Posts tagged with: "financial+services" Results 1981 - 2000 of 84,012
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27 Jul 2022, 8:27 am by Brian Turetsky
The Consumer Financial Protection Bureau (CFPB) is “encouraging” student loan servicers to identify their military borrowers in order to conduct proactive outreach encouraging them to consolidate their loans and submit applications for forgiveness under the Public Service Loan Forgiveness Program (PSLF). [read post]
23 Sep 2021, 8:00 am by Len Feltoon
This is a unique service for those who have deep financial wellness trouble. [read post]
15 May 2020, 8:55 pm by Hannah Meakin (UK)
In particular, the Bill will contain specific provisions for the financial services sector to ensure that the existing special insolvency regimes for financial services firms remain effective. [read post]
20 Oct 2015, 5:53 am
Where this happens, such arbitrage can trigger regulatory competition between jurisdictions that may respond to the relocation of financial services (or threats to relocate) by moderating regulatory standards. [read post]
5 Oct 2009, 11:11 am by Daniel O'Rielly
  Treasury Secretary Geithner testified before the House Financial Services Committee on September 23. [read post]
9 Jul 2010, 3:55 am
On 30 June 2010, the UK's Financial Services Authority (FSA) and Financial Reporting Council (FRC) published a joint discussion paper (DP) entitled "Enhancing the auditor's contribution to prudential regulation". [read post]
Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment continue to fuel stricter regulation of executive and director compensation, with the latest wave in Europe including substantive restrictions on compensation in the financial services industry and “say-on-pay” initiatives (i.e., initiatives providing for shareholder approval of compensation). [read post]
4 Dec 2019, 5:52 am by Steven D. Schwinn
Schwinn, UIC John Marshall Law School The Second Circuit ruled that Deutsche Bank and Capital One have to comply with subpoenas issued by the House Financial Services and Permanent Select Committee on Intelligence for financial records related to... [read post]
17 Jun 2011, 1:27 am by sally
“Price comparison sites may be in breach of financial advice regulations when they lead customers to insurance policies, regulator the Financial Services Authority (FSA) has said. [read post]
2 Mar 2023, 8:51 am by Len Feltoon
  Countrywide Pre-Paid Legal Services has a financial wellness benefit that seeks to assist people in managing their money affairs. [read post]
9 Feb 2012, 6:48 pm by Frank Pasquale
Today, Jon Walker tweeted that "No one man has done more to protect the power of the financial elites than President Obama. [read post]
17 Jun 2020, 2:05 pm by Silver Law Group
Before joining Kestra in 2015, Daughtry worked for Ameriprise Financial Services, Securities America, Sterne Agee Financial Services, Wachovia Securities, Southtrust Securities, and Liberty Securities Corporation. [read post]
8 Jan 2015, 10:56 am by Barbara S. Mishkin
Mishkin The CFPB continues to seek comments on its plans to launch in the winter of 2015 what it describes as “a multi-site financial education demonstration project to provide one-on-one and group financial counseling/coaching services to individuals with disabilities transitioning into the workplace or already employed. [read post]
21 Jun 2022, 6:06 am by Robert Kraft
However, there are others that you will need to secure the services of a legal representative to undertake. [read post]
18 Feb 2019, 3:31 am by Simon Lovegrove (UK)
On 14 February 2019, the Financial Stability Board (FSB) published a report on FinTech and market structure in financial services. [read post]
28 Apr 2014, 8:17 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) recently fined Colorado Financial Service Corporation (Colorado Financial) concerning allegations that the firm violated NASD Rule 3010, and FINRA Rule 2010, among other violations, by failing to establish, maintain, and enforce supervisory procedures reasonably designed to ensure compliance with the securities rules pertaining to the supervision of electronic communications and due diligence review of new… [read post]
In the first of our academy series lawyers from our financial services team will guide participants through the basics of our financial services regime, exploring questions that frequently arise from our clients. [read post]
27 May 2012, 12:21 pm by David Jacobson
ASIC has refused relief from the requirement to obtain express consent before delivering financial services disclosures online. [read post]
2 Nov 2018, 10:47 am by Silver Law Group
Robert Scott Ginsberg (CRD #5177531) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. [read post]