Posts tagged with: "financial+services"
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12 Nov 2007, 9:32 pm
Press release, November 9, 2007: "The Financial Services Roundtable today unveiled the Blueprint for U.S. [read post]
21 Oct 2011, 3:59 pm
The Financial Services Committee will vote on a package of bills next week that will reduce SEC regulatory barriers to spur small business growth and job creation. [read post]
30 Nov 2011, 6:33 pm
The House Financial Services Committee has approved bi-partisan legislation clarifying that commercial end users would not be subject to margin requirements for uncleared swaps. [read post]
16 Apr 2019, 12:22 pm
The post Castleberry Financial Services Group | Fraud Charges appeared first on The White Law Group. [read post]
19 Apr 2019, 12:22 pm
The post Castleberry Financial Services Group | Fraud Charges appeared first on The White Law Group. [read post]
11 Oct 2007, 12:34 am
ASIC and Standards Australia have launched a new handbook, Reference Checking in the Financial Services Industry (pdf), which provides employers with a reference-checking framework that can be applied to financial advisers. [read post]
11 Feb 2013, 11:18 am
Dukes,” was published in the January 2013 edition of Banking & Financial Services Policy Report. [read post]
8 May 2018, 4:14 pm
On April 27, 2018, various financial regulators in China promulgated new measures further opening up the financial services industry to foreign investment, regulating non-financial entities investing in financial institutions and tightening up control over the conduct of asset management business by financial institutions. [read post]
1 Nov 2023, 5:49 am
You can report elder financial abuse to your local adult protective services agency or to the police. [read post]
17 Sep 2023, 12:16 pm
Hall has been in the financial services and banking industry for 29 years, helping individuals and small businesses pursue growth and preservation of their wealth through investment management and holistic financial planning. [read post]
8 Mar 2021, 2:24 pm
Harrington is a seasoned professional whose financial services career has spanned more than 22 years in retail distribution. [read post]
13 Jul 2023, 4:57 am
During October 2022, the Financial Sector Conduct Authority (FSCA) declared crypto assets to be a financial product under the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act). [read post]
14 May 2021, 9:43 am
As part of its Making Ends Meet survey, the CFPB issued a report last week on how consumers use payday, auto title, and pawn loans (“alternative financial services” or “AFS”) and the other sources of credit available to them. [read post]
3 Feb 2009, 11:24 am
In 2004, three financial services firms devised a way to ease the transition of financial advisers from one firm to another. [read post]
27 Sep 2018, 6:51 am
Prospects for cooperation in financial services with other countries post-Brexit. [read post]
29 Mar 2011, 3:47 pm
Financial Ombudsman Service, Financial Services Authority and the Office of Fair Trading Consumer complaint (emerging risks and mass claims): Feedback... [read post]
5 Feb 2010, 12:55 pm
This week's job is another in-house position with one of Lateral Link's financial services clients. [read post]
26 Oct 2011, 10:49 am
With strong bi-partisan support building for crowdfunding legislation and the President calling for this form or capital raising, the full House Financial Services Committee approved legislation sanctioning crowdfunding to finance new businesses by allowing companies to accept and pool donations of up to $1 million, or $2 million in some cases, without registering with the SEC. [read post]
12 Jun 2011, 10:14 pm
ASIC will also be issuing best practice guidance for advertising financial products and services and credit products and services. [read post]
23 Mar 2016, 1:30 pm
Financial services companies are in an industry specifically targeted by the OFCCP and should expect more audits and greater scrutiny of their compensation practices. [read post]
