Posts tagged with: "financial+services"
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5 Feb 2008, 12:44 pm
The act requires corporations to report on the effectiveness of their internal controls, with the goal being to ensure the accuracy of financial reporting.The Postal Service is the first federal agency mandated to comply with the act and thus faces unique challenges. [read post]
28 Jan 2010, 4:32 am
On the 20th anniversary of the Confederation of British Industry and PricewaterhouseCoopers Financial Services Survey, twenty leading figures from across the financial services industry have given their views in a report entitled "20/20 Vision - The Future of Financial Services" (the Report). [read post]
16 Sep 2019, 6:26 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
21 Jul 2011, 3:30 am
Applicant MarineMax, Inc. ran aground in its attempt to register the marks DEALER FINANCIAL SERVICES and DEALER FINANCIAL SERVICES GROUP, in standard character and design form, for various financial services, including "providing loans for purchase or refinance. [read post]
5 Jan 2012, 2:39 pm
Fullerton III It seems likely that the struggling economy will continue to be a primary driver of labor and employment law issues in 2012, particularly in the financial services industry. [read post]
11 Feb 2025, 7:24 am
On 6 February 2025 the House of Lords Financial Services Regulation Committee published its report entitled ‘Naming and shaming: how not to regulate’ on the FCA’s November 2024 CP24/2, Part 2 regarding the controversial ‘name and shame’ proposals (which we summarised here). [read post]
22 Jan 2010, 6:00 am
Editor's Note: This post is the written testimony (with footnotes omitted) submitted by Professor Lucian Bebchuk to the Committee on Financial Services, United States House of Representatives. [read post]
22 Nov 2009, 11:26 am
The PACER System offers an inexpensive, fast, and comprehensive case information service to any individual with a personal computer (PC) and Internet access who is seeking information about Spencer v Hartford Financial Services Group. [read post]
17 Jun 2014, 4:00 am
Given the increasing use of mobile financial services and the potential benefits (and risks) to consumers, the CFPB is seeking information on, among other things: The ways in which consumers use mobile technology to access financial services; How mobile financial services can reduce costs for consumers; How financial institutions are marketing mobile financial services, and whether those efforts include any outreach to… [read post]
3 Aug 2009, 2:42 am
As previously discussed here and here, the United States Treasury Department has recently submitted a proposal to form a Financial Services Oversight Council (the “Council”) composed of various federal regulators to coordinate financial services regulation and oversight, but would not include any state regulators that have a specific insurance or reinsurance regulatory background. [read post]
11 Dec 2014, 1:45 pm
In New York, the State’s Department of Financial Services Superintendent Benjamin Lawsky issued new guidelines to banks, detailing how their cybersecurity practices would be evaluated. [read post]
1 May 2012, 1:54 pm
(RG 236) to help people determine whether they require an AFS licence to provide financial product advice and other financial services in emissions units. [read post]
17 Jun 2010, 1:34 am
The Financial Services Authority (the FSA) has recently announced a temporary rule which will allow customers with complaints about the purchase of a payment protection insurance (PPI) policy more time within which to refer it to the Financial Ombudsman Service (the FOS). [read post]
1 Sep 2015, 8:43 am
House Resolution 3065, the Financial Services Conflict of Interest Act, also increases the prohibition on lobbying the federal government from one to two years, expands the definition of lobbying contact to include any lobbying activities and strategy, and requires senior financial service regulators to recuse themselves from any official actions directly or substantially benefiting the former employers or clients for whom they worked in the previous two years… [read post]
14 Oct 2022, 5:53 am
The Future Regulatory Framework – The Financial Services and Markets Bill will, among other things, implement the outcomes of the Future Regulatory Framework Review, which was established by the previous government to consider how the UK’s financial services regulatory framework should adapt for the future, and in particular reflect the UK’s position outside the EU. [read post]
19 Oct 2010, 6:48 am
George Osborne‘s view is that separating the Financial Services Authority from the Bank of England was central to the 2008 global economic meltdown. [read post]
Public Hearing on Uber Services and Taxi Services Set For Tuesday Morning – Regulations Forthcoming?
15 Sep 2015, 9:26 am
The public hearing is slated to take place at 11:00 AM and is being held by the Financial Services Committee. [read post]
14 Oct 2009, 5:05 pm
However, there are a number of areas, including financial services, where the scope of the restrictions placed by the GATS on domestic services regulation is a bit unclear. [read post]
1 Oct 2010, 10:42 pm
Implications of Declining Mail Volumes for the Financial Sustainability of the Postal Service, September 29, 2010. [read post]
14 Jun 2021, 6:56 am
Ameriprise Financial Services Investment Advisor Accused of Unsuitability, Misrepresentations If you suffered investment losses while working with Ameriprise Financial Services stockbroker, Kevin Douglas Houser, please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) right away. [read post]
