Posts tagged with: "financial+services"
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6 Feb 2012, 8:36 am
The memorandum sets forth a variety of procedures the FTC and the CFPB plan to carry out in furtherance of protecting consumers and businesses from harmful acts within Consumer Financial Products or Services. [read post]
11 Sep 2017, 8:27 am
UK Finance and the Association for Financial Markets in Europe (AFME) have co-published a paper that examines the impact of Brexit on cross-border financial services contracts. [read post]
7 Mar 2014, 7:40 am
The Financial Industry Regulatory Authority (FINRA) fined SAL Financial Services, Inc. dba Sterne Agee Financial Services, Inc. [read post]
10 Apr 2024, 5:18 am
They emphasize the potential benefits of AI, such as improved fraud detection, enhanced customer service, and increased operational efficiency. [read post]
10 Jul 2009, 5:20 am
The Financial Services Authority (FSA) has recently appointed Ken Hogg as Director of Insurance Sector. [read post]
27 Apr 2022, 4:45 pm
The federal legislative response has been anemic; despite passage of the Elder Justice Act, which established a collaborative approach to protective services, the mandate has remained woefully underfunded. [read post]
6 Aug 2016, 6:34 am
This post is based on his contribution to the Roundtable on “Conduct and culture: what priorities in the financial services industry? [read post]
14 Mar 2025, 4:16 am
Pensions can be traced through the Gov.uk pension tracing service. 5. [read post]
3 Dec 2009, 12:54 am
[JURIST] The US House of Representatives Financial Services Committee [official website] on Wednesday approved [press release] the Financial Stability Improvement Act [HR 3996 materials; summary, PDF] to address various economic dangers posed by large financial institutions. [read post]
20 Dec 2023, 5:22 am
This, in turn, may lead to shifts in the cost of care and potentially impact the quality and availability of services. [read post]
27 Jul 2010, 5:17 pm
A new Consumer Protection and Markets Authority (CPMA) would have responsibility for consumer protection in financial services and for regulating conduct in financial services. [read post]
20 Sep 2024, 11:23 am
On September 17, 2024, the CFPB issued Consumer Financial Protection Circular 2024-05 on improper overdraft practices. [read post]
10 Feb 2025, 6:33 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Salvatore Tringali (Tringali), currently associated with MML Investors Services, LLC, has at least one disclosable event. [read post]
22 Feb 2025, 6:14 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Renisha Jackson-rucker (Jackson-rucker), currently associated with MML Investors Services, LLC, has at least one disclosable event. [read post]
16 Mar 2025, 6:20 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cindy Mo (Mo), currently associated with Cetera Investment Services LLC, has at least one disclosable event. [read post]
1 Feb 2025, 12:51 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gareth Caluducan (Caluducan), currently associated with W & S Brokerage Services, Inc., has at least one disclosable event. [read post]
18 Mar 2025, 6:24 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jessica Pinkard (Pinkard), previously associated with First Citizens Investor Services, Inc., has at least one disclosable event. [read post]
27 Feb 2025, 6:21 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Fournier (Fournier), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. [read post]
28 Feb 2025, 6:24 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jihoon Park (Park), previously associated with MML Investors Services, LLC, has at least one disclosable event. [read post]
There are Recent Customer Complaints with Broker Robert Anderson in Firm MML Investors Services, LLC
14 May 2025, 6:20 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Anderson (Anderson), currently associated with MML Investors Services, LLC, has at least one disclosable event. [read post]
