Posts tagged with: "financial+services"
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24 Jun 2009, 2:34 am
The CFPA would be dedicated to protecting consumers in the financial products and service markets, except for investment products and services already regulated by the SEC or CFTC. [read post]
13 Apr 2009, 5:42 pm
Here's the abstract: In choosing financial products and services, consumers often rely on financial advisers to recommend products or services. [read post]
28 Oct 2009, 12:15 pm
House Committee on Financial Services announced yesterday that it had passed draft legislation (available here in its initial form as introduced in the House of Representatives) that would require the registration of advisers to private pools of capital. [read post]
18 Jun 2010, 2:43 am
The Financial Ombudsman Service (the FOS) has recently published eight short case studies to help firms understand how complaints about sales of payment protection insurance (PPI) will be assessed. [read post]
Health-Care Data Analysis Patent Satisfies “Financial Product or Service” Requirement for CBM Review
14 Sep 2015, 7:12 am
"Patent Owner contends that the [challenged] patent has no particular relation to the financial services industry, and does not 'particularly target' the financial sector. . . . [read post]
15 Dec 2022, 6:50 am
Financial fraud is a serious crime with heavy financial penalties and jail time. [read post]
4 Feb 2011, 8:17 pm
LIFE’S LITTLE METAPHORS: Democrat on House Financial Services Committee declares bankruptcy. [read post]
22 Apr 2009, 2:31 am
In light of the current financial crisis, the CEA, the European Insurance and Reinsurance federation, has stressed the importance of reforming the regulation and supervision of the financial services industry. [read post]
16 Jun 2022, 2:18 pm
Secret Service for financial misconduct. [read post]
10 May 2019, 2:34 am
On 7 May 2019, the Courts and Tribunals Judiciary published a speech by Sir Geoffrey Vos, Chancellor of the High Court, on the effect of Brexit on financial services disputes in London. [read post]
24 Apr 2024, 12:00 am
Low-income families in Illinois can apply for financial assistance from the state. [read post]
24 Apr 2024, 12:00 am
Low-income families in Illinois can apply for financial assistance from the state. [read post]
5 Aug 2022, 7:00 am
Former New Port Richey, FL broker is also accused of selling away Francis Joseph Velten, most recently an Ameriprise Financial Services broker, is now barred by the Financial Industry Regulatory Authority (FINRA). [read post]
26 Jul 2021, 3:00 am
Continue Reading › The post UBS Financial Services Settles SEC Charges Over Exchange-Traded Products Compliance Lapses for $8M appeared first on Investor Lawyers Blog. [read post]
21 May 2009, 2:42 am
In a letter to the leaders of the House Financial Services Committee, groups ranging from the American Bankers Association to the Financial Services Roundtable said that FASB's emphasis on mark-to-market not only results in misleading information in a distressed market, but can also result in misleading information in a typical market. [read post]
24 Apr 2019, 12:38 am
How can we go about measuring the financial costs of crime? [read post]
13 Nov 2023, 12:44 pm
Another strategy is to engage the services of a forensic accountant who specializes in uncovering hidden assets. [read post]
18 Aug 2021, 9:08 pm
Banks, insurance companies, financial advisors, and other providers of financial services now rely on advanced technology—such as artificial intelligence—to compete with fintech firms that are increasingly transitioning traditional markets toward new digital financial services. [read post]
14 Apr 2011, 1:44 pm
The 2011 Public Service Conference will focus attention on consumer financial regulatory change, with a particular emphasis on the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
17 Jun 2009, 10:08 am
The proposal raises a number of privacy and data security questions, such as the role of the new financial services consumer protection agency in protecting privacy and data security and the continued role of the Federal Trade Commission as the lead agency in this area. [read post]
