Posts tagged with: "financial+services"
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17 Jul 2023, 8:33 am
The proposals for new social media guidance will modernise the information firms should use when promoting financial products or services online. [read post]
1 Jul 2009, 7:42 pm
First, it fractures consumer protection in financial services over multiple agencies. [read post]
5 Mar 2020, 12:10 pm
The post Alzheimer’s Can Have a Financial Impact appeared first on Estate Planning Services in Rochester, New York and the Finger Lakes Area. [read post]
13 Jan 2020, 11:28 am
The governors of California and New York have both proposed to expand the authority of their respective state’s consumer financial services regulator. [read post]
20 Mar 2025, 9:26 am
On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the Financial Conduct Authority (FCA) has sent a clear message to the financial services industry that it is prepared to tackle non-financial misconduct which it considers demonstrates a lack of integrity and to impose serious sanctions on those that break the rules and ignore good governance. [read post]
30 Jan 2023, 8:56 am
On 30 January 2023, the House of Commons’ Treasury Sub-Committee on Financial Services Regulation published correspondence between itself and the PRA and FCA on proposed changes to sustainable investments, broadening access to financial advice, and changes to bank reporting requirements. [read post]
11 Jul 2019, 8:56 am
”But it would exclude, inter alia, digital interfaces that provide users with digital content, communications services, and payment services (e.g., Youtube, Netflix, and the financial intermediation industry). [read post]
11 Apr 2025, 10:40 am
Report Your Suspicions: Report your concerns to the nursing home administrator, local Adult Protective Services, or the police, depending on the severity of the situation. [read post]
8 Apr 2018, 5:13 pm
The expansion of digital financial services specifically is seen as a major opportunity for both women and men, but this opportunity is far from fully realized…This note examines what financial authorities can do to foster women’s digital financial inclusion, in the context of their mandates to ensure a sound and enabling regulatory and supervisory framework…” [read post]
23 Jul 2019, 8:00 am
Countrywide Pre-Paid Legal Services offers a Financial Wellness Plan to help get out of the college debt pit. [read post]
30 Jul 2010, 5:10 am
Yesterday, as Ted Allen blogged in ISS's Insight Blog, the House Financial Services Committee approved a bill introduced by Rep. [read post]
14 Sep 2024, 9:32 am
Does withholding money amount to financial abuse in an Illinois divorce? [read post]
13 Mar 2015, 8:00 am
Miami, Florida-based lender and financial services company Hencorp Becstone Capital LC (“Hencorp”) has agreed to pay $3.8 million to settle allegations that it violated the False Claims Act in connection with an elaborate scheme to defraud the Export-Import Bank of the United States. [read post]
21 Sep 2022, 3:55 am
This is a question on the mind of almost every financial services regulator in the world. [read post]
22 Dec 2021, 11:50 am
Bankruptcy is usually the last resort for people in Minnesota who have gotten into a financial hole. [read post]
11 Feb 2008, 4:28 am
Legislative Developments for 2008, and Their Impact on the Financial Services and Insurance / Reinsurance Industries. [read post]
24 Jan 2025, 1:19 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Monica Osborne (Osborne), currently associated with Avantax Advisory Services, has at least one disclosable events. [read post]
23 May 2025, 6:16 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edwin Murphy (Murphy), currently associated with Equity Services, INC., has at least one disclosable event. [read post]
24 Jan 2017, 8:50 am
Looking at the Current Picture Countrywide Pre-Paid Legal Services offers the kind of help a person requires to become financially stable. [read post]
18 Jul 2019, 8:56 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
