Posts tagged with: "financial+services"
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24 Jun 2022, 10:29 am
Congressman McHenry is the ranking Republican on the House Financial Services Committee, and the draft legislation could provide a framework for further discussions on financial data privacy moving into the next Congress. [read post]
29 Oct 2019, 10:01 am
On 28 October 2019, the House of Commons Treasury Committee published a report on IT failures in the financial services sector. [read post]
22 Dec 2007, 9:19 pm
RG 34 has been updated to include guidance for auditors of Australian Financial Services (AFS) licensees. [read post]
15 Jan 2008, 7:05 am
Link to press release: Transaction Positions Deloitte FAS to Provide Complete Discovery Solution to its Clients NEW YORK, Jan. 14 /PRNewswire/ — Deloitte Financial Advisory Services LLP (Deloitte FAS) announced today that it has acquired certain assets of Barrasso Consulting LLC (Barrasso), a firm specializing in planning and executing litigation discovery programs, to further enhance Deloitte [...] [read post]
26 Aug 2016, 4:36 pm
Postal Service (USPS). [read post]
8 Apr 2019, 3:08 am
The recording of our latest 40 minute briefing on Brexit and the future of economic partnership for financial services is available for free here. [read post]
12 Mar 2009, 6:42 am
The San Jose Mercury News reports that Northern California's health and human service charities have been hard hit by the financial crisis. [read post]
1 Apr 2009, 3:40 pm
Forget about April Fool's Day, a luncheon in New York city on Wednesday touting PricewaterhouseCoopers's annual securities class action litigation study felt more like Groundhog Day for the financial services sector. [read post]
28 Mar 2008, 7:00 am
Attorneys at SNSFE are investigating Harbor Financial Services and its registered representative, James Kleinkopf of Mobile, Alabama. [read post]
19 Mar 2015, 10:30 am
Interestingly, we noted a great number of innovations filed by IBM that extend into the field of financial services. [read post]
24 Apr 2019, 2:27 am
We have launched a new video series in which members of our financial services team discuss key regulatory developments within the Environmental, Social and Governance (ESG) sector. [read post]
23 Mar 2016, 1:30 pm
Financial services companies are in an industry specifically targeted by the OFCCP and should expect more audits and greater scrutiny of their compensation practices. [read post]
28 Dec 2014, 10:00 pm
Financial services providers continue to be most susceptible to high rates of customer defections as a result of data breaches. [read post]
28 Dec 2014, 10:00 pm
Financial services providers continue to be most susceptible to high rates of customer defections as a result of data breaches. [read post]
18 Mar 2021, 5:02 am
Editor’s Note: From time to time ComplexDiscovery highlights publicly available service, product, and financial announcements and content updates from data discovery and legal discovery providers as an information service for the readers of its blog. [read post]
30 Oct 2019, 9:07 am
On 29 October 2019, the FCA published a speech (delivered on 28 October) by Nausicaa Delfas, FCA Executive Director of International, on the future of financial services regulation in the UK. [read post]
28 Nov 2011, 1:16 pm
The customer contended that he believed that the investment was sold through and approved by Securian Financial Services. [read post]
22 Dec 2016, 6:11 am
Lender Processing Services Inc., C.A. [read post]
22 Sep 2016, 7:04 am
The investment fraud lawyers of Gana LLP are investigating the employment termination filed with The Financial Industry Regulatory Authority (FINRA) by Woodbury Financial Services, Inc. [read post]
5 Aug 2010, 2:44 am
It pointed to several third party registrations in the financial services field, for marks that include at least one of the constituent words but with no disclaimer or 2(f) claim.The Board sided with the Examining Attorney, concluding that "[t]he mark immediately describes the fact that applicant’s financial services, namely credit union services (obviously a type of financial service) are offered to a collegiate community,… [read post]
