Posts tagged with: "financial+services"
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31 May 2018, 11:16 am
Continue reading The post Silver Law Group is Investigating Lawrence Hagedorn of Ascend Financial Services, Inc. appeared first on Securities Arbitration Lawyers Blog. [read post]
13 Jan 2014, 8:32 am
MishkinThe House Financial Services Committee has announced that on Tuesday, January 14, it will hold a hearing entitled “How Prospective and Current Homeowners Will Be Harmed by the CFPB’s Qualified Mortgage Rule. [read post]
4 Jun 2014, 1:49 pm
Mercedes Kelley TunstallThe CFPB announced yesterday that it will hold a field hearing on mobile financial services on June 12, 2014 at 10 a.m. in New Orleans. [read post]
7 Sep 2018, 7:38 am
Now, Massachusetts Financial Services must pay a $1.9M penalty. [read post]
12 Feb 2019, 12:03 pm
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
13 Sep 2024, 6:07 pm
Northstar Financial Services (Bermuda) Investors Who Suffered Losses May Be Able To Sue Their Brokers. [read post]
13 Jul 2023, 8:18 am
The post Were You A Victim Of Investment Fraud By Philip Riposo At United Planners’ Financial Services Of America? [read post]
14 Mar 2011, 6:30 pm
The Financial Services Committee has received testimony regarding the role private equity firms play in preserving existing jobs and creating new ones by providing capital to struggling and growing companies. [read post]
2 Jul 2020, 5:47 am
The recent announcement by a consumer lender in an SEC filing that it had earmarked $21.7 million to resolve an SEC probe into its FCPA compliance could signal new interest by regulators in enforcing the FCPA against consumer financial services providers with operations outside of the U.S. [read post]
2 Feb 2023, 7:55 am
On 2 February 2023, the EU Council published a compromise proposal on the proposed Directive on financial services contracts concluded at a distance. [read post]
25 Jul 2018, 2:47 pm
Yesterday, the three bills described below were passed by the House Financial Services Committee. [read post]
16 Jan 2014, 12:51 pm
Marc PattersonOn January 14, 2014, the House Subcommittee on Financial Services held a hearing entitled “How Prospective and Current Homeowners Will Be Harmed by the CFPB’s Qualified Mortgage Rule. [read post]
13 Dec 2011, 1:03 am
This will be one of three official on-site Financial Institutions/Consumer Financial Services events at the AALS Annual meeting. [read post]
26 Jan 2022, 9:23 am
The Framework sets out a structure for its members (the FOS, Financial Conduct Authority, Financial Services Compensation Scheme, the Pensions Regulator and the Money and Pensions Service) to collaborate on matters of common interest to achieve a better outcome for consumers, small businesses and the financial services industry, where compatible with members’ independent statutory roles and functions. [read post]
30 Mar 2023, 10:12 am
The draft statutory instrument (SI) amends the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO), which specifies types of activities and investments for the purposes of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (MiFI Regulations). [read post]
2 Nov 2008, 6:34 pm
As a result of the instability in the financial markets generally and at financial institutions in particular, the financial services industry has experienced significant turnover in 2008. [read post]
21 Jan 2015, 2:00 pm
Mishkin The House Financial Services Committee voted unanimously today to approve the Committee’s oversight plan for the 114th Congress. [read post]
17 Jun 2019, 1:39 pm
Code Chapter 48.110 governing service contracts and protection products guarantees which permit new items to be covered under service contracts and establishes new minimum net worth and financial responsibility requirements for service contract providers. [read post]
12 Sep 2012, 3:57 pm
The full House Financial Services Committee has approved bi-partisan legislation clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants. [read post]
15 Nov 2021, 8:32 am
The Regulatory Framework for Investment Tokens covers all parties interested in market, issue, trade, or hold Investment Tokens in or from the DIFC and authorized firms wishing to undertake financial services relating to Investment Tokens. [read post]
