Posts tagged with: "financial+services"
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8 Dec 2014, 4:00 am
Other intriguing financial innovations include smarter credit cards which can conduct transactions using wireless communications, an investment system for online gambling services and a classroom kit for teaching financial literacy to students. [read post]
2 Mar 2015, 8:03 am
On February 26, the SEC Chair Mary Jo White hosted a meeting with European Union Financial Services Commissioner Jonathan Hill. [read post]
10 Aug 2009, 6:17 am
That was the reason for the federal government to offer financial incentives to servicers under Making Home Affordable. [read post]
30 Jul 2024, 9:20 am
Banking regulators have issued a joint statement outlining the potential risks that financial institutions face in arrangements with third parties to deliver bank deposit products and services and examples of risk management practices to manage such potential risks. [read post]
29 Aug 2021, 3:00 am
The goal of the Michigan Department of Insurance and Financial Services (DIFS) is to ensure that “[a]ll Michigan consumers. . . have access to insurance . . . provided by companies that treat them fairly. [read post]
18 Apr 2022, 2:01 pm
Middletown Valley Bank is a full-service ... [read post]
4 Jan 2018, 8:56 am
View FMLC paper on Brexit and impact of WTO rules on financial services, 22 December 2017 [read post]
21 Sep 2011, 3:39 pm
In most states, health-care providers and social-service workers are required to report suspected elder abuse to law enforcement, but only a few states include financial professionals in that list, so unusual transactions such as these often go unnoticed. [read post]
28 Jan 2014, 8:05 pm
Maxx case [Coverage Opinions and more on class actions] “Swipe fee” price controls don’t help in allocating the costs of response and prevention for card data breaches [John Berlau, CEI "Open Market"] and “Financial Disclosures as Regulation” panel video, part of Vermont Law School symposium “The Disclosure Debates” that I participated in last fall; participants include Tennessee lawprof Joan Heminway and moderator Jennifer Taub [YouTube] … [read post]
29 Jun 2021, 3:46 am
Why Clients Fire Financial Advisors: Clients leave for many reasons, but many can be headed off with some advance planning, columnist Bryce Sanders writes.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
14 Dec 2017, 10:16 am
View Financial Services and Markets Act 2000 (Markets in Financial Instruments) No 2 Regulations 2017 published, 12 December 2017 View Explanatory memorandum to Financial Services and Markets Act 2000 (Markets in Financial Instruments) No 2 Regulations 2017 published, 12 December 2017 [read post]
19 Jun 2023, 9:13 am
On 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statutory instrument which extends the scope of the UK’s financial promotion regime to cover cryptoassets. [read post]
24 Mar 2017, 6:57 am
The financial services proposals are aimed at the following: Greater resiliency for the Canadian financial sector; A modernized deposit insurance framework that continues to protect the deposits of Canadians and promote financial stability; and Strengthened ability for Canada to combat money laundering and terrorist financing. [read post]
28 Oct 2021, 4:15 am
However, in the past decade, the financial services industry has seen the wholesale adoption and implementation of new technology as firms realize that consumers and businesses are increasingly demanding a strong digital experience. [read post]
3 Mar 2008, 5:10 am
The Carlyle Group, the private equity firm, said Monday that it had hired Oliver Sarkozy, one of UBS’s top investment bankers for financial services deals, to work as co-head of a similar practice. [read post]
7 Aug 2008, 12:04 pm
Nationwide Mutual Insurance said on Wednesday that it has agreed to buy the portion of Nationwide Financial Services, its provider of life insurance and annuity products, that it does not already own for $2.4 billion. [read post]
9 Nov 2015, 12:07 pm
Arizona’s Adult Protective Services Act protects Arizona’s large population of vulnerable adults from abuse, neglect and financial exploitation. [read post]
9 Nov 2015, 12:07 pm
Arizona’s Adult Protective Services Act protects Arizona’s large population of vulnerable adults from abuse, neglect and financial exploitation. [read post]
15 May 2020, 8:39 am
The CFPB issued two sets of FAQs that discuss assistance that financial services providers can offer consumers during the COVID-19 pandemic. [read post]
1 Jun 2017, 7:48 am
The House Financial Services Committee approved the Financial Choice Act bill on May 4. [read post]
