Posts tagged with: "financial+services"
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4 Jun 2019, 8:44 am
The shortlist nominees were drawn from a list of about 30 firms ranked by Chambers USA in the area of Financial Services Regulation this year. [read post]
6 Jan 2020, 9:57 am
The House Financial Services Committee has announced that it will hold the following hearings this month: On January 14, the Subcommittee on Consumer Protection and Financial Institutions will hold a hearing entitled, “The Community Reinvestment Act: Reviewing Who Wins and Who Loses with Comptroller Otting’s Proposal. [read post]
27 Jul 2009, 7:34 pm
The Financial Ombudsman Service did not uphold the dispute [read post]
31 Oct 2024, 10:09 am
On 31 October 2024, the House of Lords Financial Services Regulation Committee (the Committee) published a letter dated 2 October 2024 from Baroness Altmann regarding listed investment companies and cost disclosure. [read post]
3 Jul 2012, 6:00 am
A bill introduced in Congress that would provide for the OCC to charter and regulate “Federal Financial Services and Credit Companies” (FFSCCs) was recently called a “get out of regulation free card” in a blog post by Ed Mierzwinski, U.S. [read post]
17 Mar 2016, 4:00 am
Mishkin Director Cordray was the sole witness at the hearing held yesterday by the House Financial Services Committee, which was entitled “The Semi-Annual Report of the Bureau of Consumer Financial Protection. [read post]
7 Oct 2020, 6:02 pm
Today, the Consumer Financial Protection Bureau (CFPB) announced it has rescinded the highly controversial Compliance Bulletin 2015-05, “RESPA Compliance And Marketing Services Agreements” and issued new the Real Estate Settlement Procedures Act (RESPA) guidance on Section 8 on the topics of “Gifts and Promotional Activities” and “Marketing Services Agreements“. [read post]
2 Nov 2023, 9:22 am
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have recently published consultation papers setting out proposals to promote diversity and inclusion (D&I) in the financial services sector. [read post]
2 Nov 2023, 9:36 am
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have recently published consultation papers setting out proposals to promote diversity and inclusion (D&I) in the financial services sector. [read post]
26 Apr 2011, 1:49 pm
The Government has released a discussion paper reviewing the need for, benefits and costs of a statutory compensation scheme for investors who lose their money through the misconduct of a financial service provider who does not have professional indemnity insurance or the financial capacity to pay compensation. [read post]
12 Mar 2018, 8:06 am
To register and view a complete description of PLI’s 23rd Annual Consumer Financial Services Institute, click here. [read post]
31 Aug 2014, 4:00 am
The American Institute of Certified Public Accountants (AICPA) has published the latest version of their Statement on Standards in Personal Financial Planning Services. [read post]
28 Jul 2022, 3:07 am
On 27 July 2022, the Financial Ombudsman service (FOS) announced that it has published two new webpages on the subject of complaints that involve gambling-related harm. [read post]
18 Jan 2018, 12:47 pm
Lena Nebel, CFP, MSFS has joined the advisory team of financial services firm Brotman Financial Group Inc. [read post]
26 May 2010, 8:17 am
The Treasury Department said on Wednesday that it has appointed Marjorie Magner, a former Citigroup executive, as one of its two representatives on the board of Ally Financial, the bank formerly known as GMAC Financial Services. [read post]
16 Dec 2014, 12:00 am
Nationally and internationally competitive markets should be promoted in order to provide consumers with greater choice amongst financial services. [read post]
4 Apr 2023, 1:19 pm
FINRA Censures and Fines Fortune Financial Services In February 2023, FINRA reportedly sanctioned Fortune Financial Services in connection with variable annuity recommendations. [read post]
30 Apr 2009, 1:04 pm
The House Financial Services Committee will continue marking up the Act today. [read post]
10 Sep 2021, 7:35 am
Continue Reading › The post Representatives To Be Appointed For Each Investor Class in Northstar Financial Services (Bermuda) Liquidation Proceedings appeared first on Investor Lawyers Blog. [read post]
27 May 2024, 10:00 pm
The article notes that financial services firms should pay attention to D&I and sexual harassment, as the reports indicate that they are likely priorities of the government. [read post]
