Posts tagged with: "financial+services"
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19 Nov 2006, 9:01 pm
Those clients who have a handle on their financial status do their attorneys a great service, because they allow the lawyer to focus on what to do with those numbers... [read post]
25 May 2011, 2:43 am
Despite the identity of the involved marks, the Board reversed a Section 2(d) refusal to register the mark HOMER for financial engineering software and services for institutions, accredited investors, governments, hedge funds, and bankers, finding it not likely to cause confusion with the same mark registered for "savings and loan financial services. [read post]
27 Jul 2021, 7:17 am
Continue Reading › The post South American Retirees File $5M Northstar Financial Services (Bermuda) Investor Claim Against Raymond James & Associates appeared first on Investor Lawyers Blog. [read post]
7 May 2012, 10:15 am
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses. [read post]
23 Mar 2017, 5:04 am
View The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment) Regulations 2017, 22 March 2017 View Explanatory Memorandum to The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment) Regulations 2017, 22 March 2017 [read post]
17 Nov 2023, 8:12 am
How such cost disclosures are being used by market participants, such as wealth managers, fund-of-funds managers and discretionary fund managers, and independent financial advisers, and any support services they use, such as software providers. [read post]
18 Oct 2013, 7:05 am
[C]ontrary to Patent Owner’s view . . . the legislative history indicates that the phrase 'financial product or service' is not limited to the products or services of the 'financial services industry' and is to be interpreted broadly. . . . [read post]
3 Jan 2011, 4:33 am
Given the increased scrutiny placed on the financial services sector lately, employers in this space cannot afford to ignore the risk of employment practices litigation. [read post]
4 Sep 2019, 11:02 am
Gunter brings nearly 10 years of financial services knowledge and experience to the firm. [read post]
26 Mar 2009, 1:25 am
Citing the recent bailout of AIG, Senator Richard Shelby (R-AL), the highest ranking Republican on the Senate Banking Committee, last week indicated that the insurance industry must be part of any comprehensive overhaul of the federal regulations dealing with the state of the current financial system. [read post]
26 Mar 2009, 1:25 am
Citing the recent bailout of AIG, Senator Richard Shelby (R-AL), the highest ranking Republican on the Senate Banking Committee, last week indicated that the insurance industry must be part of any comprehensive overhaul of the federal regulations dealing with the state of the current financial system. [read post]
26 Mar 2009, 1:25 am
Citing the recent bailout of AIG, Senator Richard Shelby (R-AL), the highest ranking Republican on the Senate Banking Committee, last week indicated that the insurance industry must be part of any comprehensive overhaul of the federal regulations dealing with the state of the current financial system. [read post]
29 Feb 2012, 7:00 am
My financial credentials allow me to provide financial analysis services as part of the mediation process. [read post]
31 Mar 2020, 8:56 pm
The information covered includes: news, corporate, academic, public/private, scholarly and government sites and services respective to four sections - Corporate Conference Calls Resources, Financial Sources, Financial Sources Search Engines, and Selected Venture Capital Sources. [read post]
13 May 2011, 7:06 am
It's called "Behaviorally Informed Financial Services Regulation. [read post]
14 Sep 2023, 9:26 am
The speech focuses on international collaboration and the modernisation of financial services regulation in the UK. [read post]
31 Jan 2007, 4:48 am
The Practicing Law Institute is sponsoring the 12th Annual Consumer Financial Services Litigation Institute in New York City, Chicago and San Francisco in 2007. [read post]
8 May 2012, 8:57 am
Daniel Sokol Competition and Financial Services, a free Symposium. [read post]
8 May 2012, 8:57 am
Daniel Sokol Competition and Financial Services, a free Symposium. [read post]
13 Jun 2008, 3:19 pm
SNSFE securities attorneys are continuing their investigation of Harbor Financial Services and its registered representative, James Kleinkopf of Mobile, Alabama for excessive trading and unsuitable investments in the account of at least one elderly person. [read post]
