Posts tagged with: "financial+services"
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2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Oct 2008, 5:25 pm
October 9 -1:00 PM ET (30 minutes - Part 2 of 8 in the Financial Crisis, Litigation and Electronic Discovery complete webcast series). [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
25 Aug 2016, 11:50 am
Networks in areas with older populations of diverse linguistic, ethnic, and racial backgrounds should seek to engage stakeholders that can serve these populations and deliver appropriate educational and case review services. [read post]
21 Sep 2022, 3:55 am
This is a question on the mind of almost every financial services regulator in the world. [read post]
18 Aug 2021, 9:08 pm
Banks, insurance companies, financial advisors, and other providers of financial services now rely on advanced technology—such as artificial intelligence—to compete with fintech firms that are increasingly transitioning traditional markets toward new digital financial services. [read post]
30 Jan 2023, 8:56 am
On 30 January 2023, the House of Commons’ Treasury Sub-Committee on Financial Services Regulation published correspondence between itself and the PRA and FCA on proposed changes to sustainable investments, broadening access to financial advice, and changes to bank reporting requirements. [read post]
13 Mar 2015, 8:00 am
Miami, Florida-based lender and financial services company Hencorp Becstone Capital LC (“Hencorp”) has agreed to pay $3.8 million to settle allegations that it violated the False Claims Act in connection with an elaborate scheme to defraud the Export-Import Bank of the United States. [read post]
18 Mar 2021, 10:15 pm
The month of February 2021 has seen continued momentum for a raft of changes affecting financial services providers from various industries. [read post]
1 Jul 2009, 7:42 pm
First, it fractures consumer protection in financial services over multiple agencies. [read post]
21 May 2019, 7:30 am
Castleberry Financial Services Group LLC, managed by T. [read post]
23 Oct 2014, 8:48 am
Reuters reported that on Tuesday of this week New York State Department of Financial Services superintendent, Benjamin Lawsky, sent a letter to a number of banks inquiring about the level of insight financial institutions have into the sufficiency of cybersecurity controls of their third-party service providers In his letter, according to the Reuters report, Mr. [read post]
15 Feb 2024, 9:42 am
On 15 February 2024, the Financial Conduct Authority (FCA) requested information from several financial services firms concerning their delivery of ongoing services, for which their clients continue to be charged after advice has been given. [read post]
22 Dec 2021, 11:50 am
Bankruptcy is usually the last resort for people in Minnesota who have gotten into a financial hole. [read post]
22 Jul 2011, 11:39 am
Financial sector companies must pay attention to a wide variety of legal compliance and risk issues related to the use of social networking, BITS, the technology policy division of The Financial Services Roundtable, cautioned in its “Social Media Risks and Mitigation”guidance issued July 11. [read post]
1 Mar 2017, 2:48 pm
Tiffany Quach On February 16, 2017, the New York Department of Financial Services (the “DFS”) released a final version (the “Final Regulation”) of its proposed regulation, previously released in an earlier revised form on December 28, 2016, that would require banks, insurance companies and other financial services institutions regulated by the DFS to adopt broad cybersecurity protections (the “Proposal”). [read post]
4 Oct 2012, 12:57 pm
As a matter of fact, each member of our customer service team is a Certified Personal Financial Counselor®, which insures that they have been trained and tested in counseling skills and the fundamentals of personal financial management. [read post]
4 Feb 2011, 8:17 pm
LIFE’S LITTLE METAPHORS: Democrat on House Financial Services Committee declares bankruptcy. [read post]
