Posts tagged with: "financial+services"
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27 Apr 2017, 1:20 pm
While it's possible Wednesday's five- to seven-minute hijack of 36 large network blocks may also have been inadvertent, the high concentration of technology and financial services companies affected made the incident "curious" to engineers at network monitoring service BGPmon. [read post]
24 Aug 2019, 3:19 pm
Committee on Financial Services et al, U.S. [read post]
20 Nov 2013, 6:02 am
Editor's Note: The following post comes to us from Eric Posner, Kirkland & Ellis Distinguished Service Professor of Law and Aaron Director Research Scholar at the University of Chicago, and E. [read post]
13 Nov 2023, 4:05 am
On 19 October 2022, the FSCA declared crypto assets as a financial product under the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) as published in General Notice 1350 of 2022 (Declaration). [read post]
Tremaine Wright, '99, Named Director of DFS' Statewide Office of Financial Inclusion and Empowerment
18 Apr 2021, 4:00 pm
Tremaine Wright, '99, Named Director of DFS' Statewide Office of Financial Inclusion and Empowerment irisa Sun, 04/18/2021 - 18:00 Read more about Tremaine Wright, '99, Named Director of DFS' Statewide Office of Financial Inclusion and Empowerment New York State Department of Financial Services Superintendent Lacewell Announces New DFS’ Statewide Office of Financial Inclusion And Empowerment [read post]
5 Nov 2006, 6:05 pm
Section 912B of the Corporations Act 2001 requires that financial services licensees providing a financial service to retail clients must have certain arrangements in place to ensure that persons who successfully claim for losses suffered due to breaches of the licensee's obligations will be paid their claims. [read post]
UK: The Financial Services Authority Publishes Independent Review of Financial Promotions Compliance
26 Jan 2010, 7:51 am
The Financial Services Authority (FSA) has recently published the results of an independent review of firms' compliance with its financial promotions requirements (the Review). [read post]
27 Jul 2018, 8:00 am
John Bryant has been registered with American Portfolios Financial Services in Clifton Park, New York since March 2018. [read post]
30 Mar 2008, 6:52 pm
Third, the United States could move to a single regulator for all financial services as adopted in the United Kingdom. [read post]
10 Jan 2021, 11:50 pm
Tax Expat Tax Services. [read post]
22 Nov 2010, 7:24 am
The Federalist Society's Financial Services Practice Group hosted this panel discussion on "The Constitutionality of the Dodd-Frank Financial Services Reform Act" at the 2010 National Lawyers Convention on Friday, November 19, 2010. [read post]
16 Jul 2018, 6:23 am
On 13 July 2018, there was published on the legislation.gov.uk website, The Financial Services (Banking Reform) Act 2013 (Commencement No. 1) (England and Wales) Order 2018. [read post]
30 Oct 2009, 12:11 pm
House Financial Services Committee. [read post]
19 Jun 2013, 10:09 am
The City of Boston will be forwarding calls from residents to the Consumer Financial Protection Board when the callers have questions or complaints about financial products and services, the city announced yesterday. [read post]
3 Apr 2007, 1:52 pm
In the latest BFSO Bulletin (number 53, pdf) the Banking and Financial Services Ombudsman gives guidance for banks and other members of the BFSO dispute resolution scheme in dealing with customers in financial difficulty (where maladministration or another claim which might affect legal liability of the lender does not arise). [read post]
8 Apr 2020, 8:10 am
Lamkin, who is now a Calton & Associates broker, is accused of borrowing $1.3M in total from an LPL Financial Services customer between 2011 and 2017 without getting written approval from or notifying the broker-dealer. [read post]
12 Nov 2006, 1:22 am
When Elizabeth Brown signed off from her guest blogging stint last spring, she linked to her article entitled E Pluribus Unum - Out of Many, One: Why the United States Needs a Single Financial Services Agency, where she argues in favor of a "single financial services regulator similar to the UK's Financial Services Authority. [read post]
11 Jul 2016, 8:20 am
Correct Rx Pharmacy Services Inc. announced the appointment of Gabrielle Melka, CPA, as chief financial officer. [read post]
16 Sep 2014, 3:52 am
., Serial No. 77582970 (June 27, 2013), wherein the Board reversed a refusal to register the mark CASHFLOW UNITS for "investment products, namely, wealth management and performance tracking, and providing financial advisory and financial portfolio management services. [read post]
14 Nov 2023, 6:20 am
Digitalisation can lead to greater efficiency and innovation in the provision of financial services and support greater diversity of financial services providers. [read post]
