Posts tagged with: "financial+services"
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15 Jan 2011, 7:01 am
On 17 December 2010, the UK’s Financial Services Authority (“FSA”) issued the final form of the revised Remuneration Code (the “Code”). [1] The Code introduces significant restrictions on the way in which remuneration policies and structures are operated within financial institutions in the UK and beyond. [read post]
28 Apr 2016, 6:06 am
The Law & Economics Center at George Mason University School of Law hosts the Sixth Annual Public Policy Institute on Financial Services Regulation June 7-9, 2016. [read post]
3 Jan 2017, 11:05 am
The New York Department of Financial Services (NYDFS) just issued major revisions to the cybersecurity regulations for financial institutions that were due to come into effect on January 1, 2017. [read post]
4 Jun 2019, 6:51 am
The May issue of the financial services monthly wrap up is now available. [read post]
15 Feb 2023, 10:00 pm
Please join us on Thursday, February 23, 2023, from 12:00 pm to 1:00 pm ET, as Morgan Lewis partners Barbara Murphy Melby and Mike Pierides and associate Charlotte Roxon provide insights into the issues and trends impacting technology and outsourcing in finance services. [read post]
15 Feb 2023, 10:00 pm
Please join us on Thursday, February 23, 2023, from 12:00 pm to 1:00 pm ET, as Morgan Lewis partners Barbara Murphy Melby and Mike Pierides and associate Charlotte Roxon provide insights into the issues and trends impacting technology and outsourcing in finance services. [read post]
15 Feb 2023, 10:00 pm
Please join us on Thursday, February 23, 2023, from 12:00 pm to 1:00 pm ET, as Morgan Lewis partners Barbara Murphy Melby and Mike Pierides and associate Charlotte Roxon provide insights into the issues and trends impacting technology and outsourcing in finance services. [read post]
15 Feb 2023, 10:00 pm
Please join us on Thursday, February 23, 2023, from 12:00 pm to 1:00 pm ET, as Morgan Lewis partners Barbara Murphy Melby and Mike Pierides and associate Charlotte Roxon provide insights into the issues and trends impacting technology and outsourcing in finance services. [read post]
15 Feb 2023, 10:00 pm
Please join us on Thursday, February 23, 2023, from 12:00 pm to 1:00 pm ET, as Morgan Lewis partners Barbara Murphy Melby and Mike Pierides and associate Charlotte Roxon provide insights into the issues and trends impacting technology and outsourcing in finance services. [read post]
15 Feb 2023, 10:00 pm
Please join us on Thursday, February 23, 2023, from 12:00 pm to 1:00 pm ET, as Morgan Lewis partners Barbara Murphy Melby and Mike Pierides and associate Charlotte Roxon provide insights into the issues and trends impacting technology and outsourcing in finance services. [read post]
20 May 2016, 2:10 pm
Fintech, which refers to the use of new technologies in the financial services industry to improve operational and customer engagement capabilities by leveraging analytics, data management and digital functions, is disrupting traditional financial services and creating opportunities to tackle problems such as financial inclusion, poverty and access to capital at an accelerated speed. [read post]
6 Oct 2017, 1:29 pm
In California, reports can be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
29 Oct 2020, 7:14 am
Katharine Braddick, Director General, Financial Services, HM Treasury. [read post]
14 Jul 2022, 7:55 am
The purpose of the alert is to provide information from law enforcement and the legal and financial services sectors as to some common techniques designated persons and their UK enablers are suspected to be using to evade financial sanctions. [read post]
3 Feb 2011, 10:20 am
While some of the organizations offer legitimate services, there are some that are scams that take the remainder of consumer's funds placing them in a worse financial situation than when they started. [read post]
30 Jul 2024, 9:42 am
The PTSR applies across the UAE except in the Dubai International Financial Centre (the DIFC) and the Abu Dhabi Global Market (the ADGM). [read post]
6 Feb 2018, 5:03 am
View The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018, 5 February 2018 [read post]
9 Mar 2015, 6:39 am
On February 25, 2015, the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2015 (SI 2015/369) was published with an explanatory memorandum. [read post]
12 Jun 2018, 7:05 am
He has one financial matter against him. [read post]
20 Jan 2012, 8:53 am
Now, the new federal Consumer Financial Protection Bureau has assumed rulemaking powers, and many supervisory and enforcement powers, for Gramm-Leach-Bliley Act financial privacy matters for all financial institutions and any other persons and entities which offer or provide any consumer financial product or service, including their affiliates which act as a service provider to such persons or entities (Covered Persons). [read post]