Posts tagged with: "financial+services"
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12 May 2013, 8:02 am
Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment continue to fuel stricter regulation of executive and director compensation, with the latest wave in Europe including substantive restrictions on compensation in the financial services industry and “say-on-pay” initiatives (i.e., initiatives providing for shareholder approval of compensation). [read post]
9 Feb 2012, 6:48 pm
Today, Jon Walker tweeted that "No one man has done more to protect the power of the financial elites than President Obama. [read post]
27 Apr 2017, 6:22 am
The modified version of the legislation, CHOICE Act 2.0, released by House Financial Services Committee Chairman Jeb Hensarling (R-TX), is mostly known for proposing major financial regulatory reforms. [read post]
2 Nov 2018, 10:47 am
Robert Scott Ginsberg (CRD #5177531) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. [read post]
20 Apr 2017, 12:16 pm
The House Financial Services Committee announced that it will hold a hearing on April 26, 2017 to discuss the Financial CHOICE Act. [read post]
13 Jun 2022, 10:30 am
The joint statement reports that, at the forum the UK and Japan signed an Exchange of Letters operationalising key financial services provisions under the UK-Japan Comprehensive Economic Partnership Agreement (the Agreement). [read post]
12 Mar 2015, 7:22 pm
“Changing how government delivers services such as acquisition, financial management, human resources and information technology can improve performance and reduce overlap, duplication and overall costs. [read post]
14 Sep 2009, 1:30 pm
I also want to thank our hosts from the National Park Service here at Federal Hall and all the other outstanding public officials who are here. [read post]
28 Jun 2023, 8:48 am
On 28 June 2023, the Financial Ombudsman Service (FOS) published a speech by Abby Thomas, Chief Executive and Chief Ombudsman, delivered at the Consumer Duty Implementation Summit. [read post]
15 Jul 2010, 4:53 am
On 8 July, the Financial Services Authority (FSA) banned Timothy Higgins, Clifford Felstead and Ralph Brunswick (who were found guilty in June 2008 of conspiring to defraud Markel, QBE and Amalfi Underwriting) from working in regulated financial services. [read post]
27 Jul 2012, 10:53 pm
Telemarketing fraud is the fraudulent sale of products and services over the phone. [read post]
27 Jul 2012, 10:53 pm
Telemarketing fraud is the fraudulent sale of products and services over the phone. [read post]
8 Nov 2022, 1:11 pm
Even though I often disagree with Professor Levitin’s opinions and policy positions about consumer financial services developments, I maintain high respect for him because he is very knowledgeable in this area. [read post]
21 Jun 2022, 6:06 am
However, there are others that you will need to secure the services of a legal representative to undertake. [read post]
21 May 2019, 8:45 am
The Department of Financial Services attempts to ensure fair and equitable dealings between insurers, agents, and policyholders regarding all insurance transactions. [read post]
6 Jun 2018, 11:02 pm
This is particularly problematic because providers of financial services who induce persons to use their services are covered by our licensing regime, even where the services are provided entirely from outside of Australia. [read post]
26 Aug 2016, 9:45 am
Financial and estate plans can't be static. [read post]
12 Jul 2018, 6:16 am
The Order brings the regulatory treatment of AFIBs under the Financial Services and Markets Act 2000 into line with section 34(2) of the Finance Act 2018. [read post]
10 Oct 2019, 5:37 am
On 9 October 2019, the UK Parliament updated its webpage on the Financial Services (Implementation of Legislation) Bill 2017-19 (Bill) to confirm that the Bill failed to complete its passage through Parliament before the end of the session. [read post]
10 Jan 2019, 3:29 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
