Posts tagged with: "financial+services"
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9 Apr 2021, 3:07 pm
COVID-19 wreaked financial havoc on many Maryland families, prompting the state’s largest credit union, the State Employees Credit Union, to step in to help. [read post]
10 Aug 2023, 1:56 pm
Philip Riposo (Philip Anthony Riposo CRD# 400056) is a former broker and investment advisor last registered with United Planners’ Financial Services Of America A Limited Partner (CRD#:20804) of Cave Creek, AZ. [read post]
7 Jan 2016, 8:23 am
Brotman Financial Group Inc., a financial services firm whose professionals offer wealth management services to multi-generational families, announced that Kevin Appler, CFP has joined the firm as an associate adviser. [read post]
25 Apr 2018, 8:44 am
Our latest financial services and Brexit video is now available here. [read post]
24 Oct 2022, 6:20 am
Pacific REGISTER HERE In the seventh installment of the 2022 Trade Secrets Webinar Series, Seyfarth attorneys will focus on trade secret and client relationship considerations in the banking and financial services industry. [read post]
10 Feb 2017, 11:39 am
Delnero On Monday, Chairman Hensarling circulated a memorandum to the House Financial Service Committee Leadership Team suggesting key revisions to the CHOICE Act. [read post]
18 Oct 2011, 6:06 am
We represent a number of financial service providers, so it is important to understand the laws that govern them. [read post]
1 Mar 2017, 7:19 am
Although targeted advertising might lead to a sale of a good or service, mere probabilities or possibilities fall short of demonstrating operations necessarily used in the practice, administration, or management of a financial product or service. [read post]
4 Apr 2011, 1:17 pm
ASIC has released updated versions of the following regulatory guides: Regulatory Guide 36 Licensing: Financial product advice and dealing (RG 36); Regulatory Guide 121 Doing financial services business in Australia (RG 121); Regulatory Guide 170 Prospective financial information (RG 170); Regulatory Guide 175 Licensing: Financial product advisers – conduct and disclosure (RG 175). [read post]
9 Mar 2015, 8:43 am
Richardson On Tuesday, March 3, CFPB Director Richard Cordray appeared before the House Financial Services Committee to answer questions regarding the Bureau’s Semi-Annual Report to Congress and the President, which it published on December 4 of last year. [read post]
5 Aug 2009, 1:30 pm
Earlier this year NYCEDC and ESDC announced that the City and State would target up to $30 million of unused JCRP funds to reinforce efforts to solidify Lower Manhattan as the heart of the financial services industry and to attract financial services companies from overseas. [read post]
6 Mar 2019, 7:21 am
The House Financial Services Committee has updated its website to confirm that CFPB Director Kraninger is scheduled to appear at the Committee’s hearing tomorrow entitled “Putting Consumers First? [read post]
8 Aug 2013, 10:15 am
Today financial services businesses offer products and services that cover almost every financial product out there. [read post]
21 Nov 2022, 11:13 am
Dankowski brings more than 23 years of financial service ... [read post]
1 Dec 2016, 4:54 am
Findings regarding other financial services complaints include the following: The CFPB has handled approximately 4,500 other financial services complaints. [read post]
24 May 2011, 3:55 pm
The House Financial Services Committee, chaired by Rep. [read post]
2 Nov 2017, 4:01 pm
The financial services team has published a new video on Brexit. [read post]
20 Nov 2017, 5:44 am
A bill to provide a “Madden fix” and three other bills relevant to mortgage lenders were included among the more than 20 bills approved by the House Financial Services Committee on November 15, 2017. [read post]
5 Sep 2023, 8:38 pm
Tokyo Couple Suffers Northstar (Bermuda) Losses While Working With Bankoh Investment Services Foreign Nationals File Six-Figure FINRA Lawsuit Against US Brokerage Firm Shepherd Smith Edwards and Kantas, Securities Law Services (investorlawyers.com) have filed yet another Northstar Financial Services (Bermuda) investment loss claim against Bank of Hawaii affiliate Bankoh Investment Services. [read post]
26 Mar 2015, 7:12 am
Earlier this month the UK’s financial services regulator, the Financial Conduct Authority (FCA), issued its final guidance on financial promotions made via social media channels. [read post]
