Posts tagged with: "financial+services"
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26 Apr 2011, 1:49 pm
The Government has released a discussion paper reviewing the need for, benefits and costs of a statutory compensation scheme for investors who lose their money through the misconduct of a financial service provider who does not have professional indemnity insurance or the financial capacity to pay compensation. [read post]
2 Nov 2023, 9:22 am
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have recently published consultation papers setting out proposals to promote diversity and inclusion (D&I) in the financial services sector. [read post]
2 Nov 2023, 9:36 am
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have recently published consultation papers setting out proposals to promote diversity and inclusion (D&I) in the financial services sector. [read post]
31 Aug 2014, 4:00 am
The American Institute of Certified Public Accountants (AICPA) has published the latest version of their Statement on Standards in Personal Financial Planning Services. [read post]
12 Mar 2018, 8:06 am
To register and view a complete description of PLI’s 23rd Annual Consumer Financial Services Institute, click here. [read post]
18 Jan 2018, 12:47 pm
Lena Nebel, CFP, MSFS has joined the advisory team of financial services firm Brotman Financial Group Inc. [read post]
28 Jul 2022, 3:07 am
On 27 July 2022, the Financial Ombudsman service (FOS) announced that it has published two new webpages on the subject of complaints that involve gambling-related harm. [read post]
26 May 2010, 8:17 am
The Treasury Department said on Wednesday that it has appointed Marjorie Magner, a former Citigroup executive, as one of its two representatives on the board of Ally Financial, the bank formerly known as GMAC Financial Services. [read post]
16 Dec 2014, 12:00 am
Nationally and internationally competitive markets should be promoted in order to provide consumers with greater choice amongst financial services. [read post]
4 Apr 2023, 1:19 pm
FINRA Censures and Fines Fortune Financial Services In February 2023, FINRA reportedly sanctioned Fortune Financial Services in connection with variable annuity recommendations. [read post]
30 Apr 2009, 1:04 pm
The House Financial Services Committee will continue marking up the Act today. [read post]
10 Sep 2021, 7:35 am
Continue Reading › The post Representatives To Be Appointed For Each Investor Class in Northstar Financial Services (Bermuda) Liquidation Proceedings appeared first on Investor Lawyers Blog. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
4 Sep 2012, 4:00 am
The Financial Services Committee has announced that it will be holding a hearing on Thursday, September 20, 2012 at 10 a.m. to review and discuss the report with CFPB Director Richard Cordray. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
5 Jul 2017, 7:13 am
Civil litigation — Claim-splitting doctrine — Breach of contract Michelle Williams, appellant, appeals the dismissal of a complaint filed in the Circuit Court for Baltimore City against Lendmark Financial Services, LLC, (“Lendmark”), appellee, alleging that Lendmark violated Maryland’s Closed End Credit Grantor Provisions (“CLEC”), Maryland Code (1975, 2013 Repl. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
20 Mar 2008, 12:59 pm
In Drive Financial Services, L.P. v. [read post]
