Posts tagged with: "financial+services"
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9 Mar 2015, 8:43 am
Richardson On Tuesday, March 3, CFPB Director Richard Cordray appeared before the House Financial Services Committee to answer questions regarding the Bureau’s Semi-Annual Report to Congress and the President, which it published on December 4 of last year. [read post]
18 Oct 2011, 6:06 am
We represent a number of financial service providers, so it is important to understand the laws that govern them. [read post]
4 Apr 2011, 1:17 pm
ASIC has released updated versions of the following regulatory guides: Regulatory Guide 36 Licensing: Financial product advice and dealing (RG 36); Regulatory Guide 121 Doing financial services business in Australia (RG 121); Regulatory Guide 170 Prospective financial information (RG 170); Regulatory Guide 175 Licensing: Financial product advisers – conduct and disclosure (RG 175). [read post]
5 Aug 2009, 1:30 pm
Earlier this year NYCEDC and ESDC announced that the City and State would target up to $30 million of unused JCRP funds to reinforce efforts to solidify Lower Manhattan as the heart of the financial services industry and to attract financial services companies from overseas. [read post]
6 Mar 2019, 7:21 am
The House Financial Services Committee has updated its website to confirm that CFPB Director Kraninger is scheduled to appear at the Committee’s hearing tomorrow entitled “Putting Consumers First? [read post]
8 Aug 2013, 10:15 am
Today financial services businesses offer products and services that cover almost every financial product out there. [read post]
21 Nov 2022, 11:13 am
Dankowski brings more than 23 years of financial service ... [read post]
1 Dec 2016, 4:54 am
Findings regarding other financial services complaints include the following: The CFPB has handled approximately 4,500 other financial services complaints. [read post]
24 May 2011, 3:55 pm
The House Financial Services Committee, chaired by Rep. [read post]
20 Nov 2017, 5:44 am
A bill to provide a “Madden fix” and three other bills relevant to mortgage lenders were included among the more than 20 bills approved by the House Financial Services Committee on November 15, 2017. [read post]
2 Nov 2017, 4:01 pm
The financial services team has published a new video on Brexit. [read post]
5 Sep 2023, 8:38 pm
Tokyo Couple Suffers Northstar (Bermuda) Losses While Working With Bankoh Investment Services Foreign Nationals File Six-Figure FINRA Lawsuit Against US Brokerage Firm Shepherd Smith Edwards and Kantas, Securities Law Services (investorlawyers.com) have filed yet another Northstar Financial Services (Bermuda) investment loss claim against Bank of Hawaii affiliate Bankoh Investment Services. [read post]
26 Mar 2015, 7:12 am
Earlier this month the UK’s financial services regulator, the Financial Conduct Authority (FCA), issued its final guidance on financial promotions made via social media channels. [read post]
10 Feb 2010, 5:00 am
House of Representatives, H.R. 4173, the CFPA would have authority to regulate and in certain circumstances examine and enforce standards in the offering of financial products and services to consumers. [read post]
28 Mar 2018, 12:33 pm
In Seyfarth’s second installment in its 2018 Trade Secrets Webinar Series, Seyfarth attorneys Scott Humphrey, Erik Weibust, and Marcus Mintz focused on trade secret and client relationship considerations in the banking and financial services industry, with a particular focus on a firm’s relationship with its FINRA members. [read post]
2 Apr 2008, 12:53 pm
ASIC has released a Consultation Paper (pdf) proposing to facilitate disclosure of financial services information through email and the internet as part of the Retail Investor Taskforce work to improve access to such information. [read post]
10 Aug 2017, 9:26 am
FINRA Sanctions MSI Financial Services for Customer Overcharges According to FINRA, on May 12, 2017, MSI Financial Services Inc. [read post]
31 Jul 2012, 1:15 pm
Call for Papers AALS Joint Program of the Securities Regulation Section and Financial Institutions & Consumer Financial Services Section The Regulation of Financial Market Intermediaries: The Making and Un-Making of Markets AALS Annual Meeting, January 4, 2013 New Orleans The AALS Section on Securities Regulation and the Section of Financial Institutions & Consumer Financial Services are pleased to announce that they are… [read post]
6 Jun 2023, 6:56 pm
Why Colorado Bankers Life Insurance And Bankers Life Insurance Investors Should Continue To Explore Their Legal Options Greg Lindberg’s Proposal To Buy Policies From Investors Is Not A Guarantee of Financial Recovery Beleaguered insurer Greg Lindberg—the owner of Colorado Bankers Life Insurance, Bankers Life Insurance Company (BLIC), Northstar Financial Services (Bermuda), and a number of other insurance companies—is now asking a… [read post]
29 Mar 2023, 5:40 pm
The analysis of the financial services industry comes as other recent news on ransomware has been positive. [read post]
