Posts tagged with: "financial+services"
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4 Mar 2010, 2:48 am
The Financial Ombudsman Service (FOS) has recently published its second set of consumer complaints data relating to individual financial businesses (which includes insurance companies, banks and investment firms) for the six-month period from 1 July to 31 December 2009. [read post]
14 Nov 2017, 8:50 am
Countrywide has a nationwide network ready to provide all kinds of financial wellness services. [read post]
26 Apr 2022, 2:43 pm
Following on the heels of the New York Department of Financial Services (“NYDFS”), the National Association of Insurance Commissioners (“NAIC”) and the U.S. [read post]
19 Sep 2023, 2:00 am
Financial Services Regulations Fundamentals Resource Kit and In-House Business Transactions Resource Kit include practice notes, templates, and checklists that provide key information to in-house lawyers and counsel advising financial services institutions. [read post]
26 Jan 2024, 1:40 pm
Voya and the unregistered entity had a Variable Marketing Agreement for services related to VUL sales. [read post]
30 Jul 2010, 5:10 am
Yesterday, as Ted Allen blogged in ISS's Insight Blog, the House Financial Services Committee approved a bill introduced by Rep. [read post]
30 Jul 2021, 8:29 am
According to the DOJ, POLS is a Panamanian law firm that offers services with respect to organizing entities and creating offshore financial accounts to help conceal assets and avoid taxes. [read post]
28 Aug 2009, 6:00 am
In 2007, for example, financial institutions became mandatory reporters of suspected financial elder abuse. [read post]
8 Jul 2009, 7:55 am
Usually, adult protective services (APS) caseworkers either are trained as social workers or come from other public service agencies that emphasize the caregiving or social services aspect of elder care. [read post]
14 Jul 2022, 2:38 pm
On June 27, the Oregon Department of Consumer and Business Services’ (“Department”) Division of Financial Regulation (“Division”) finalized new regulations implementing Senate Bill 485, which requires companies to obtain a license from the Division in order to service student loans in Oregon, unless an exemption applies. [read post]
11 Mar 2022, 12:52 pm
Continue Reading › The post SSEK Law Firm Continues to Investigate Northstar Financial Services (Bermuda) Losses Involving East West Bank appeared first on Investor Lawyers Blog. [read post]
9 Feb 2023, 8:59 am
The study summarises and discusses recent trends in financial services legislation and regulation in the UK, divergence between the EU and UK and threats from this divergence for financial stability in the EU Some of the key findings are as follows: The UK approach to regulation will lead to the transfer of most rules from statutory level to the regulator’s rulebook, which will fundamentally reinforce the regulatory and supervisory model set by the Financial… [read post]
15 Sep 2010, 11:04 am
As a person that is looking out for the consumer interests, I suggest that the Department of Financial Services not abandon their work. [read post]
9 May 2013, 5:00 am
” The CFPB currently oversees student loan servicing at larger banks; this rule would expand that oversight to nonbank servicers. [read post]
8 Jul 2019, 6:04 am
Now, the New York Department of Financial Services has opened a similar investigation, in response to a request from the Governor of New York. [read post]
3 Jan 2017, 6:33 am
With the clock ticking down to the new year, on December 28, 2016, the New York State Department of Financial Services (NYDFS) released highly anticipated revisions to its proposed Cybersecurity Requirements for Financial Services Companies (the “Proposal”). [read post]
8 Jun 2023, 11:18 am
The report, which is part of a concerted focus by the CFPB on the use of artificial intelligence and machine learning in consumer financial services, comes on the heels of the recent joint agency statement regarding enforcement efforts “to protect the public from bias in automated systems and artificial intelligence. [read post]
3 Dec 2018, 8:55 am
Under the FCPA, however, that is not enough for banks and financial services companies. [read post]
15 Feb 2023, 8:18 pm
Additionally, AUSTRAC published guidance addressing greater access to financial services for people from diverse backgrounds and challenging circumstances. [read post]
29 May 2020, 9:14 am
Alabama Retiree Lost Retirement Savings To Broker Fraud and Negligence An investor in Alabama has filed a Financial Industry Regulatory Authority (FINRA) arbitration complaint against Kestra Investment Services, Inc. for retirement losses that she suffered while working with the now-former broker, James Daughtry. [read post]
