Posts tagged with: "financial+services"
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29 Mar 2017, 4:38 am
To read our previous publications on Brexit and financial services, please click on the following: Brexit and financial services: 10 things you should know (Part 1); Brexit and financial services: 10 things you should know (Part 2); and Brexit and financial services: 10 things you should know (Part 3). [read post]
3 May 2019, 6:30 am
Garry Lacy Reeder II, Vice President, Policy and Innovation, Center for Financial Services Innovation. [read post]
8 May 2017, 6:28 am
On April 19, 2017, the House Financial Services Committee (the “Committee”) released a new “discussion draft” of the Financial CHOICE Act, its comprehensive regulatory reform bill (“CHOICE Act 2.0”). [read post]
30 Nov 2011, 3:58 pm
Primarily, the amendment would ensure that financial services companies cannot use the exemption to evade other provisions of Dodd-Frank. [read post]
22 May 2018, 3:29 pm
She has a depth of knowledge and experience with over 20 years in the financial services industry. [read post]
18 Apr 2023, 3:25 am
Here’s the full list of priorities, which are laid out in the press release accompanying the report: – Risk of fraud – Auditing and accounting risks – Risk assessment and internal controls – Financial services specific considerations – Broker-dealer specific considerations – M&A, including de-SPAC transactions – Digital assets – Use of the work of other auditors – Quality control (particularly talent retention and its… [read post]
3 Mar 2020, 11:29 am
On March 4, 2020 the House Financial Service’s Subcommittee on Housing, Community Development and Insurance will hold a hearing entitled, “Drivers of Discrimination: An Examination of Unfair Premiums, Practices and Policies in the Auto Insurance Industry. [read post]
10 Apr 2017, 12:32 pm
Myers has more than 15 years of experience in the financial services industry. [read post]
4 Sep 2019, 7:19 am
The American College of Consumer Financial Services Lawyers announces its 2020 annual writing competition to recognize significant written contributions to the field of U.S. consumer financial services law. [read post]
28 Mar 2022, 7:55 am
The framework is between the European Commission’s Directorate-General for Financial Stability, Financial Services and Capital Markets Union and the Financial Services Agency of Japan. [read post]
18 Sep 2010, 2:18 am
House of Representatives' Financial Services Committee will hold a hearing titled “The Global Financial Crisis and Financial Reforms in Nigeria” on October 5, 2010, at 2:00 p.m. in Room 2128... [read post]
19 May 2009, 5:16 am
It says the UK Government and the financial services sector should work together to: 1. [read post]
22 May 2009, 9:00 am
Banks and Financial Institutions - Effective June 1, 2009, new provisions will regulate foreign institutions that provide financial information services in China. [read post]
3 Jan 2019, 7:24 am
– Live Well Financial, Inc., and Compu-Link Corporation (“Celink”) put older Americans at risk of foreclosure through mortgage servicing practices that violate homeowners’ reverse mortgage contracts and other laws, according to a class action lawsuit filed in the United States District Court for the Eastern District of New York. [read post]
7 Jun 2012, 3:07 pm
Whilst ASIC’s licensing conditions already require financial service providers to be competent to provide their services to consumers, the latest ASIC proposals in respect of advettising guidelines for financial products (see here) make it clear that ASIC is also concerned that financial advertisements contain the appropriate qualifications and warnings to consumers. [read post]
12 Feb 2019, 11:32 am
Democratic Congressman Bill Foster, who represents the 11th District of Illinois, has sent a letter to Maxine Waters, Democratic Chairwoman of the House Financial Services Committee, to express his “strong interest in serving as the Chair of the Taskforce on Financial Technology and Innovation that will be convened in the coming weeks. [read post]
1 Mar 2011, 2:04 pm
The Financial Ombudsman Service is an approved external dispution resolution (EDR) scheme for Australian Financial Services and Credit licensees, including insurers. [read post]
16 Dec 2021, 9:53 pm
Rafter is a seasoned financial professional with a career spanning 12 years in financial services, 10 of which focused on wealth management. [read post]
Northstar Financial Services (Bermuda)—If You Have Losses, Why Silver Law Group Should Represent You
11 Jan 2022, 9:24 am
If you are among the investors who lost money due to the Northstar Financial Services (Bermuda) Ltd., Omnia Ltd., or the Puerto Rico-based PB Life and Annuity Co. [read post]
10 May 2021, 5:10 pm
Continue reading The post SEC Awards $22 Million to Two Whistleblowers Whose Information Resulted in Successful SEC Enforcement Actions Against A Financial Services Firm appeared first on Securities Arbitration Lawyer Blog. [read post]
