Posts tagged with: "financial+services"
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19 May 2009, 5:16 am
It says the UK Government and the financial services sector should work together to: 1. [read post]
18 Sep 2010, 2:18 am
House of Representatives' Financial Services Committee will hold a hearing titled “The Global Financial Crisis and Financial Reforms in Nigeria” on October 5, 2010, at 2:00 p.m. in Room 2128... [read post]
22 May 2009, 9:00 am
Banks and Financial Institutions - Effective June 1, 2009, new provisions will regulate foreign institutions that provide financial information services in China. [read post]
3 Jan 2019, 7:24 am
– Live Well Financial, Inc., and Compu-Link Corporation (“Celink”) put older Americans at risk of foreclosure through mortgage servicing practices that violate homeowners’ reverse mortgage contracts and other laws, according to a class action lawsuit filed in the United States District Court for the Eastern District of New York. [read post]
31 Oct 2024, 8:35 am
On October 11, California’s Office of Administrative Law (“OAL”) approved the Department of Financial Protection and Innovation’s (“DFPI’s”) registration rulemaking for providers of the following products: Income-Based Advances (more commonly known as earned wage access (“EWA”) products); Private Postsecondary Education Financing (including income share agreements (“ISAs”); Debt Settlement Services; and … [read post]
12 Feb 2019, 11:32 am
Democratic Congressman Bill Foster, who represents the 11th District of Illinois, has sent a letter to Maxine Waters, Democratic Chairwoman of the House Financial Services Committee, to express his “strong interest in serving as the Chair of the Taskforce on Financial Technology and Innovation that will be convened in the coming weeks. [read post]
7 Jun 2012, 3:07 pm
Whilst ASIC’s licensing conditions already require financial service providers to be competent to provide their services to consumers, the latest ASIC proposals in respect of advettising guidelines for financial products (see here) make it clear that ASIC is also concerned that financial advertisements contain the appropriate qualifications and warnings to consumers. [read post]
Northstar Financial Services (Bermuda)—If You Have Losses, Why Silver Law Group Should Represent You
11 Jan 2022, 9:24 am
If you are among the investors who lost money due to the Northstar Financial Services (Bermuda) Ltd., Omnia Ltd., or the Puerto Rico-based PB Life and Annuity Co. [read post]
1 Mar 2011, 2:04 pm
The Financial Ombudsman Service is an approved external dispution resolution (EDR) scheme for Australian Financial Services and Credit licensees, including insurers. [read post]
16 Dec 2021, 9:53 pm
Rafter is a seasoned financial professional with a career spanning 12 years in financial services, 10 of which focused on wealth management. [read post]
10 May 2021, 5:10 pm
Continue reading The post SEC Awards $22 Million to Two Whistleblowers Whose Information Resulted in Successful SEC Enforcement Actions Against A Financial Services Firm appeared first on Securities Arbitration Lawyer Blog. [read post]
25 May 2011, 2:43 am
Despite the identity of the involved marks, the Board reversed a Section 2(d) refusal to register the mark HOMER for financial engineering software and services for institutions, accredited investors, governments, hedge funds, and bankers, finding it not likely to cause confusion with the same mark registered for "savings and loan financial services. [read post]
19 Nov 2006, 9:01 pm
Those clients who have a handle on their financial status do their attorneys a great service, because they allow the lawyer to focus on what to do with those numbers... [read post]
27 Jul 2021, 7:17 am
Continue Reading › The post South American Retirees File $5M Northstar Financial Services (Bermuda) Investor Claim Against Raymond James & Associates appeared first on Investor Lawyers Blog. [read post]
7 May 2012, 10:15 am
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses. [read post]
23 Mar 2017, 5:04 am
View The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment) Regulations 2017, 22 March 2017 View Explanatory Memorandum to The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment) Regulations 2017, 22 March 2017 [read post]
17 Nov 2023, 8:12 am
How such cost disclosures are being used by market participants, such as wealth managers, fund-of-funds managers and discretionary fund managers, and independent financial advisers, and any support services they use, such as software providers. [read post]
18 Oct 2013, 7:05 am
[C]ontrary to Patent Owner’s view . . . the legislative history indicates that the phrase 'financial product or service' is not limited to the products or services of the 'financial services industry' and is to be interpreted broadly. . . . [read post]
3 Jan 2011, 4:33 am
Given the increased scrutiny placed on the financial services sector lately, employers in this space cannot afford to ignore the risk of employment practices litigation. [read post]
4 Sep 2019, 11:02 am
Gunter brings nearly 10 years of financial services knowledge and experience to the firm. [read post]
