Posts tagged with: "financial+services"
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25 Jan 2021, 8:50 pm
Under section 223(1) of the Financial Services and Markets Act 2000 (FSMA), the FCA and the PRA must set a limit for the total management expenses that the FSCS can levy on financial services firms. [read post]
27 Jul 2012, 10:53 pm
Telemarketing fraud is the fraudulent sale of products and services over the phone. [read post]
27 Jul 2012, 10:53 pm
Telemarketing fraud is the fraudulent sale of products and services over the phone. [read post]
21 Feb 2015, 6:24 am
Editor's Note: The following post comes to us from Dan Ryan, Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP, and is based on a PwC publication. [read post]
22 Nov 2011, 5:29 am
This updates our June 29, 2011 blog posting.On November 21, 2011, New York Superintendent of Financial Services Benjamin M. [read post]
29 Mar 2023, 2:58 pm
That’s why plenty of lawyers choose to seek the financial advice and services of experienced professionals to help with many aspects of financial planning. [read post]
21 May 2019, 8:45 am
The Department of Financial Services attempts to ensure fair and equitable dealings between insurers, agents, and policyholders regarding all insurance transactions. [read post]
6 Jun 2018, 11:02 pm
This is particularly problematic because providers of financial services who induce persons to use their services are covered by our licensing regime, even where the services are provided entirely from outside of Australia. [read post]
17 Jul 2020, 12:47 pm
The release could give Mozilla, the maker of the Firefox web browser, a little financial independence. [read post]
12 Apr 2022, 2:45 pm
The post Koe Murphy | CCI Health Services first appeared on Maryland Daily Record. [read post]
17 Dec 2015, 6:28 am
The following post is based on Chair White’s recent testimony before the United States House Committee on Financial Services, available here. [read post]
20 May 2015, 10:44 am
According to the CFPB, all of the nonprofits it selected to host financial coaches for economically vulnerable consumers also provide services that complement financial coaching, such as job training and education, social, and housing services. [read post]
30 May 2012, 6:22 am
Systematic indicators of the use of different financial services had been lacking for most economies. [read post]
26 Aug 2016, 9:45 am
Financial and estate plans can't be static. [read post]
10 Apr 2010, 2:39 pm
These will be available on the Commission's web site, a good place to begin for background reports, statistical data, and news articles for courses and papers in corporate, banking, securities, financial services, consumer, and related fields. [read post]
22 Apr 2009, 6:29 am
During a recent car wreck personal injury trial in Fulton County before Judge Brenda Cole, I was very pleased by the jury who answered questions regarding jury service. [read post]
12 Jul 2018, 6:16 am
The Order brings the regulatory treatment of AFIBs under the Financial Services and Markets Act 2000 into line with section 34(2) of the Finance Act 2018. [read post]
10 Oct 2019, 5:37 am
On 9 October 2019, the UK Parliament updated its webpage on the Financial Services (Implementation of Legislation) Bill 2017-19 (Bill) to confirm that the Bill failed to complete its passage through Parliament before the end of the session. [read post]
15 Jul 2010, 4:53 am
On 8 July, the Financial Services Authority (FSA) banned Timothy Higgins, Clifford Felstead and Ralph Brunswick (who were found guilty in June 2008 of conspiring to defraud Markel, QBE and Amalfi Underwriting) from working in regulated financial services. [read post]
11 Feb 2013, 12:21 am
Lincoln Financial Services Corp. [read post]
