Posts tagged with: "financial+services"
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1 Apr 2009, 3:40 pm
Forget about April Fool's Day, a luncheon in New York city on Wednesday touting PricewaterhouseCoopers's annual securities class action litigation study felt more like Groundhog Day for the financial services sector. [read post]
24 Apr 2019, 2:27 am
We have launched a new video series in which members of our financial services team discuss key regulatory developments within the Environmental, Social and Governance (ESG) sector. [read post]
28 Dec 2014, 10:00 pm
Financial services providers continue to be most susceptible to high rates of customer defections as a result of data breaches. [read post]
28 Dec 2014, 10:00 pm
Financial services providers continue to be most susceptible to high rates of customer defections as a result of data breaches. [read post]
30 Oct 2019, 9:07 am
On 29 October 2019, the FCA published a speech (delivered on 28 October) by Nausicaa Delfas, FCA Executive Director of International, on the future of financial services regulation in the UK. [read post]
18 Mar 2021, 5:02 am
Editor’s Note: From time to time ComplexDiscovery highlights publicly available service, product, and financial announcements and content updates from data discovery and legal discovery providers as an information service for the readers of its blog. [read post]
28 Nov 2011, 1:16 pm
The customer contended that he believed that the investment was sold through and approved by Securian Financial Services. [read post]
22 Dec 2016, 6:11 am
Lender Processing Services Inc., C.A. [read post]
22 Sep 2016, 7:04 am
The investment fraud lawyers of Gana LLP are investigating the employment termination filed with The Financial Industry Regulatory Authority (FINRA) by Woodbury Financial Services, Inc. [read post]
5 Aug 2010, 2:44 am
It pointed to several third party registrations in the financial services field, for marks that include at least one of the constituent words but with no disclaimer or 2(f) claim.The Board sided with the Examining Attorney, concluding that "[t]he mark immediately describes the fact that applicant’s financial services, namely credit union services (obviously a type of financial service) are offered to a collegiate community,… [read post]
15 Apr 2022, 12:54 pm
Continue Reading › The post UBS Financial Services To Pay YES Investors Almost $1.2M appeared first on Investor Lawyers Blog. [read post]
16 Jul 2020, 7:28 am
Additionally, since January 2019 the government has been trying to get two major taxes passed: the so-called Google tax (a 3 percent digital services tax) and the financial transaction tax (FTT). [read post]
11 Aug 2022, 9:58 am
Digital marketing firms that help financial companies design and place online ad campaigns are service providers for the purpose of the Consumer Financial Protection Act of 2010, the Consumer Financial Protection Bureau said in a new interpretive ruling. [read post]
5 Nov 2009, 6:41 am
On November 3, 2009, the Financial Planning Coalition sent a letter to members of the House Financial Services Committee expressing the Coalition's concern regarding an amendment to the Investor Protection Act of 2009 (“IPA”), which was passed by the Committee on October 25, 2009. [read post]
28 Jul 2013, 10:20 pm
Financial services regulation need not be so limited, however. [read post]
2 Oct 2011, 12:06 pm
According to the Commission the new tax will have progressive distributional effects, i.e. its impact will increase proportionately with income, as higher income groups benefit more from the services provided by the financial sector. [read post]
20 Oct 2009, 3:43 am
The House Financial Services Committee meets again today to mark-up draft legislation on the Consumer Financial Protection Agency ("CFPA"). [read post]
27 Oct 2011, 2:30 pm
The Manual provides the CFPB’s examiners with guidelines for determining whether entities providing consumer financial products and services are complying with the consumer protection laws subject to the CFPB’s jurisdiction. [read post]
23 May 2014, 6:56 am
Commissioned by the National Foundation for Credit Counseling (NFCC®) and sponsored by Pioneer Services, a division of MidCountry Bank, the survey revealed some troubling financial behaviors among servicemembers. [read post]
13 Jan 2023, 9:00 am
Many Veterans seek assistance from the VA due to a financial or health crisis. [read post]
