Posts tagged with: "financial+services"
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22 Jul 2010, 11:55 am
On July 15, 2010, Quebec's financial services regulator, the Autorité des marchés financiers (the AMF), published two guidelines with respect to the investment management practices of financial institutions, including insurers, portfolio management companies controlled by an insurer, mutual insurance associations, financial services cooperatives and trust and savings companies governed by any of the following Quebec acts: An… [read post]
19 Apr 2010, 8:17 am
The House April 14 approved bipartisan legislation (H.R. 3506) designed to cut down on duplicative privacy notices sent to financial services consumers under the… Read this entire article for free, simply activate your free 15 day trial access to Privacy & Security Law Report now. [read post]
6 Oct 2017, 1:29 pm
In California, reports can be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
5 May 2021, 9:05 pm
Regulators such as the FCA, BIS, the G-20, the Monetary Authority of Singapore, the FDIC, and the New York State Department of Financial Services have developed DRR initiatives. [read post]
16 Jul 2009, 6:07 am
Yesterday I testified in the House Financial Services Committee on the Obama Administration's proposed Consumer Financial Protection Agency. [read post]
11 Mar 2011, 4:20 am
The trust pays the principal plus interest back to the child over its term as if it were an annuity, based on an interest rate set by the Internal Revenue Service. [read post]
19 Sep 2024, 9:22 am
On 19 September 2024, HM Treasury (HMT) and the Financial Conduct Authority (FCA) announced their plans to reform UK retail disclosure rules. [read post]
22 Dec 2010, 1:59 pm
What used to be relegated to the sleepy world of banking now is beginning to creep into the world of financial services, and customers undoubtedly will suffer. [read post]
11 Jul 2019, 3:50 pm
The National Adult Protective Services Association reports that 90% of financial abusers are family members or trusted others. [read post]
3 Oct 2019, 3:00 am
Retired people also have a lot of free time, so you won’t be spending money for prepared meals, cleaning services or someone to fold your laundry. 2. [read post]
9 Jun 2010, 6:00 am
What is financial abuse? [read post]
20 Dec 2018, 1:42 am
On 19 December 2018, the FCA published Finalised Guidance 18/7: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015 (FG18/7). [read post]
14 Aug 2009, 10:26 pm
Consumer Financial Protection Agency Continues to Create Banker Angst: "As President Obama attempts to overhaul the financial services regulatory regime,... [read post]
29 Jul 2008, 5:40 am
"The Financial Systems Integration Office within the General Services Administration released the Federal Financial Management Standard Business Processes [Word doc.],... [read post]
10 Jul 2013, 8:19 am
NextView surveyed its Boston-based portfolio Founder/CEOs asking which service provider firms they prefer in categories such as corporate legal counsel, recruiters, financial matters, and payroll. [read post]
2 Apr 2012, 6:32 am
BMW Financial Services NA, LLC, No. 6:10-cv-1373 (M.D. [read post]
3 Dec 2019, 8:25 am
On the same date, the Committee on Financial Services issued a subpoena of narrower scope to Capital One Financial Corporation. [read post]
22 Oct 2010, 6:00 am
What services do you offer? [read post]
18 May 2022, 8:20 am
Williams is currently a Kingswood Capital Partners stockbroker and Financial Gravity Family Office Services investment advisor out of Carmel By The Sea, California. [read post]
9 May 2023, 11:25 am
On 9 May 2023, HM Treasury published a Call for Proposals on how to measure success in relation to the financial regulators’ new secondary objectives, which will be introduced under the Financial Services and Markets (FSM) Bill. [read post]
