Posts tagged with: "financial+services"
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13 Feb 2024, 4:00 am
ABA Journal, These Public Service Loan Forgiveness Applicants Have Seen Their Student Debt Erased: Renting apartments for years. [read post]
12 May 2022, 3:23 pm
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
18 Apr 2019, 7:22 am
Tirschwell’s claims present a significant wrinkle—one that makes this case particularly worth following for employers in the financial services sector. [read post]
18 Apr 2019, 7:22 am
Tirschwell’s claims present a significant wrinkle—one that makes this case particularly worth following for employers in the financial services sector. [read post]
19 Aug 2012, 11:56 am
Elke König, currently oversees around 1,880 banks, 680 financial services institutions, some 600 insurance undertakings and 30 pension funds as well as almost 6,000 investment funds and 77 investment companies. [read post]
1 Jun 2023, 9:06 am
The report also provides sector-specific assessments for key sectors under ESMA’s remit such as issuers, investment managers, benchmark and administrators and investment service providers. [read post]
27 Oct 2009, 3:35 pm
WSJ: "Here are some key parts of the draft legislation hashed out between House Financial Services Committee Chairman Barney Frank... [read post]
2 Sep 2008, 3:03 pm
Flynn filed his whistleblower complaint against UBS Financial Services last June. [read post]
8 Dec 2022, 7:04 am
Alan Kaplinsky, Senior Counsel in Ballard Spahr’s Consumer Financial Services Group, hosts the conversation. [read post]
21 Feb 2017, 1:56 pm
The European Commission has published a speech given by Vladis Dombrovskis, European Commissioner for Financial Stability, Services and Capital Markets Union, on February 10, 2017. [read post]
2 Dec 2020, 2:17 pm
Lawyers with clients in the consumer financial services sector know that regulatory, enforcement, and economic factors are constantly shifting. [read post]
6 Jan 2020, 7:07 am
Our 40 minute briefing on 8 January 2020 will be a webinar and will focus on what 2020 has in store for financial services firms. [read post]
13 May 2021, 11:11 pm
On Tuesday 11 May 2021, Treasurer Josh Frydenberg delivered the Australian Federal Budget 2021-2022, which contained an announcement as to future changes to the licensing and relief regime for foreign financial service providers (FFSPs). [read post]
16 Jun 2021, 8:55 pm
On 11 May 2021, Treasurer Josh Frydenberg delivered the Australian Federal Budget 2021-2022, which contained an announcement as to future changes to the licensing and relief regime for foreign financial service providers. [read post]
28 Oct 2019, 3:00 am
The Florida Department of Financial Services and the Office of Insurance simply made a mess of Florida Specialty Insurance... [read post]
26 Mar 2013, 7:40 am
The OFT stated that it does not intend to make any fundamental changes to the themes for 2013/14 but that the following financial services-related issues were of importance: Consumer credit enforcement. [read post]
17 Feb 2011, 6:55 am
Please join us for “New Directions in Consumer and Community Financial Protection,” the 2011 Marquette University Law School Public Service Conference. [read post]
11 Feb 2021, 10:16 am
In its February 2021 Bulletin, the California Department of Financial Protection and Innovation (DFPI) reminds licensed mortgage loan servicers that DFPI examinations will include processes to determine compliance with state and federal laws providing consumer protections with regard to COVID-19-related foreclosures. [read post]
10 Jul 2020, 1:46 pm
At times relevant to perpetrating his criminal scheme, Kiffmeyer was a registered representative and financial advisor for FINRA broker/dealer Brokers International Financial Services, LLC. [read post]
17 Jan 2020, 5:55 am
House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets as part of a Hearing on “Overseeing the Standard Setters: An Examination of the Financial Accounting Standards Board and the Public Company Accounting Oversight Board. [read post]