Posts tagged with: "financial+services"
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4 May 2017, 11:12 am
In Seyfarth’s second webinar in its series of 2017 Trade Secret Webinars, Seyfarth attorneys Scott Humphrey, Robyn Marsh, and Dawn Mertineit focused on trade secret and client relationship considerations in the banking and financial services industry, with a particular focus on a firm’s relationship with its FINRA members. [read post]
22 Dec 2016, 12:20 pm
Financial Services Professionals as Fiduciaries The U.S. [read post]
22 Dec 2016, 12:20 pm
Financial Services Professionals as Fiduciaries The U.S. [read post]
3 Dec 2012, 6:30 am
On November 29, two Subcommittees of the House Financial Services Committee held a joint hearing regarding the federal banking agency proposals to implement the Basel III international regulatory capital accords. [read post]
22 Oct 2009, 8:18 am
Today the House Financial Services Committee passed legislation to create the Consumer Financial Protection Agency. [read post]
2 May 2024, 9:56 am
During this session, the Parliament plenary adopted a large number of important financial services-related legislative proposals. [read post]
16 Feb 2014, 2:33 pm
Providing clarity in this context should enhance the availability of financial services for marijuana businesses. [read post]
29 Mar 2017, 4:38 am
To read our previous publications on Brexit and financial services, please click on the following: Brexit and financial services: 10 things you should know (Part 1); Brexit and financial services: 10 things you should know (Part 2); and Brexit and financial services: 10 things you should know (Part 3). [read post]
29 Mar 2017, 9:17 am
To read our previous publications on Brexit and financial services, please click on the following: Brexit and financial services: 10 things you should know (Part 1); Brexit and financial services: 10 things you should know (Part 2); and Brexit and financial services: 10 things you should know (Part 3). [read post]
30 Jun 2022, 7:50 am
UBS Financial Services Inc has agreed to pay $25 million to settle SEC fraud charges relating to a particular investment strategy called Yield Enhancement Strategy. [read post]
UBS Financial Services Inc. Secures Temporary Restraining Order Against Three Former Brokers in Ohio
2 Jun 2009, 5:52 am
A dispute between UBS Financial Services Inc. [read post]
4 Dec 2023, 9:08 am
Chapter 3 – tools to help financial institutions identify critical services and manage potential risks throughout the lifecycle of a third-party service relationship. [read post]
25 Oct 2023, 2:08 am
This is to provide access to SMEs it thinks are likely to have insufficient resources to resolve disputes with financial services firms through the legal system. [read post]
17 Feb 2025, 6:04 am
Although the guidance is aimed at the financial services sector it may also be of assistance to organisations in other sectors. [read post]
3 May 2019, 6:30 am
Garry Lacy Reeder II, Vice President, Policy and Innovation, Center for Financial Services Innovation. [read post]
8 May 2017, 6:28 am
On April 19, 2017, the House Financial Services Committee (the “Committee”) released a new “discussion draft” of the Financial CHOICE Act, its comprehensive regulatory reform bill (“CHOICE Act 2.0”). [read post]
22 May 2009, 9:00 am
Banks and Financial Institutions - Effective June 1, 2009, new provisions will regulate foreign institutions that provide financial information services in China. [read post]
28 Feb 2025, 4:09 pm
Lautenberg Chemical Safety for the 21st Century Act, EPA is required to prepare and OIG to audit the accompanying financial statements of the The post EPA OIG Publishes Independent Audit of EPA’s FYs 2022 and 2021 (Restated) TSCA Service Fee Fund Financial Statements appeared first on Bergeson & Campbell, P.C.. [read post]
28 Feb 2025, 4:09 pm
Lautenberg Chemical Safety for the 21st Century Act, EPA is required to prepare and OIG to audit the accompanying financial statements of the The post EPA OIG Publishes Independent Audit of EPA’s FYs 2022 and 2021 (Restated) TSCA Service Fee Fund Financial Statements appeared first on Bergeson & Campbell, P.C.. [read post]
19 May 2009, 5:16 am
It says the UK Government and the financial services sector should work together to: 1. [read post]
