Posts tagged with: "financial+services"
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21 Nov 2024, 4:05 am
Join our panel of lawyers from Asia, Dubai, Europe, London and the US who will explore the key regulatory developments, issues and considerations and examine some real-world case studies. [read post]
4 Jul 2011, 1:38 am
They should intervene earlier in potential disputes, the chief ombudsman of the Financial Ombudsman Service (FOS) has said. [read post]
15 Jul 2024, 1:54 pm
The key challenges faced by the Afghan financial sector in complying with the Taliban’s new laws on foreign exchange dealers (FXDs) and money services providers (MSPs) include: Compliance Costs: The Taliban’s new regulations on Foreign Exchange Dealers (FXDs) and Money Service Providers (MSPs) in Afghanistan will undoubtedly place a significant financial burden on these entities, particularly the smaller players in the market. [read post]
4 Jun 2015, 6:49 am
"Patent Owner [argues] that the Petition does not cite to 'any single word in any single claim' that is directed to a financial product of service; none of the prior art cited by Petitioner is directed to a financial product or service; and Petitioner does not cite any examples of actual financial products that employ the method of the claims. . . . [read post]
22 Jun 2009, 9:23 am
Schapiro stated, is faulty in that "when investors receive similar services from similar financial service providers, they should be subject to the same standard of conduct. [read post]
30 Dec 2016, 8:50 am
There is a lot to reestablishing financial wellness. [read post]
23 Aug 2022, 7:00 am
Investors Allege Unsuitability and Misrepresentations Our UBS Yield Enhancement Strategy (UBS YES) investment loss attorneys are speaking with customers of UBS Financial Services broker William Word Huthnance in Houston, Texas. [read post]
22 Sep 2020, 12:15 pm
FINRA Suspends Waco, Texas Broker For 18 Months Two investors have filed Financial Industry Regulatory Authority (FINRA) arbitration complaints against Michael Allen Kamperman, who was most recently a former HD Vest Investment Services registered representative. [read post]
14 Sep 2017, 11:42 am
Leveroni, Executive Vice President / Founding Principal of ABD Insurance and Financial Services. [read post]
14 Sep 2017, 11:42 am
Leveroni, Executive Vice President / Founding Principal of ABD Insurance and Financial Services. [read post]
30 May 2010, 6:13 am
House Financial Services Committee Chairman Barney Frank has suggested that the Democratic House conferees be himself and Representatives Gutierrez, Kanjorski, Maloney, Meeks, Moore (KS), Waters and Watt. [read post]
1 Aug 2024, 7:32 am
The platform is a key initiative under the CBUAE’s FIT program which aims to accelerate the digital transformation for the UAE’s financial services sector. [read post]
6 Oct 2021, 6:52 am
House Committee on Financial Services. [read post]
27 Apr 2008, 11:01 pm
Putting aside for the moment airline industry's seemingly intractable financial problems, lousy airline service has become such an issue that even Judge Posner and Gary Becker are trying to figure out what to do about it. [read post]
11 Sep 2009, 6:01 am
A word of caution: to effectively use the on-line service providers you will need to provide them some access to your financial information so look at technology reviews, user agreements, and exercise caution about the security used by the site to ensure that site is keeping your information as safe as possible.Once you have gained control of your household budget you can easily implement the same financial controls in your firm. [read post]
16 May 2021, 3:27 pm
At the same time, the costs of accessing legal representation exceed the financial resources of many ordinary citizens and small businesses, compromising their access to the legal system. [read post]
23 Jan 2020, 5:00 am
A financial transaction tax is one of several names for a tax on financial assets. [read post]
27 Dec 2023, 10:45 am
These financial limits get updated every year. [read post]
5 Jul 2017, 7:30 am
Pandora: Is Music Streaming Related to Financial Services? [read post]
30 Sep 2012, 1:41 pm
Patent claims directed to performing financial transactions and financial analysis have been invalidated by a D.C. [read post]