Posts tagged with: "financial+services"
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24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
31 Dec 2013, 2:20 am
The Consumer Financial Protection Bureau (CFPB) has issued preliminary results on its evaluation of "pre-dispute arbitration provisions," used in many contracts for consumer financial service products, such as credit cards, checking accounts or pay-day loans. [read post]
9 May 2018, 3:31 am
Check out this new issue brief from the National Adult Protective Services Association (NAPSA) Research to Practice Series. [read post]
16 May 2008, 3:58 am
“The Financial Services Authority (FSA) has levied a record £900,000 fine on one of the biggest independent financial adviser (IFA) groups for serious failures in selling sub-prime mortgages. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
24 Jan 2023, 10:00 pm
For the second time in a month, the Consumer Financial Protection Bureau (CFPB) has proposed a new rule that would require businesses to report already public information and thereby increase the burdens on, and risks to, the nonbank financial services industry, which may ultimately increase costs to consumers or slow the proliferation of new products that benefit consumers. [read post]
23 May 2009, 1:10 pm
The update is a consolidation of guidance previously provided by ASIC, including guidance through ASIC's frequently asked questions about financial services and media advisories. [read post]
6 Jun 2025, 12:00 am
White collar crimes cover a broad spectrum of non-violent offenses that generally involve allegations of financial deceit or concealment for the individual’s personal financial gain. [read post]
8 Jan 2019, 9:28 am
We have previously issued blogs on the financial services contracts regime (FSCR): FCA webpage – the financial services contracts regime Draft Financial Service Contracts (Transitional and Saving Provision) (EU Exit) (No. 2) Regulations 2019 Update on Brexit statutory instruments The FSCR is available for firms with pre-existing contracts in the UK that would require a permission to service, which: do not submit a notification to… [read post]
9 Nov 2023, 9:48 am
The power to make cash call instruments is part of the BoE’s powers to stabilise a CCP in resolution, as provided for by Schedule 11 to the Financial Services and Markets Act 2023. [read post]
2 Mar 2020, 11:23 am
The network acts as bridge between financial institutions and data recipients and is available to the entire financial services industry, including small banks. [read post]
17 Sep 2021, 8:27 am
Pennsylvania Financial Advisor is Accused of Making Unsuitable Recommendations Austin Richard Dutton, Jr., an American Trust Investment Services stockbroker, is currently the subject of a Financial Industry Regulatory Authority (FINRA) arbitration case. [read post]
9 Dec 2009, 7:08 am
These non-monetary awards are the final component of the Federal Deposit Insurance Corporation's 75th anniversary observance and meant to demonstrate the Corporation's ongoing commitment to financial education and helping consumers use financial services effectively. [read post]
28 Apr 2015, 1:09 pm
Kaplinsky Key members of the CFPB’s enforcement, regulatory and supervision offices spoke yesterday at PLI’s 20th Annual Consumer Financial Services Institute in Chicago. [read post]
21 May 2015, 11:09 am
Broker Dealer Financial Services Corp. [read post]
28 Jan 2019, 4:30 am
On 25 January 2019, the House of Commons’ Treasury Committee opened an inquiry which will examine what the UK Government’s financial services priorities should be when it negotiates the UK’s future trading relationship with the EU and third countries. [read post]
28 Feb 2017, 10:36 am
View European Commission assessment of EU equivalence decisions in financial services policy, 27 February 2017 [read post]
