Posts tagged with: "financial+services" Results 2841 - 2860 of 75,908
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25 Aug 2015, 10:41 am by Robert Van De Veire
Dopazo was registered with multiple firms including Keystone Capital, Cantella & Co., Raymond James Financial, Dreyfus Service Corp., Natwest Investor Services, Landmark Brokerage Services, MML Investors Services, and Massachussetts Mutual Life Insurance Co. [read post]
17 Apr 2011, 3:06 pm
In terms of interesting law: • Use of a mark on financial services in the City of London was held to be use of "more than mere local significance" and so could give rise to a prior right to be relied upon in an objection under Article 8(4) of the Community Trade Mark Regulation (CTMR). [read post]
24 Apr 2017, 8:38 am by Simon Lovegrove and Jack Prettejohn
The MoU has been prepared and published in accordance with the provisions of Section 65 of the Financial Services Act 2012, which requires HM Treasury and the Bank of England (BoE), including in its capacity as the PRA, to prepare and maintain a MoU on financial crisis management. [read post]
If firms decide to no longer provide services to UK consumers, the FCA expects them to have in place orderly wind-down plans to minimise any impact on UK consumers. [read post]
8 Oct 2015, 11:57 am by Richard J. Andreano, Jr.
When questioned on the issue last week at a House Financial Services Committee hearing, Director Cordray indicated that the CFPB would issue guidance. [read post]
24 Oct 2024, 6:50 am by Matthew C. Luzadder
On Tuesday, the Consumer Financial Protection Bureau (CFPB) released the final version of the Personal Financial Data Rights Rule that requires many financial institutions, credit card issuers, and other financial service providers that facilitate payments (including mobile wallets and payment apps) to support new open banking standards and make account records accessible and portable. [read post]
6 Sep 2017, 7:21 am by Pavitra Bacon
On September 5, the Consumer Financial Protection Bureau (CFPB) published a blog post regarding what to do in the event of a natural disaster like Hurricane Harvey. [read post]
DONATE NOW The post Federal financial regulators propose computer-security incident notification for banks appeared first on JURIST - News - Legal News & Commentary. [read post]
29 Aug 2011, 11:24 pm by David Jacobson
Who it applies to ASIC proposes that its guidance applies to: • promoters of financial products and financial advice services. [read post]
9 Aug 2023, 1:36 pm by Holly
This clause can protect a cybersecurity service provider from excessive financial liability. [read post]
28 Aug 2011, 8:33 pm by admin
The Assistant Treasurer and Minister for Financial Services and Superannuation has released an Exposure Draft of the Corporations Amendment (Future of Financial Advice) Bill 2011 as the first tranche of draft legislation of the Future of Financial Advice (FOFA) reforms for public consultation. [read post]
We will promote the resilience of financial services and institutions in G20 jurisdictions against the malicious use of ICT, including from countries outside the G20. [read post]
5 Aug 2010, 2:47 pm by University of Virginia School of Law
Information on the Virginia Loan Forgiveness Program is available here (Office of Financial Aid). [read post]
25 Sep 2014, 4:20 pm by Sabrina I. Pacifici
H.R. 4881, ordered to be reported by the House Financial Services Committee on June 20, 2014, would place a one-year moratorium on FSOC designations. [read post]
22 Nov 2022, 5:44 pm by Sabrina I. Pacifici
The Verge co-published with The Markup: “Major tax filing services such as H&R Block, TaxAct, and TaxSlayer have been quietly transmitting sensitive financial information to Facebook when Americans file their taxes online, The Markup has learned. [read post]
As previously advertised, this month’s financial services briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
As previously advertised, this month’s financial services briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
27 Feb 2019, 5:59 am by Hannah Meakin (UK)
On 26 February 2019, the European Commission published for consultation the draft text of its Implementing Decision on the recognition of the legal, supervisory and enforcement arrangements of Japan for derivatives transactions supervised by the Japan Financial Services Agency as equivalent to the valuation, dispute resolution and margin requirements of Article 11 of the European Market Infrastructure Regulation. [read post]
25 Oct 2011, 1:21 pm
Check with your CPA, bookkeeping service or comptroller, to ensure that the records are fully compliant with local, state and IRS requirements. [read post]