Posts tagged with: "financial+services"
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19 May 2021, 8:50 pm
The FCA is engaging with social media firms about the change to the law which requires them, for the first time, to comply with section 21 of the Financial Services and Markets Act 2000 when providing any value adding services. [read post]
8 Jul 2019, 6:04 am
Now, the New York Department of Financial Services has opened a similar investigation, in response to a request from the Governor of New York. [read post]
3 Jan 2017, 6:33 am
With the clock ticking down to the new year, on December 28, 2016, the New York State Department of Financial Services (NYDFS) released highly anticipated revisions to its proposed Cybersecurity Requirements for Financial Services Companies (the “Proposal”). [read post]
8 Jun 2023, 11:18 am
The report, which is part of a concerted focus by the CFPB on the use of artificial intelligence and machine learning in consumer financial services, comes on the heels of the recent joint agency statement regarding enforcement efforts “to protect the public from bias in automated systems and artificial intelligence. [read post]
3 Dec 2018, 8:55 am
Under the FCPA, however, that is not enough for banks and financial services companies. [read post]
15 Feb 2023, 8:18 pm
Additionally, AUSTRAC published guidance addressing greater access to financial services for people from diverse backgrounds and challenging circumstances. [read post]
29 May 2020, 9:14 am
Alabama Retiree Lost Retirement Savings To Broker Fraud and Negligence An investor in Alabama has filed a Financial Industry Regulatory Authority (FINRA) arbitration complaint against Kestra Investment Services, Inc. for retirement losses that she suffered while working with the now-former broker, James Daughtry. [read post]
11 Jan 2015, 4:59 pm
Mishkin Peggy Twohig, the CFPB’s Assistant Director for Nonbank Supervision, was a member of a panel today on service provider and vendor management compliance issues at this week’s meeting in New Orleans of the American Bar Association Consumer Financial Services Committee. [read post]
28 May 2010, 6:47 am
Passage by the US Senate last week of the Restoring American Financial Stability Act of 2010 containing new standards for consumer protection sets the stage for a significant change in the standards for federal preemption of state law governing the offering of financial services to consumers. [read post]
Consumer Directed Services Budget Workbook Revisions to Accommodate Rate Changes for the CBA Program
1 Apr 2014, 11:37 am
The purpose of the letter is to provide direction to Financial Management Services Agencies (FMSAs) on updating Consumer Directed Services (CDS) employers’ budgets to accommodate the new payment rate, effective March 1, 2014, for Community Based Alternatives (CBA) Personal Assistance Services (PAS). [read post]
30 Mar 2014, 6:00 am
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
10 May 2022, 4:15 am
Block provides online platforms, products, and services that facilitate financial transaction data. [read post]
25 May 2021, 8:03 am
Elder Financial Fraud Attorneys Bank employees and other financial services representatives may also witness financial abuse, bur may not immediately realize it. [read post]
16 Jun 2015, 6:30 am
The Medicaid Home and Community-Based Services waiver program is in place to provide financial assistance for people who can receive the care that they need in their own homes. [read post]
6 Oct 2014, 2:24 pm
Herlihy The Consumer Financial Protection Bureau recently announced a consent order with Flagstar Bank, F.S.B., alleging unfair acts and practices under the Consumer Financial Protection Act (CFPA) and violations of the CFPB’s Mortgage Servicing Rules. [read post]
6 Dec 2011, 10:42 am
ATC client eVestment Alliance (eVestment), a global provider of institutional investment data intelligence and analytic solutions, was represented by Brad Carr, Eadaoin Waller and Kathleen Hart in the acquisition of ASAP Advisor Services, providers of investment marketing services and database management solutions for institutional money managers, hedge fund managers and other financial advisors. [read post]
20 May 2013, 9:59 am
According to Investment News, the Financial Industry Regulatory Authority (FINRA) has fined VSR Financial Services Inc. $550,000, in addition to a 45-day suspension of their chairman, Don Berry, for over concentrating client portfolios in alternative investments. [read post]
8 Mar 2024, 11:31 am
Inc., Cambridge Investment Research Inc., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
10 Oct 2018, 7:11 am
To sign up for e-mail updates from the NextGen Financial Services Report, Click Here. [read post]
2 Jun 2020, 5:25 pm
The postponement will enable the financial services industry to focus its efforts on recovery as well as supporting customers and staff. [read post]
