Posts tagged with: "financial+services"
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25 Sep 2023, 7:45 am
Trust and transparency are the cornerstones upon which clients rely in the financial services industry. [read post]
1 Feb 2019, 4:46 am
On 31 January 2019, there was published on legislation.gov.uk a draft of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019. [read post]
13 Feb 2019, 3:22 am
On 12 February 2019, HM Treasury published an updated draft of The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019. [read post]
29 Nov 2018, 8:28 am
On 28 November 2018, HM Treasury published a policy note on The Financial Services (Implementation of Legislation) Bill (the Bill). [read post]
27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
24 Oct 2023, 2:02 am
An update on the reforms to UK financial services regulation, including the implementation of the Smarter Regulatory Framework under the Financial Services and Markets Act 2023, and the Edinburgh and Mansion House reforms. [read post]
4 Oct 2011, 7:00 am
What are financial services firms doing now to manage risk more effectively? [read post]
21 Mar 2012, 3:20 pm
The Hartford Financial Services Group The stated objective of this move was to address the companies lagging stock price, which has been trading at 50% of book value, and is down 15% over the last year. [read post]
29 Nov 2011, 8:32 am
It is great to see the proliferation of financial services technology in Atlanta and Georgia. [read post]
16 Mar 2009, 11:48 am
However, financial services fraud seems to be the prosecution du jour. [read post]
29 Jul 2009, 12:13 pm
House Financial Services Committee announced yesterday that it has approved legislation dealing with say-on-pay and compensation committee independence. [read post]
25 Apr 2014, 11:47 am
Justin AngeloEarlier this week, Benjamin Lawsky, the Superintendent of the New York Department of Financial Services (DFS), became the first state regulator to use his authority under Dodd-Frank Section 1042 to bring a civil action for a violation of the Dodd-Frank prohibition of unfair, deceptive or abusive acts or practices (UDAAP). [read post]
15 Jun 2009, 2:51 pm
Silverton Financial Services, Inc., formerly known as The Bankers Bank, filed a Chapter 7 petition in the Northern District of Georgia on June 5, 2009. [read post]
18 Oct 2017, 3:59 pm
CFPB Outlines Principles For Consumer-Authorized Financial Data Sharing and Aggregation – Bureau Seeks to Ensure a Workable Data Aggregation Market That Gives Consumers Protection and Value See also: “Consumer-authorized access and use of consumer financial account data may enable the development of innovative and improved financial products and services, increase competition in financial markets, and empower consumers to take greater control… [read post]
27 Jan 2012, 7:22 am
Hantz Financial Services, Inc. [read post]
27 Oct 2024, 10:00 pm
The Rule, also referred to as the “open banking rule,” has been a key priority of CFPB Director Rohit Chopra’s rulemaking agenda, and according to the CFPB and Director Chopra, aims to give consumers greater rights over their personal financial data and promote competition and consumer choice in financial products and services. [read post]
27 Oct 2024, 10:00 pm
The Rule, also referred to as the “open banking rule,” has been a key priority of CFPB Director Rohit Chopra’s rulemaking agenda, and according to the CFPB and Director Chopra, aims to give consumers greater rights over their personal financial data and promote competition and consumer choice in financial products and services. [read post]
27 Oct 2024, 10:00 pm
The Rule, also referred to as the “open banking rule,” has been a key priority of CFPB Director Rohit Chopra’s rulemaking agenda, and according to the CFPB and Director Chopra, aims to give consumers greater rights over their personal financial data and promote competition and consumer choice in financial products and services. [read post]
27 Oct 2024, 10:00 pm
The Rule, also referred to as the “open banking rule,” has been a key priority of CFPB Director Rohit Chopra’s rulemaking agenda, and according to the CFPB and Director Chopra, aims to give consumers greater rights over their personal financial data and promote competition and consumer choice in financial products and services. [read post]
