Posts tagged with: "financial+services"
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9 Apr 2025, 7:17 am
In this context the FPC is focusing on the greater use of AI in banks’ and insurers’ core financial decision-making, the greater use of AI in financial markets and operational risks in relation to AI service providers. [read post]
7 Jun 2012, 3:07 pm
Whilst ASIC’s licensing conditions already require financial service providers to be competent to provide their services to consumers, the latest ASIC proposals in respect of advettising guidelines for financial products (see here) make it clear that ASIC is also concerned that financial advertisements contain the appropriate qualifications and warnings to consumers. [read post]
30 Nov 2011, 3:58 pm
Primarily, the amendment would ensure that financial services companies cannot use the exemption to evade other provisions of Dodd-Frank. [read post]
22 May 2018, 3:29 pm
She has a depth of knowledge and experience with over 20 years in the financial services industry. [read post]
1 Mar 2011, 2:04 pm
The Financial Ombudsman Service is an approved external dispution resolution (EDR) scheme for Australian Financial Services and Credit licensees, including insurers. [read post]
18 Apr 2023, 3:25 am
Here’s the full list of priorities, which are laid out in the press release accompanying the report: – Risk of fraud – Auditing and accounting risks – Risk assessment and internal controls – Financial services specific considerations – Broker-dealer specific considerations – M&A, including de-SPAC transactions – Digital assets – Use of the work of other auditors – Quality control (particularly talent retention and its… [read post]
3 Mar 2020, 11:29 am
On March 4, 2020 the House Financial Service’s Subcommittee on Housing, Community Development and Insurance will hold a hearing entitled, “Drivers of Discrimination: An Examination of Unfair Premiums, Practices and Policies in the Auto Insurance Industry. [read post]
10 Apr 2017, 12:32 pm
Myers has more than 15 years of experience in the financial services industry. [read post]
28 Mar 2022, 7:55 am
The framework is between the European Commission’s Directorate-General for Financial Stability, Financial Services and Capital Markets Union and the Financial Services Agency of Japan. [read post]
18 Sep 2010, 2:18 am
House of Representatives' Financial Services Committee will hold a hearing titled “The Global Financial Crisis and Financial Reforms in Nigeria” on October 5, 2010, at 2:00 p.m. in Room 2128... [read post]
12 Feb 2019, 11:32 am
Democratic Congressman Bill Foster, who represents the 11th District of Illinois, has sent a letter to Maxine Waters, Democratic Chairwoman of the House Financial Services Committee, to express his “strong interest in serving as the Chair of the Taskforce on Financial Technology and Innovation that will be convened in the coming weeks. [read post]
31 Oct 2024, 8:35 am
On October 11, California’s Office of Administrative Law (“OAL”) approved the Department of Financial Protection and Innovation’s (“DFPI’s”) registration rulemaking for providers of the following products: Income-Based Advances (more commonly known as earned wage access (“EWA”) products); Private Postsecondary Education Financing (including income share agreements (“ISAs”); Debt Settlement Services; and … [read post]
3 Jan 2019, 7:24 am
– Live Well Financial, Inc., and Compu-Link Corporation (“Celink”) put older Americans at risk of foreclosure through mortgage servicing practices that violate homeowners’ reverse mortgage contracts and other laws, according to a class action lawsuit filed in the United States District Court for the Eastern District of New York. [read post]
Northstar Financial Services (Bermuda)—If You Have Losses, Why Silver Law Group Should Represent You
11 Jan 2022, 9:24 am
If you are among the investors who lost money due to the Northstar Financial Services (Bermuda) Ltd., Omnia Ltd., or the Puerto Rico-based PB Life and Annuity Co. [read post]
7 May 2012, 10:15 am
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses. [read post]
16 Dec 2021, 9:53 pm
Rafter is a seasoned financial professional with a career spanning 12 years in financial services, 10 of which focused on wealth management. [read post]
10 May 2021, 5:10 pm
Continue reading The post SEC Awards $22 Million to Two Whistleblowers Whose Information Resulted in Successful SEC Enforcement Actions Against A Financial Services Firm appeared first on Securities Arbitration Lawyer Blog. [read post]
25 May 2011, 2:43 am
Despite the identity of the involved marks, the Board reversed a Section 2(d) refusal to register the mark HOMER for financial engineering software and services for institutions, accredited investors, governments, hedge funds, and bankers, finding it not likely to cause confusion with the same mark registered for "savings and loan financial services. [read post]
19 Nov 2006, 9:01 pm
Those clients who have a handle on their financial status do their attorneys a great service, because they allow the lawyer to focus on what to do with those numbers... [read post]
27 Jul 2021, 7:17 am
Continue Reading › The post South American Retirees File $5M Northstar Financial Services (Bermuda) Investor Claim Against Raymond James & Associates appeared first on Investor Lawyers Blog. [read post]
