Posts tagged with: "financial+services"
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1 Jul 2024, 8:57 am
In our new video, Jonathan Herbst and Glenn Hall discuss the four key themes the financial services sector needs to watch out for, should there be a Labour government. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
30 Apr 2012, 10:11 am
.), is a partner in King & Spalding's government advocacy and public policy practice, focusing on the financial services industry. [read post]
16 Jun 2012, 12:25 pm
Image courtesy of stock.xchngThe House Committee on Financial Services recently held a hearing entitled "Cyber Threats to Capital Markets and Corporate Accounts" with witnesses from from all major areas of the financial industry. [read post]
29 Dec 2009, 11:09 am
Mod Fraud: Whitfield Financial Services Inc. http://bit.ly/5lciS2 [read post]
4 Apr 2019, 10:43 am
On April 2, 2019, the FDIC issued Financial Institution Letter FIL-19-2019 (the “Letter”) to remind financial institutions about certain contractual provisions and other requirements pertaining to technology service provider contracts. [read post]
7 Dec 2023, 12:50 am
This statutory instrument relates to the introduction of a new special resolution regime for central counterparties (CCPs) in Schedule 11 of the Financial Services and Markets Act 2023 (c. 29). [read post]
9 Nov 2023, 9:51 am
The SI relates to the introduction of a new special resolution regime for CCPs under Schedule 11 of the Financial Services and Markets Act 2023. [read post]
12 Jul 2023, 9:13 am
Some noted that Big Tech firms’ incentives for entering or expanding in financial services may vary, depending on their ecosystem of core products and services. [read post]
15 Aug 2013, 12:48 pm
At a hearing during the First Session of the 113thCongress held before the August recess examining Titles I and II of the Dodd-Frank Act and the attendant orderly liquidation authority for systemically important financial institutions, House Financial Services Committee Chair Jeb Hensarling (R-TX) said that there is a growing consensus that Dodd-Frank did not end too big to fail (TBTF) as applied to large, complex financial firms. [read post]
8 Jan 2020, 6:38 am
“There is great synergy between KDV and Rick’s practices in consumer financial services, professional liability and commercial litigation,” said Michael A. [read post]
29 Jul 2019, 12:12 pm
The post Woodbury Financial Services, Inc. [read post]
10 Jun 2011, 9:35 am
Steven Kobayashi, a former UBS Financial Services Advisor in Walnut Creek, California, has agreed to serve over 5 years in prison for securities fraud. [read post]
13 Feb 2014, 7:35 am
Many financial institutions outsource these functions, and such services would likely subject large financial institutions to similar CFPB scrutiny. [read post]
24 Oct 2009, 11:34 pm
CQ Staff: "The House Financial Services Committee approved creation of a Consumer Financial Protection Agency (CFPA), marking a big win... [read post]
26 Aug 2019, 1:15 pm
Financial services employers, though, like employers in other significantly public-facing industries, must address a broader array of concerns—ranging from threating behavior by clients, to domestic abuse spilling over into the workplace. [read post]
19 Sep 2017, 4:15 am
The post Trump nominates financial services inventor Margaret Weichert to serve as OMB’s deputy director of management appeared first on IPWatchdog.com | Patents & Patent Law. [read post]
17 Feb 2021, 9:22 am
The post VALIC Financial Advisors (aka AIG Retirement Services) Settles With FINRA Following Investigation Into Variable Annuity Practices appeared first on Securities Arbitration Lawyers Blog. [read post]
25 Jun 2021, 7:01 am
Continue Reading › The post SSEK Law Firm Investigates Claims That Raymond James Financial Services Marketed Northstar Financial Services (Bermuda) Recommendations To Investors Through UNFCU appeared first on Investor Lawyers Blog. [read post]
3 Aug 2012, 5:00 am
Mercedes-Benz Financial Services USA LLC, ___ Cal.App.4th ___ (Jun. 29, 2012; pub. ord. [read post]
