutions, their study and regulation -- banks and beyond. [read post]
2 Oct 2023, 9:05 pm
The provision of payment services offers Big Tech’s entry into the broader financial service markets, such as credit lending. [read post]
17 Nov 2022, 12:31 pm
On Nov. 9, 2022, the New York State Department of Financial Services (NYDFS) published a proposed second amendment to its cybersecurity regulation. [read post]
14 Nov 2022, 2:56 am
Often, such deferred payment is granted directly to the consumer by a bank or financial intermediary, which intervenes in the transaction by virtue of an agreement with the seller. [read post]
28 May 2012, 4:57 am
The advice is solid, at least in cases when the service company has sufficient leverage and/or is strong enough financially to turn away business. [read post]
21 Jul 2022, 9:00 am
This service-based approach recognises that some potential CTPs may provide services to many other sectors besides financial services. [read post]
Financial Industry Groups Criticize New York Department of Financial Services Cybersecurity Proposal
21 Dec 2016, 12:40 pm
Tiffany Quach As we previously reported, in September 2016 the New York Department of Financial Services (the “DFS”) proposed a regulation that would require banks, insurance companies and other financial services institutions regulated by the DFS to adopt broad cybersecurity protections (the “Proposal”). [read post]
30 Apr 2019, 10:35 am
The Plaintiffs are Trump, his three oldest children, Donald Trump Jr., Eric Trump and Ivanka Trump, and several businesses that use Deutsche Bank and Capital One financial services. [read post]
12 Mar 2013, 7:15 pm
As part of its oversight agenda for the 113th Congress, the Committee will also examine the extent to which a lack of global coordination on financial reforms could place the United States financial services industry at a competitive disadvantage. [read post]
12 May 2018, 7:46 am
NEW YORK CITY—The National Rifle Association of America (“NRA”) today announced that it filed a lawsuit against the New York State Department of Financial Services (“DFS”), New York Governor Andrew Cuomo, and DFS Superintendent Maria T. [read post]
1 Feb 2010, 12:53 am
As you know, Congress and the Obama administration have placed significant focus this year upon reform of the financial services industry. [read post]
4 Feb 2019, 12:50 pm
The consideration comes following the conclusion of the 13-month inquiry by the Royal Commission into Misconduct in the Banking, Superannuation (Pension) and Financial Services Industry. [read post]
16 Jul 2020, 9:41 am
Former Financial Representative Is Facing Criminal Trial for Annuity Fraud The Financial Industry Regulatory Authority (FINRA) has fined Northwestern Mutual Investment Services $350K for failing to properly supervise former stockbroker, Sampson Pearson, which enabled him to defraud customers of $570K. [read post]
