Posts tagged with: "financial+services"
Results 2181 - 2200
of 76,785
Sorted by Relevance
|
Sort by Date
17 Dec 2010, 12:43 pm
The AALS Financial Institutions and Consumer Financial Services Section has two great programs lined up for the Annual Meeting on Friday, January 7th. [read post]
4 Oct 2012, 12:57 pm
As a matter of fact, each member of our customer service team is a Certified Personal Financial Counselor®, which insures that they have been trained and tested in counseling skills and the fundamentals of personal financial management. [read post]
22 Jul 2011, 11:39 am
Financial sector companies must pay attention to a wide variety of legal compliance and risk issues related to the use of social networking, BITS, the technology policy division of The Financial Services Roundtable, cautioned in its “Social Media Risks and Mitigation”guidance issued July 11. [read post]
25 Aug 2016, 11:50 am
Networks in areas with older populations of diverse linguistic, ethnic, and racial backgrounds should seek to engage stakeholders that can serve these populations and deliver appropriate educational and case review services. [read post]
28 Jan 2015, 6:04 am
These and other decisions discussed below also provide useful guidance for counsel charged with protecting financial advisers providing M&A advisory services. [read post]
27 Jun 2017, 8:50 am
It is a Valued Part of Financial Planning Smart financial planning considers an end game. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Oct 2008, 5:25 pm
October 9 -1:00 PM ET (30 minutes - Part 2 of 8 in the Financial Crisis, Litigation and Electronic Discovery complete webcast series). [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
16 Jan 2010, 12:32 pm
The Report concludes that exports and imports of financial services are low by international standards and that there are some policy settings which inhibit a greater volume of cross-border financial transactions occurring through Australia. [read post]
22 Feb 2013, 10:22 am
On Monday, 11 February, Greg Clark, Financial Secretary to the UK Treasury, announced in the House of Commons that the Financial Services Authority (“FSA”) will head up a new government benchmarking scheme regarding cybersecurity for the UK financial services sector. [read post]
23 Oct 2014, 8:48 am
Reuters reported that on Tuesday of this week New York State Department of Financial Services superintendent, Benjamin Lawsky, sent a letter to a number of banks inquiring about the level of insight financial institutions have into the sufficiency of cybersecurity controls of their third-party service providers In his letter, according to the Reuters report, Mr. [read post]
1 Mar 2017, 2:48 pm
Tiffany Quach On February 16, 2017, the New York Department of Financial Services (the “DFS”) released a final version (the “Final Regulation”) of its proposed regulation, previously released in an earlier revised form on December 28, 2016, that would require banks, insurance companies and other financial services institutions regulated by the DFS to adopt broad cybersecurity protections (the “Proposal”). [read post]
15 Feb 2024, 9:42 am
On 15 February 2024, the Financial Conduct Authority (FCA) requested information from several financial services firms concerning their delivery of ongoing services, for which their clients continue to be charged after advice has been given. [read post]
4 Sep 2018, 2:22 pm
The investment fraud attorneys at Gana Weinstein LLP are currently investigating Chelsea Financial Services (Chelsea Financial) broker George Warner (Warner). [read post]
4 Jan 2013, 9:53 pm
Telemarketing fraud is the fraudulent sale of products and services over the phone. [read post]
