Posts tagged with: "financial+services"
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22 Nov 2022, 11:35 am
In Seyfarth’s seventh installment of the 2022 Trade Secrets Webinar Series, Seyfarth partners Jeremy Cohen and Kevin Mahoney focused on trade secret and client relationship considerations in the banking and financial services industry. [read post]
11 Jan 2022, 7:43 am
The post Northstar Financial Services (Bermuda)—Who Is Liable And Why Your Broker May Be Responsible For Your Northstar Losses appeared first on Securities Arbitration Lawyers Blog. [read post]
2 May 2019, 12:28 pm
We are pleased to announce that Ballard Spahr’s Consumer Financial Services Group has once again been ranked in the highest tier nationally in the category of Financial Services Regulation: Consumer Finance (Compliance and Litigation) by Chambers USA: America’s Leading Lawyers for Business. [read post]
3 May 2018, 1:39 pm
We are pleased to announce that Ballard Spahr’s Consumer Financial Services Group has once again been ranked in the highest tier nationally in the category of Financial Services Regulation: Consumer Finance (Compliance and Litigation) by Chambers USA: America’s Leading Lawyers for Business. [read post]
Seventh Georgia Bank Fails - FirstBank Financial Services Seized By FDIC, Taken Over By Regions Bank
6 Feb 2009, 5:37 pm
McDonough-based FirstBank Financial Services was seized by the Federal Deposit Insurance Corp. today, and the bank was taken over by Regions Bank. [read post]
10 Mar 2021, 8:30 am
La reclamante sostiene que su corredora le recomendó inadecuadamente invertir dicha cantidad de dinero en Northstar Financial Services (Bermuda) Ltd. [read post]
23 Apr 2024, 5:55 am
In case you as an FSP missed it, FSCA Communication 13 of 2024 (FAIS) updates FSPs on the manner and process for future submissions of annual financial statements and other statutory returns required under section 19 of the FAIS Act and other applicable subordinate legislation. [read post]
23 Apr 2024, 5:55 am
In case you as an FSP missed it, FSCA Communication 13 of 2024 (FAIS) updates FSPs on the manner and process for future submissions of annual financial statements and other statutory returns required under section 19 of the FAIS Act and other applicable subordinate legislation. [read post]
15 Apr 2024, 2:44 am
In case you as an FSP missed it, FSCA Communication 13 of 2024 (FAIS) updates FSPs on the manner and process for future submissions of annual financial statements and other statutory returns required under section 19 of the FAIS Act and other applicable subordinate legislation. [read post]
18 Dec 2011, 12:22 pm
The latest Financial Ombudsman Service Circular announces that from 1 January 2012, FOS will assume jurisdiction for disputes relating to Traditional Trustee Company Services. [read post]
29 Apr 2024, 5:50 am
On 22 April 2024, the House of Lords Financial Services Regulation Committee published a letter to Nikhil Rathi, Chief Executive of the Financial Conduct Authority (FCA), regarding the FCA’s Consultation Paper CP24/2 on its approach to publicising enforcement decisions. [read post]
11 Aug 2008, 6:12 am
The new guide explains to foreign financial services providers Australia's financial services regime under the Corporations Act by: Setting out the statutory regime and describing ASIC's regulation of the financial services industry. [read post]
4 Jun 2019, 8:44 am
The shortlist nominees were drawn from a list of about 30 firms ranked by Chambers USA in the area of Financial Services Regulation this year. [read post]
6 Jan 2020, 9:57 am
The House Financial Services Committee has announced that it will hold the following hearings this month: On January 14, the Subcommittee on Consumer Protection and Financial Institutions will hold a hearing entitled, “The Community Reinvestment Act: Reviewing Who Wins and Who Loses with Comptroller Otting’s Proposal. [read post]
27 Jul 2009, 7:34 pm
The Financial Ombudsman Service did not uphold the dispute [read post]
3 Jul 2012, 6:00 am
A bill introduced in Congress that would provide for the OCC to charter and regulate “Federal Financial Services and Credit Companies” (FFSCCs) was recently called a “get out of regulation free card” in a blog post by Ed Mierzwinski, U.S. [read post]
1 Jul 2021, 4:20 am
If no clear contracts are made, there is an increased risk that the quality of the services provided ultimately does not meet the expectations of the financial services provider. [read post]
17 Mar 2016, 4:00 am
Mishkin Director Cordray was the sole witness at the hearing held yesterday by the House Financial Services Committee, which was entitled “The Semi-Annual Report of the Bureau of Consumer Financial Protection. [read post]
7 Oct 2020, 6:02 pm
Today, the Consumer Financial Protection Bureau (CFPB) announced it has rescinded the highly controversial Compliance Bulletin 2015-05, “RESPA Compliance And Marketing Services Agreements” and issued new the Real Estate Settlement Procedures Act (RESPA) guidance on Section 8 on the topics of “Gifts and Promotional Activities” and “Marketing Services Agreements“. [read post]
5 Dec 2019, 11:11 am
FINRA Sanctions Chelsea Financial Services, Staten Island, NY According to the public records on FINRA’s website, on December 4, 2019, the regulator reportedly sanctioned Chelsea Financial Services (CRD No. 47770, Staten Island, NY) with a censure and a $15,000 fine. [read post]
